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American International Group Inc – ‘8-K’ for 5/21/19

On:  Tuesday, 5/21/19, at 4:43pm ET   ·   For:  5/21/19   ·   Accession #:  1144204-19-27523   ·   File #:  1-08787

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/21/19  American International Group Inc  8-K:5,8,9   5/21/19    2:75K                                    Toppan Vintage/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     34K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      9K

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of The Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  May 21, 2019

 

 

AMERICAN INTERNATIONAL GROUP, INC.

  
  (Exact name of registrant as specified in its charter)  

 

Delaware

  

1-8787

  

13-2592361

(State or other jurisdiction

of incorporation)

   (Commission File Number)  

(IRS Employer

Identification No.)

 

 

175 Water Street
New York, New York 10038

  
  (Address of principal executive offices)  

 

Registrant’s telephone number, including area code:  (212) 770-7000

 

  (Former name or former address, if changed since last report.)  
     

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨

 Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   

¨

 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   

¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

   

¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

 

Emerging growth company  ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  ¨

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class   Trading Symbol Name of each exchange on which registered
Common Stock, Par Value $2.50 Per Share   AIG New York Stock Exchange
Warrants (expiring January 19, 2021)   AIG WS New York Stock Exchange
5.75% Series A-2 Junior Subordinated Debentures   AIG 67BP New York Stock Exchange
4.875% Series A-3 Junior Subordinated Debentures   AIG 67EU New York Stock Exchange
Stock Purchase Rights     New York Stock Exchange
Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series A 5.85% Non-Cumulative Perpetual Preferred Stock   AIG PRA New York Stock Exchange

 

 

 

 C: 
 

 

 

Section 5 — Corporate Governance and Management

  

Item 5.07.Submission of Matters to a Vote of Security Holders.

 

On May 21, 2019, American International Group, Inc. (“AIG”) held its Annual Meeting of Shareholders at which holders of AIG’s common stock, par value $2.50 per share, voted upon (i) the election of thirteen nominees as directors until the next annual election and until their successors are duly elected and qualified; (ii) a non-binding advisory resolution to approve executive compensation; (iii) a non-binding advisory resolution on the frequency of future advisory shareholder votes on executive compensation; (iv) the ratification of the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2019; and (v) a shareholder proposal calling for AIG’s Board of Directors to take steps to amend AIG’s By-laws to provide shareholders who hold at least 10 percent of AIG’s outstanding common stock the right to call special meetings.

 

The shareholders elected all thirteen director nominees presented, approved the non-binding advisory resolution to approve executive compensation, approved “annual” as the frequency of future advisory shareholder votes on executive compensation, ratified the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2019 and did not approve the shareholder proposal.

 

The number of votes cast for or against and the number of abstentions and broker non-votes with respect to each matter voted upon, as applicable, are set forth below.

 

    For     Against     Abstain     Broker Non-Votes  
W. Don Cornwell      684,158,342        71,592,632        427,405       42,200,151  
Brian Duperreault      753,501,768        2,277,104        399,507       42,200,151  
John H. Fitzpatrick      714,038,894        41,717,668        421,817       42,200,151  
William G. Jurgensen      713,438,281        42,319,563        420,535       42,200,151  
Christopher S. Lynch      712,457,799        43,302,049        418,531       42,200,151  
Henry S. Miller      693,271,413        62,492,079        414,887       42,200,151  
Linda A. Mills      730,679,094        25,080,172        419,113       42,200,151  
Thomas F. Motamed      753,271,849        2,482,409        424,121       42,200,151  
Suzanne Nora Johnson      693,917,832        61,846,718        413,829       42,200,151  
Peter R. Porrino      754,225,896        1,524,699        427,784       42,200,151  
Amy L. Schioldager      754,213,269        1,543,706        421,404       42,200,151  
Douglas M. Steenland      690,716,444        65,039,702        422,233       42,200,151  
Therese M. Vaughan     754,426,195       1,334,746       417,438       42,200,151  
         
    For     Against     Abstain     Broker Non-Votes  
Non-binding advisory resolution to
approve executive compensation		     399,914,774       331,764,354       24,499,251       42,200,151  

 

    One Year   Two Years   Three Years   Abstain   Broker Non-Votes  
Non-binding advisory resolution on the frequency of future advisory shareholder votes on executive compensation   746,314,013   650,339   8,563,663   650,364   42,200,151  

  

 C: 
 

 

 

    For     Against     Abstain     Broker Non-Votes  
Ratification of the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2019     770,679,475       27,239,140       459,915       0  
Shareholder proposal calling for the Board to take steps to amend AIG’s By-laws to provide shareholders who hold at least 10 percent of AIG’s outstanding common stock the right to call special meetings     357,143,956       398,478,539       555,884       42,200,151  

  

Pursuant to a recommendation by AIG’s Board of Directors that shareholders vote to hold future non-binding advisory shareholder votes to approve executive compensation on an annual basis, over 98 percent of the votes cast by shareholders voted in favor of this recommendation. In line with the Board’s recommendation and subsequent shareholder approval, the Board determined that AIG will hold future non-binding advisory shareholder votes on executive compensation on an annual basis until the next non-binding advisory shareholder vote on the frequency of shareholder votes on executive compensation, which will occur no later than AIG’s 2025 Annual Meeting of Shareholders.

 

Section 8 — Other Events

 

Item 8.01.Other Events.

 

On May 21, 2019, AIG issued a press release announcing that its Board of Directors has declared a cash dividend of $369.6875 per share on its Series A 5.85% Non-Cumulative Perpetual Preferred Stock, which are represented by depositary shares, each representing a 1/1,000th interest in a share of preferred stock, holders of which will receive $0.3696875 per depositary share. A copy of the press release is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference herein.

 

Section 9 — Financial Statements and Exhibits

 

Item 9.01.Financial Statements and Exhibits.

 

  (d) Exhibits.

 

  99.1 Press release of American International Group, Inc. dated May 21, 2019.

 

 C: 
 

 

 

EXHIBIT INDEX

 

Exhibit No. Description
99.1 Press release of American International Group, Inc. dated May 21, 2019.

 

 C: 
 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  AMERICAN INTERNATIONAL GROUP, INC.  
  (Registrant)  
       
       
Date: May 21, 2019 By: /s/ Rose Marie E. Glazer  
  Name: Rose Marie E. Glazer  
  Title: Senior Vice President, Corporate Secretary
and Deputy General Counsel

 

 

 

 C: 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
1/19/21
Filed on / For Period End:5/21/19DEF 14A
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