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As Of Filer Filing For·On·As Docs:Size Issuer Filing Agent 12/16/13 China Cablecom Holdings, Ltd. 20-F/A 12/31/12 84:6.3M Toppan Merrill/FA |
Document/Exhibit Description Pages Size 1: 20-F/A Amendment to Annual Report by a Foreign HTML 67K Non-Canadian Issuer 4: EX-13.1 Annual or Quarterly Report to Security Holders HTML 24K 2: EX-12.1 Statement re: Computation of Ratios HTML 28K 3: EX-12.2 Statement re: Computation of Ratios HTML 28K 81: R1 Document And Entity Information HTML 50K 54: R2 Consolidated Balance Sheets HTML 109K 50: R3 Consolidated Balance Sheets [Paranthetical] HTML 45K 14: R4 Consolidated Statements of Operations HTML 75K 52: R5 Consolidated Statements of Comprehensive Loss HTML 42K 35: R6 Consolidated Statements of Changes in HTML 69K Shareholders' Equity 70: R7 Consolidated Statements of Cash Flows HTML 125K 36: R8 Organization and Basis of Preparation of Financial HTML 182K Statements 38: R9 Summary of Significant Accounting Policies HTML 63K 15: R10 Recent Changes in Accounting Standards HTML 30K 37: R11 Stock Based Compensation HTML 74K 69: R12 Cash and cash equivalents HTML 29K 64: R13 Prepaid Expenses and Advances HTML 33K 51: R14 Property, Plant and Equipment, Net HTML 45K 77: R15 Investment in operating joint venture HTML 51K 68: R16 Income Taxes HTML 69K 11: R17 Other Current Liabilities HTML 39K 19: R18 Promissory note HTML 34K 76: R19 Convertible notes HTML 38K 80: R20 Unsecured notes HTML 38K 82: R21 Secured notes HTML 40K 79: R22 Senior secured notes HTML 32K 57: R23 Shareholders’ Equity HTML 38K 16: R24 Warrants HTML 31K 34: R25 Related Party Transactions HTML 30K 24: R26 Commitments and Contingencies HTML 29K 23: R27 Operating Risk HTML 33K 40: R28 Summary of Significant Accounting Policies HTML 102K (Policies) 56: R29 Organization and Basis of Preparation of Financial HTML 144K Statements (Tables) 66: R30 Summary of Significant Accounting Policies HTML 40K (Tables) 29: R31 Stock Based Compensation (Tables) HTML 66K 41: R32 Prepaid Expenses and Advances (Tables) HTML 33K 73: R33 Property, Plant and Equipment, Net (Tables) HTML 42K 26: R34 Investment in operating joint venture (Tables) HTML 40K 62: R35 Income Taxes (Tables) HTML 62K 63: R36 Other Current Liabilities (Tables) HTML 38K 42: R37 Unsecured notes (Tables) HTML 34K 22: R38 Secured notes (Tables) HTML 36K 61: R39 Warrants (Tables) HTML 33K 27: R40 Organization and Basis of Preparation of Financial HTML 28K Statements (Details) 39: R41 Organization and Basis of Preparation of Financial HTML 97K Statements (Details 1) 67: R42 Organization and Basis of Preparation of Financial HTML 72K Statements (Details 2) 32: R43 Organization and Basis of Preparation of Financial HTML 41K Statements (Details 3) 58: R44 Organization and Basis of Preparation of Financial HTML 115K Statements (Details Textual) 48: R45 Summary of Significant Accounting Policies HTML 25K (Details) 25: R46 Summary of Significant Accounting Policies HTML 26K (Details 1) 72: R47 Summary of Significant Accounting Policies HTML 27K (Details Textual) 20: R48 Stock Based Compensation (Details) HTML 36K 28: R49 Stock Based Compensation (Details 1) HTML 43K 47: R50 Stock Based Compensation (Details Textual) HTML 35K 55: R51 Prepaid Expenses and Advances (Details) HTML 26K 71: R52 Property, Plant and Equipment, Net (Details) HTML 39K 12: R53 Property, Plant and Equipment, Net (Details HTML 24K Textual) 59: R54 Investment in operating joint venture (Details) HTML 40K 44: R55 Investment in operating joint venture (Details HTML 45K Textual) 18: R56 Income Taxes (Details) HTML 34K 21: R57 Income Taxes (Details 1) HTML 38K 53: R58 Income Taxes (Details Textual) HTML 29K 75: R59 Other Current Liabilities (Details) HTML 40K 84: R60 Promissory note (Details Textual) HTML 74K 83: R61 Convertible notes (Details Textual) HTML 102K 65: R62 Unsecured notes (Details) HTML 33K 31: R63 Unsecured notes (Details Textual) HTML 52K 30: R64 Secured notes (Details) HTML 33K 60: R65 Secured notes (Details Textual) HTML 53K 74: R66 Senior secured notes (Details Textual) HTML 82K 17: R67 Shareholders’ Equity (Details Textual) HTML 53K 78: R68 Warrants (Details) HTML 28K 33: R69 Related Party Transactions (Details Textual) HTML 29K 43: R70 Operating Risk (Details Textual) HTML 23K 46: XML IDEA XML File -- Filing Summary XML 124K 13: EXCEL IDEA Workbook of Financial Reports XLSX 159K 45: EXCEL IDEA Workbook of Financial Reports (.xls) XLS 1.10M 5: EX-101.INS XBRL Instance -- cablf-20121231 XML 1.59M 7: EX-101.CAL XBRL Calculations -- cablf-20121231_cal XML 114K 8: EX-101.DEF XBRL Definitions -- cablf-20121231_def XML 813K 9: EX-101.LAB XBRL Labels -- cablf-20121231_lab XML 815K 10: EX-101.PRE XBRL Presentations -- cablf-20121231_pre XML 950K 6: EX-101.SCH XBRL Schema -- cablf-20121231 XSD 176K 49: ZIP XBRL Zipped Folder -- 0001144204-13-067302-xbrl Zip 145K
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 1 on
FORM 20-F/A
£ | REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 |
OR
R | ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the fiscal year ended December 31, 2012.
OR
£ | TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
OR
£ | SHELL COMPANY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
for the transition period from __________ to ___________
Commission file number 001-34136
China Cablecom Holdings,
Ltd.
(Exact name of the Registrant as specified in its charter)
British Virgin Islands
(Jurisdiction of incorporation or organization)
Room 458, North Building, Wenjiao Plaza
No. 1 Qingnian Dong Road
Jinan, People’s Republic of China 250001
(Address of principal executive offices)
Kerry Propper, (646) 465-9000
17 State Street, Suite 2575, New York, NY 10004
(Name, Telephone, E-mail and/or Facsimile Number and Address of Company Contact Person)
Securities registered or to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class | Name of each exchange on which registered |
None
Securities registered or to be registered pursuant to Section 12(g) of the Act: ORDINARY SHARES, $.0015 PAR VALUE
Securities for which there is a reporting obligation pursuant to Section 15(d) of the Act: None
On December 31, 2012, the registrant had 14,575,235 ordinary shares outstanding.
Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act.
¨ Yes x No
If this report is an annual or transition report, indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.
¨ Yes x No
Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
¨ Yes x No
Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files).
¨ Yes x No
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer or a non-accelerated filer. See definition of “accelerated filer and large accelerated filer” in Rule 12b-2 of the Exchange Act.
¨ Large Accelerated filer | ¨ Accelerated filer | x Non-accelerated filer |
Indicate by check mark which basis of accounting the registrant has used to prepare the financial statements included in this filing:
x US GAAP | ¨ International Financial Reporting Standards as issued by the International Accounting Standards Board | ¨ Other |
If “Other” has been checked in response to the previous question, indicate by check mark which financial statement item the registrant has elected to follow.
¨ Item 17 ¨ Item 18
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If this is an annual report, indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
S Yes £ No
(APPLICABLE ONLY TO ISSUERS INVOLVED IN BANKRUPTCY PROCEEDINGS DURING THE PAST FIVE YEARS)
Indicate by check mark whether the registrant has filed all documents and reports required to be filed by Sections 12, 13 or 15(d) of the Securities Exchange Act of 1934 subsequent to the distribution of the securities under a plan confirmed by a court.
¨ Yes ¨ No
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EXPLANATORY NOTE
This Amendment No. 1 to the Annual Report on Form 20-F of China Cablecom Holdings Limited (the “Company”) amends the Company’s Annual Report on Form 20-F for the year ended December 31, 2012, (the “Original Filing”) which was filed with the Securities and Exchange Commission on December 5, 2013. The Company is filing this Amendment No. 1 solely to provide Exhibit 101, which was not included in the Original Filing. Exhibit 101 includes information about the Company in Extensible Business Reporting Language (XBRL).
