Penn Capital Management Inc. – ‘13F-HR’ for 6/30/00

As of:  Thursday, 11/9/00   ·   For:  6/30/00   ·   Accession #:  1114951-0-12   ·   File #:  28-05903

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Quarterly Holdings and Combination Report by a Money Manager   —   Form 13F
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 13F-HR      Quarterly Holdings and Combination Report by a         4±    18K 
                Money Manager                                                    


PENN CAPITAL MANAGEMENT                                                         
PORTFOLIO APPRAISAL                                                             
MASTER GROUP                                                                    
30-Jun-00                                                                       

Market                                        
Security        Cusip    Value   Quantity                                       
--------------------------------      --------- ---------------- ---------------

SMALL CAP EQUITIES                                                              
------------------                                                              
AirTran Holdings Inc    00949p108       "294,241.72"    "70,795"                
Airgate PCS Inc 9367103 "1,183,970.31"  "22,525"                                
Allied Waste Industries 19589308        "294,600.00"    "29,460"                
Anchor Gaming           "359,291.56"    "7,495"                                 
Applica Incorporated    03815A106       "36,539.37"     "3,230"                 
Arch Capital Group LTD  03937L105       "44,065.62"     "2,950"                 
Argosy Gaming Corp      40228108        "2,415,934.37"  "168,065"               
AudioVox Corp CL A      50757103        "589,730.62"    "26,730"                
Aztar Corp      54802103        "24,800.00"     "1,600"                         
BE Aerospace Inc        73302101        "185,831.25"    "27,030"                
Bankunited Financial Corp-CL A  06652b103       "22,656.25"     "3,125"         
Barrett Resources Corp  68480201        "1,446,724.81"  "47,531"                
CCBT Financial Companies        12500Q102       "67,040.47"     "4,265"         
Capital Gaming Inc Cl A 140180407       31.5    "3,150"                         
Caremark RX Inc 141705103       "456,437.50"    "67,000"                        
Centex Construction Products    15231R109       "22,687.50"     "1,000"         
Champps Entertainment   158787101       "59,125.00"     "11,000"                
Chesapeake Energy Corp          "4,450,786.25"  "574,295"                       
Clearnet Communications Inc     184902104       "3,929,113.59"  "141,510"       
Coastal Bancorp Inc     19041p105       "133,328.12"    "9,275"                 
Comstock Resource Inc   205768203       "497,160.00"    "62,145"                
Cornerstone Bancorp Inc 218925105       "49,878.75"     "4,245"                 
Cullen/Frost Bankers Inc                "152,875.62"    "5,810"                 
Dan River Inc-GA CL A   235774106       "2,708,203.00"  "570,148"               
Decorative Home Accents Inc CL          2.5     250                             
Drypers Corp    262497308       "4,384.37"      "2,806"                         
Drypers Corp CL B       262497308       "2,265.62"      "1,450"                 
EOG Resources Inc       26875P101       "506,520.00"    "15,120"                
First Essex Bancorp Inc 320103104       "30,679.69"     "1,925"                 
"Frontier Airlines, Inc."       359065109       "229,572.50"    "16,040"        
Gilat Satellite Networks LTD    giltf   "1,648,201.19"  "23,758"                
Grey Wolf Inc   397888108       "2,273,750.00"  "454,750"                       
H & Q Life Science Investors    404053100       "516,651.56"    "17,403"        
Haynes Holdings Inc Private             "1,435,240.00"  "717,620"               
Herbalife International CL B    426908307       "116,156.25"    "14,750"        
Hollywood Casino Corp CL A      436132203       "1,362,767.81"  "196,435"       
