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Frost Gamma Investments Trust – ‘SC 13G/A’ on 11/18/13 re: Alliqua BioMedical, Inc.

On:  Monday, 11/18/13, at 3:22pm ET   ·   Accession #:  1144204-13-62740   ·   File #:  5-85477

Previous ‘SC 13G’:  ‘SC 13G/A’ on 2/14/13   ·   Next:  ‘SC 13G’ on 12/19/13   ·   Latest:  ‘SC 13G/A’ on 9/17/19

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

11/18/13  Frost Gamma Investments Trust     SC 13G/A               1:49K  Alliqua BioMedical, Inc.          Vintage/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership      HTML     32K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

(Amendment No. 2)*

 

ALLIQUA INC.

(Name of Issuer)

 

Common Stock

(Title of Class of Securities)

 

019621101

(CUSIP Number)

 

 

October 30, 2013

(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨   Rule 13d-1(b)
   
x  Rule 13d-1(c)
   
¨  Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

 

CUSIP No. 019621101 13G Page 2 of 5 Pages

 

 

1

 

 

 

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)

 

Frost Gamma Investments Trust

 

2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a)     
  (b)     
   

3

 

 

SEC USE ONLY

 

 

4

 

 

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

 

 

                              

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

 

5

SOLE VOTING POWER

 

 

11,408,009

6

SHARED VOTING POWER

 

0

 

7

SOLE DISPOSITIVE POWER

 

11,408,009

8

SHARED DISPOSITIVE POWER

 

0

 

9

 

 

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

11,408,009

10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
       
       

11

 

 

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

 

3.7%

12

 

 

TYPE OF REPORTING PERSON

 

OO - Other

 

           

 

 

 
 

 

 

CUSIP No. 019621101 13G Page 3 of 5 Pages

 

Item 1.

 

(a)Name of Issuer: Alliqua Inc.
(b)Address of Issuer’s Principal Executive Offices: 2150 Cabot Blvd. West, Suite B, Langhorne, PA 19047

 

Item 2.

 

(a)Name of Person Filing: Frost Gamma Investments Trust

 

(b)Address of Principal Business Office or, if none, Residence: 4400 Biscayne Blvd.

Miami, FL 33137

 

(c)Citizenship: United States of America

 

(d)Title of Class of Securities: Common Stock

 

(e)CUSIP Number: 019621101

  

Item 3.  If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not Applicable.

 

 

Item 4.  Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)Amount beneficially owned: 11,408,009
(b)Percent of class: 3.7%
(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote: 11,408,009
(ii)Shared power to vote or to direct the vote: 0
(iii)Sole power to dispose or to direct the disposition of: 11,408,009
(iv)Shared power to dispose or to direct the disposition of: 0

 

Item 5.  Ownership of Five Percent or Less of a Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than 5 percent of the class of securities, check the following X

  

Item 6.  Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.  Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person.

 

Not Applicable.

 

 
 

 

CUSIP No. 019621101 13G Page 4 of 5 Pages

 

Item 8.  Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.  Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.  Certifications.

  

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

 
 

 

CUSIP No. 019621101 13G Page 5 of 5 Pages

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

 

Date: November 18, 2013

 

    FROST GAMMA INVESTMENTS TRUST
       
       
    By: /s/ Phillip Frost
      Phillip Frost, Trustee

 

 

 


Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13G/A’ Filing    Date    Other Filings
Filed on:11/18/133,  4,  D/A
10/30/13
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