In accordance with Rule 12b-15 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”), this Amendment No. 1 is accompanied by currently dated certifications on Exhibits 12.1, 12.2 and 13.1 by our chief executive officer and chief financial officer. Except as specifically referenced herein, this Amendment No. 1 does not reflect any event occurring subsequent to December 5, 2013, the filing date of the original report. Accordingly, this Amendment No. 1 should be read in conjunction with our other filings with the Securities and Exchange Commission.
Pursuant to Rule 406T of Regulation S-T, these interactive data files are deemed not filed or part of a registration statement or prospectus for purposes of Section 11 or 12 of the Securities Act of 1933, and are deemed not filed for purposes of Section 18 of the Securities and Exchange Act of 1934, and otherwise are not subject to liability under these sections.
PART III
ITEM 19. | EXHIBITS | 3 |
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C: 2 |
ITEM 19. | EXHIBITS |
Exhibit Number |
Description of Exhibit | |
1.1 * | China Cablecom Holdings Amended and Restated Memorandum of Association | |
1.2 * | China Cablecom Holdings Amended and Restated Articles of Association | |
2.1 (1) | Specimen Unit Certificate | |
2.2 (1) | Specimen Ordinary Share Certificate | |
2.3 (1) | Form of Unit Purchase Option | |
2.4 (1) | Form of Warrant | |
2.5 (2) | Form of Warrant Agreement | |
4.1 (1) | The China Cablecom Holdings 2007 Omnibus Securities and Incentive Plan | |
4.2 (1) | Warrants Exercise Proceeds Award Agreement between China Cablecom Holdings and James S. Cassano | |
4.3 (1) | Warrants Exercise Proceeds Award Agreement between China Cablecom Holdings and Kerry Proper | |
4.4 (1) | Warrants Exercise Proceeds Award Agreement between China Cablecom Holdings and Jonathan Kalman | |
4.5 (1) | Warrants Exercise Proceeds Award Agreement between China Cablecom Holdings and Clive Ng | |
4.6 (1) | Incentive Share Agreement between China Cablecom Holdings and James S. Cassano | |
4.7 (1) | Incentive Share Agreement between China Cablecom Holdings and Kerry Proper | |
4.8 (1) | Incentive Share Agreement between China Cablecom Holdings and Jonathan Kalman | |
4.9 (1) | Form of Consulting Agreement between China Cablecom Holdings and China Cablecom Holdings Limited, a Cayman Islands limited company | |
4.10 (1) | Form of Employment Agreement between China Cablecom Holdings and Clive Ng | |
4.11 (1) | Promissory Note from China Cablecom to Jaguar in the initial principal amount of $475,000 | |
4.12 (1) | Purchase Agreement, dated as of September 19, 2007, by and among China Cablecom Ltd. and the entities listed on the Schedule of Investors attached thereto as Schedule I | |
4.13 (1) | Form of First Closing Promissory Note | |
4.14 (1) | Registration Rights Agreement, dated September 19, 2007, by and among China Cablecom Ltd. and the entities listed on the Schedule A attached thereto | |
4.15 (1) | Share Pledge Agreement, dated as of September 19, 2007, by Clive Ng in favor of the persons and entities listed on the Schedule of Investors attached thereto as Schedule III | |
4.16 (2) | Form of Registration Rights Agreement among the Registrant and the Initial Stockholders | |
4.17( 2) | Form of Stock Escrow Agreement between the Registrant, Continental Stock Transfer & Trust Company and the Initial Stockholders | |
4.18 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and Jonathan Kalman | |
4.19 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and C. Richard Corl | |
4.20 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and James S. Cassano |
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3 |
Exhibit Number |
Description of Exhibit | |
4.21 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and John J. Hoey | |
4.22 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and William J. Westervelt, Jr. | |
4.23 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and David W. Tralka | |
4.24 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and Robert Moreyra | |
4.25 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and Peter Collins | |