"Isle of Capri Casinos, Inc."   464592104       "369,374.69"    "27,235"        
Ivax Corp       465823102       "99,600.00"     "2,400"                         
John Hancock BK & Thrift Opp F  409735107       "565,227.50"    "84,520"        
Jones International Networks L  480208000       "1,875,000.00"  "150,000"       
Kaufman & Broad Homes   486168107       "31,898.12"     "1,610"                 
Kensey Nash Corp        490057106       "902,626.87"    "81,135"                
Laboratory Crp of America Hldg  50540r409       "2,450,107.00"  "31,768"        
Lennar Corp     526057104       "31,590.00"     "1,560"                         
MECH Financial Inc      583492103       "78,258.75"     "2,545"                 
Magnum Hunter Resources Inc     55972F203       "663,825.00"    "100,200"       
Marine Drilling Co Inc  568240204       "580,020.00"    "20,715"                
Medquist Inc    584949101       "189,890.00"    "5,585"                         
Microcell Telecommunications I  59501t304       "7,603,228.75"  "210,470"       
Nabors Industries Inc DU                "3,021,172.93"  "72,690"                
National Penn Bancshares Inc    637138108       "344,880.94"    "16,722"        
Neuberger Berman Inc.   641234109       "342,937.50"    "7,375"                 
Orckit Comm LTD         "111,914.37"    "3,715"                                 
Packaged Ice Inc        695148106       "20,937.50"     "5,000"                 
Panaco Inc              "291,330.00"    "175,500"                               
Panera Bread Company-CL A       69840w108       "298,636.87"    "29,495"        
"Paradyne Network, Inc" 69911g107       "29,306.25"     900                     
Parker Drilling Co              "18,562.50"     "3,000"                         
Patterson Energy Inc    703414102       "1,143,277.50"  "40,115"                
Pegasus Com CL A RSTD   70557g989       "85,614.06"     "1,745"                 
Pegasus Communications Corp     705904100       "5,353,619.58"  "109,118"       
Penn National Gaming Inc        707569109       "446,559.37"    "32,775"        
Penton Media Inc        709668107       "466,200.00"    "13,320"                
Powertel Inc    73936c109       "4,726,920.31"  "66,635"                        
Premier National Bancorp        74053f107       "96,681.00"     "7,437"         
Pride International Inc 741932107       "633,847.50"    "25,610"                
Provident Bank Shares   743859100       "80,622.00"     "5,972"                 
Pulte Corp      745867101       "28,220.62"     "1,305"                         
Raymond James Financial Inc     754730109       "22,275.00"     990             
Seacoast Banking FL A   811707108       "362,475.00"    "13,425"                
Sinclair Broadcast Group-A      829226109       "173,855.00"    "15,805"        
Sirius Satellite Radio Inc      82966U103       "1,569,327.19"  "35,415"        
Specialty Foods Corp 144A               3.15    "3,150"                         
Staten Island Bancorp Inc       857550107       "55,518.75"     "3,150"         
Station Casinos Inc     857689103       "157,250.00"    "6,290"                 
Syratech Corp   871824108       "13,035.00"     "1,738"                         
Thermadyne Ind Cl B             2       "2,000"                                 
Toll Brothers Inc               "31,262.50"     "1,525"                         
Tropical Sportswear Intl        89708p102       "806,837.50"    "46,105"        
UTI Energy Corp 903387108       "534,264.37"    "13,315"                        
Unit Corp               "608,715.00"    "45,090"                                
United Bankshares Inc-W VA      909907107       "69,112.50"     "3,800"         
Voicestream Wireless Corp       928615103       "2,360,012.48"  "20,293"        
Waste Systems Intl Cl B 941060000       "262,500.00"    "150,000"               
Webster Financial Corp  947890109       "18,948.12"     854                     
XM Satellite Radio Hold Cl A    983759101       "1,050,496.25"  "28,060"        
----------------                              