4.26 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and Sapphire Canyon Investments LLC | |
4.27 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and Corl LLC | |
4.28 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and JSC Group Holdings LLC | |
4.29 (2) | Letter Agreement among the Registrant, Early Bird Capital, Inc. and PA Holdings, LLC | |
4.30 (1) | Framework Agreement by and between Binzhou Broadcasting and Television Network Co., Ltd. and Jinan Youxiantong Network Technology Co., Ltd., August 2007 | |
4.31 (1) | Asset Transfer Agreement by and between Binzhou Broadcasting and Television Network Co., Ltd. and Binzhou Broadcast and Television Information Network Co., Ltd., September 2007 | |
4.32 (1) | Exclusive Service Agreement between Binzhou Broadcasting and Television Network Co., Ltd. and Binzhou Broadcast and Television Information Network Co., Ltd., September 2007 | |
4.33 (1) | Technical Services Agreement between Binzhou Broadcast and Television Information and Network Co., Ltd. and Jinan Youxiantong Network Technology Co., Ltd., September 2007 | |
4.34 (1) | Equity Option Agreement by and between Heze Cablecom Network Technology Co., Ltd. and Liang Yue Jing, July 2007 | |
4.35 (1) | Equity Option Agreement by and between Heze Cablecom Network Technology Co., Ltd. and Pu Yue, July 2007 | |
4.36 (1) | Equity Pledge Agreement by and between Heze Cablecom Network Technology Co., Ltd. and Lian Yue Jing, July 2007 | |
4.37 (1) | Equity Pledge Agreement by and between Heze Cablecom Network Technology Co., Ltd. and Pu Yue, July 2007 | |
4.38 (1) | Loan Agreement by and between China Cablecom Co. Ltd. (Hong Kong) and Liang Yue-Jing, June 2007 | |
4.39 (1) | Loan Agreement by and between China Cablecom Co. Ltd. (Hong Kong) and Pu Yue, June 2007 | |
4.40 (1) | Power of Attorney granted by Lian Yue Jing, July 16, 2007 | |
4.41 (1) | Power of Attorney granted by Pue Yue, July 16, 2007 | |
4.42 (1) | Trustee Arrangement Letter, by and between China Cablecom Co., Ltd. (Hong Kong) and Lian Yue Jing, June 30, 2007 | |
4.43 (1) | Trustee Arrangement Letter, by and between China Cablecom Co., Ltd. (Hong Kong) and Pu Yue, June 30, 2007 | |
4.44 (1) | Supplementary Agreement to the Framework Agreement, by and between Binzhou Broadcasting and Television Network, Co., Ltd. and Jinan Youxiantong Network Technology Co. Ltd., dated August 6, 2007 | |
4.45 (3) | Settlement Agreement by and between China Broadband, Inc., China Broadband, Ltd., China Broadband, Inc., Stephen P. Cherner, Maxim Financial Corporation, Mark L. Baum, BCGU, LLC, Mark I. Lev, Wellfleet Partners, Inc., Pu Yue, Clive Ng, Chardan Capital Markets, LLC, Jaguar Acquisition Corporation and China Cablecom Holdings, Ltd. dated January 9, 2008 | |
4.46 (1) | Form of Voting Agreement by and between Jaguar Acquisition Corporation, China Cablecom Holdings, Ltd., Certain Shareholders of Jaguar Acquisition Corporation and Clive Ng. | |
4.47 (1) | Form of Employment Agreement by and between China Cablecom Holdings, Ltd. and Pu Yue. | |
4.48 (4) | Unit Purchase Option Clarification Agreement dated as of January 30, 2008 by Jaguar Acquisition Corporation. | |
4.49 (4) | Warrant Clarification Agreement dated January 30, 2008 by and between Jaguar Acquisition Corporation and Continental Stock Transfer & Trust Company. |
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4 |
Exhibit Number |
Description of Exhibit | |
4.50 (5) | Offshore Loan Agreement between China Cablecom and Rich Dynamic Limited, dated June 10, 2008. | |
4.51 (6) | Offshore Loan Agreement between China Cablecom and Rich Dynamic Limited, dated July 29, 2008. | |
4.52 (7) | Onshore Loan Agreement between Dong Wanling and JYNT, dated June 10, 2008. | |
4.53 (8) | Onshore Loan Agreement between Dong Wanling and JYNT, dated June 10, 2008. | |
4.54 * | Supplement to Framework Agreement dated September 29, 2009 | |
4.55 * | Form of Hubei Chutian Loan Agreement dated September 29, 2009 | |
4.56 * | Subscription Agreement dated October 9, 2009 | |
4.57 * | Form of New Note | |
4.58 * | New Notes Security Agreement | |
4.59 * | Senior Secured Subsidiary Guaranty | |