Warrants                                                                        
--------                                                                        
Aladdin Gaming Wts      01071G114       248.7   "248,700"                       
Allegiance Telecom Inc Wts Ex   01747t110       "104,500.00"    950             
American Tel Wts-New Exp 8-10-          35      "3,500"                         
Clearnet Comm WTS               "20,212.50"     "4,125"                         
Heartland Wireless 144A Wt-Exp          219     "21,900"                        
Key Energy Serv Warrants        492914122       "50,000.00"     "1,000"         
McCaw Intl LTD Wt Ex-2007               "3,000.00"      "1,000"                 
Waste System Intl Wts EX-2006   94106p167       "1,875.00"      "3,750"         
----------------                              

SMALL CAP SHORT STOCK                                                           
---------------------                                                           
Carmike Cinemas Inc-Cl A        143436103       "-72,850.00"    "-18,800"       
Galey & Lord Inc        36352k103       "-103,125.00"   "-50,000"               
Pillowtex Corp  721501104       "-42,500.00"    "-10,000"                       
Waste Systems International     94106p209       "-8,750.00"     "-5,000"        
----------------                              

LARGE CAP EQUITIES                                                              
------------------                                                              
AT&T Corp-Liberty Media A       1957208 "444,745.00"    "18,340"                
AXA Financial Inc       2451102 "486,370.00"    "14,305"                        
Alcatel Sa Sponsored ADR        13904305        "523,687.50"    "7,875"         
Alliance Capital Mgmt Holding-  01855A101       "43,879.69"     925             
American Express Co     25816109        "358,098.75"    "6,870"                 
American Home Prods Inc 26609107        "495,850.00"    "8,440"                 
American Int'l Group    26874107        "827,082.50"    "7,039"                 
Apache Corp     37411105        "795,145.00"    "13,520"                        
Astoria Financial Corp  46265104        "19,338.25"     751                     
Bank United Corp - Cl A 65412108        "120,693.12"    "3,430"                 
Bank of New York Co Inc 64057102        "119,040.00"    "2,560"                 
BankAmerica Corp        60505104        "266,600.00"    "6,200"                 
Bristol Myers Squibb Co 110122108       "164,847.50"    "2,830"                 
Burlington Resources Inc        122014103       "1,190,799.00"  "31,132"        
Cable & Wireless PLC-SP ADR     126830207       "92,115.00"     "1,840"         
Capital One Financial Corp      14040h105       "75,193.12"     "1,685"         
Chase Manhattan Corp    16161a108       "123,102.03"    "2,673"                 
Citigroup Inc   172967101       "167,013.00"    "2,772"                         
Crown Castle Intl Group 228227104       "65,700.00"     "1,800"                 
Deutsche Bank Spon-ADR  251525309       "16,564.40"     200                     
Echostar Communications - A     278762109       "675,596.80"    "20,405"        
Ericsson Tel - ADR      294821400       "550,000.00"    "27,500"                
Federal Natl Mortgage Assoc     313586109       "163,346.87"    "3,130"         
First Union Corp        337358105       "70,343.44"     "2,835"                 
Fleet Boston Financial Corp     339030108       "120,394.00"    "3,541"         
General Motors Corp - CL H              "945,067.50"    "10,770"                
Gillette Co             "94,331.25"     "2,700"                                 
Global Crossing Ltd             "157,875.00"    "6,000"                         
Harrah's Entertainment Inc      413619107       "103,640.62"    "4,950"         
Int'l Game Technology           "289,380.00"    "10,920"                        
Intel Corp              "258,016.87"    "1,930"                                 
Intl Business Machines  459200101       "180,230.31"    "1,645"                 
Lucent Technologies Inc 549463107       "270,772.50"    "4,570"                 
MBNA Corp       55262L100       "26,446.87"     975                             
Mannesmann REORG AG-Spon ADR    563775303       "122,220.00"    500             
Mellon Bank Corp        58551a108       "164,333.12"    "4,510"                 
Merck & Co              "381,975.62"    "4,985"                                 
Metlife Inc     59156R108       "380,494.06"    "18,065"                        
Microsoft Corp  594918104       "563,200.00"    "7,040"                         
Motorola Inc w/Rts      620076109       "386,095.31"    "13,285"                
NTL Inc 629407107       "361,151.03"    "6,032"                                 
Nabors Industries Inc   629568106       "226,952.03"    "5,461"                 
News Corp LTD ADR       652487703       "433,002.50"    "7,945"                 
Nextel Comm - A 65332v103       "659,601.25"    "10,780"                        
Nextel Partners Inc CL A        65333f107       "1,211,325.00"  "37,200"        
Nextlink Comm-A 65333h707       "538,712.50"    "14,200"                        
Nortel Networks Corp    656568102       "810,468.75"    "11,875"                
North Fork Bancorporation Inc   659424105       "269,981.25"    "17,850"        
PNC Financial Corp      693475105       "119,531.25"    "2,550"                 
Park Place Entertainment        700690100       "97,804.69"     "8,025"         
Peoples Bank Bridgeport 710198102       "24,990.00"     "1,360"                 
Pfizer Inc              "183,360.00"    "3,820"                                 
Quest Diagnostics Inc   74834L100       "97,175.00"     "1,300"                 
R&B Falcon Corp 7.49E+105       "661,988.44"    "28,095"                        
Regions Financial Corp  758940100       "14,707.50"     740                     
Smith International Inc 832110100       "429,957.81"    "5,905"                 
Southwest Airlines      844741108       "94,403.44"     "4,985"                 
Sprint Corp (FON Group) 852061100       "504,135.00"    "9,885"                 
Sprint Corp (PCS Group) 852061506       "853,825.00"    "14,350"                
Summit Bancorp  866005101       "365,213.37"    "14,831"                        
Suntrust Banks Inc      867914103       "74,379.25"     "1,628"                 
T Rowe Price Associates Inc     741477103       "270,300.00"    "6,360"         
TV Guide Inc - CL A     87307q109       "316,641.25"    "9,245"                 
Target Corp     8.76E+110       "153,700.00"    "2,650"                         
Tele Norte Leste Part-ADR       879246106       685.12  29                      
Telebras-Sponsored ADR          584.25  "1,425"                                 
Telefonica De Espana ADR        879382208       "367,860.97"    "5,742"         
Telefonos De Mexico - Cl L ADR  879403780       "47,985.00"     840             
Telephone & Data Sys    879433100       "131,327.50"    "1,310"                 
Telewest Communications PLC     87956p105       "106,005.00"    "2,865"         
Time-Warner Inc 887315109       "443,460.00"    "5,835"                         
Transocean Sedco Forex Inc              "984,105.00"    "18,416"                
U.S. Bancorp    902973106       "41,599.25"     "2,161"                         
Vodafone Airtouch PLC-SP ADR    92857t107       26.77   1                       
Voicestream Wireless Corp       928615103       "256,318.31"    "2,204"         
Wal-Mart Stores Inc     931142103       "417,781.25"    "7,250"                 
Washington Mutual Inc   939322103       "106,173.37"    "3,677"                 
Wells Fargo & Co.       949746101       "143,568.75"    "3,705"                 
Westamerica Bancorp     957090103       "6,531.25"      250                     
Witney Holding Corp     966612103       "52,990.62"     "1,550"                 
----------------                              

"92,761,819.88"