4.60 * | Collateral Agent Agreement | |
4.61 * | Intercreditor Agreement dated October 9, 2009 | |
4.62 * | Warrant for Chardan Capital Markets LLC | |
4.63 * | Secured Notes Exchange and Waiver Agreement dated October 9, 2009 | |
4.64 * | Form of New Junior Secured Notes | |
4.65 * | Junior Secured Security Agreement dated October 9, 2009 | |
4.66 * | Junior Secured Subsidiary Guaranty dated October 9, 2009 | |
4.67 * | Unsecured Notes Exchange and Waiver Agreement dated October 9, 2009 | |
4.68 * | Form of New Unsecured Notes | |
4.69 * | Unsecured Notes Subsidiary Guaranty dated October 9, 2009 | |
4.70 (9) | Termination Agreement among Hubei Chutian Radio and Television Information Network Co., Ltd., Jinan Youxiantong Network Technology Co., Ltd., and Hubei Chutian Video Communication Network Co., Ltd. dated March 22, 2012. | |
4.71 (9) | Equity Transfer Agreement among Hubei Chutian Radio and Television Information Network Co., Ltd., Jinan Youxiantong Network Technology Co., Ltd., and Hubei Chutian Video Communication Network Co., Ltd. dated June 15, 2012 | |
8.1 (10) | List of subsidiaries | |
11.1 (11) | China Cablecom Holdings Ltd. Code of Business Conduct and Ethics | |
12.1 ** | Certification of Chief Executive Officer required by Section 302 of the Sarbanes-Oxley Act of 2002. | |
12.2 ** | Certification of Chief Financial Officer required by Section 302 of the Sarbanes-Oxley Act of 2002. | |
13.1 ** | Certification of Chief Executive Officer and Chief Financial Officer required by Section 906 of the Sarbanes-Oxley Act of 2002. | |
101** | Interactive Data File |
* | Incorporated by reference to the similarly numbered exhibit to the Annual Report on Form 20-F filed on July 1, 2010. |
** | Filed herewith. |
(1) | Incorporated by reference to the Company’s Registration Statement on Form S-4 (Registration No. 333-147038). |
(2) | Incorporated by reference to Jaguar Acquisition Corp. Registration Statement on Form S-1 (Registration No. 333-127135). |
(3) | Incorporated by reference to Exhibit No. 10.1 to the Current Report on Form 8-K filed with the SEC by China Broadband, Inc. on January 17, 2008. |
(4) | Incorporated by reference to the Quarterly Report on Form 10-QSB filed with the SEC by Jaguar Acquisition Corp. on February 14, 2008. |
(5) | Incorporated by reference to Exhibit No. 4.50 to the Annual Report on Form 20-F filed on July 15, 2009. |
(6) | Incorporated by reference to Exhibit No. 4.51 to the Annual Report on Form 20-F filed on July 15, 2009. |
(7) | Incorporated by reference to Exhibit No. 4.52 to the Annual Report on Form 20-F filed on July 15, 2009. |
(8) | Incorporated by reference to Exhibit No. 4.53 to the Annual Report on Form 20-F filed on July 15, 2009. |
(9) | Incorporated by reference to the similarly numbered exhibit to the Annual Report on Form 20-F filed on October 2, 2013. |
(10) | Incorporated by reference to Exhibit No. 8.1 of the Annual Report on Form 20-F filed on July 15, 2009. |
(11) | Incorporated by reference to Exhibit No. 11.1 of the Annual Report on Form 20-F filed on July 15, 2009. |
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SIGNATURES
The Registrant hereby certifies that it meets all of the requirements for filing on Form 20-F and that it has duly caused and authorized the undersigned to sign this annual report on its behalf.
CHINA CABLECOM HOLDINGS, LTD | |||||
By: | /s/ Pu Yue | By: | /s/ Sikan Tong | ||
Name: | Pu Yue | Name: | Sikan Tong | ||
Title: | Chief Executive Officer | Title: | Chief Financial Officer | ||
Date: | December 13, 2013 | Date: | December 13, 2013 |
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This ‘20-F/A’ Filing | Date | Other Filings | ||
---|---|---|---|---|
Filed as of: | 12/16/13 | |||
Filed on: | 12/13/13 | |||
12/5/13 | 20-F | |||
10/2/13 | 20-F | |||
For Period end: | 12/31/12 | 20-F | ||
6/15/12 | ||||
3/22/12 | ||||
7/1/10 | 20-F, NT 20-F | |||
10/9/09 | 6-K | |||
9/29/09 | ||||
7/15/09 | 20-F | |||
7/29/08 | ||||
6/10/08 | ||||
2/14/08 | ||||
1/30/08 | ||||
1/17/08 | ||||
1/9/08 | ||||
9/19/07 | ||||
8/6/07 | ||||
7/16/07 | ||||
6/30/07 | ||||
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