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Alpha Capital Anstalt – ‘SC 13G/A’ on 2/15/07 re: Xa, Inc.

On:  Thursday, 2/15/07, at 4:53pm ET   ·   Accession #:  1144204-7-8536   ·   File #:  5-79379

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 2/15/07  Alpha Capital Anstalt             SC 13G/A               1:7K   Xa, Inc.                          Vintage/FA

Amendment to Statement of Beneficial Ownership   —   Schedule 13G
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13G/A    Amendment to Statement of Beneficial Ownership         4     17K 


Document Table of Contents

Page (sequential) | (alphabetic) Top
 
11st Page   -   Filing Submission
3Item 1 (a). NAME OF ISSUER: XA, Inc
"Item 1 (b). Address of Issuer's Principal Executive Offices:
"Item 2 (a). NAME OF PERSON FILING: Alpha Capital Anstalt
"Item 2 (b). Address of Principal Business Office Or, If None, Residence:
"Item 2 (c). CITIZENSHIP: Liechtenstein
"Item 2 (d). TITLE OF CLASS OF SECURITIES: Common Stock
"Item 2 (e). Cusip Number:
"Item 3. IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
"Item 4. Ownership
4Item 5. Ownership of Five Percent or Less of A Class
"Item 6. Ownership of More Than Five Percent on Behalf of Another Person
"Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company
"Item 8. Identification and Classification of Members of A Group
"Item 9. Notice of Dissolution of Group
SC 13G/A1st Page of 4TOCTopPreviousNextBottomJust 1st
 

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) XA, INC. -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK -------------------------------------------------------------------------------- (Title of Class of Securities) -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(c) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s) Page 1 of 4 Pages
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------------------- ----- CUSIP No. 13G/A Page 2 of 4 Pages ------------------- ----- -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON. Alpha Capital Anstalt -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) |_| (b) |_| -------------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Liechtenstein -------------------------------------------------------------------------------- 5 SOLE VOTING POWER None ----------------------------------------------------------------- NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY None OWNED BY ----------------------------------------------------------------- EACH 7 SOLE DISPOSITIVE POWER REPORTING PERSON None WITH ----------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER None -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON None -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES |_| -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED AMOUNT IN ROW 9 None -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON CO
SC 13G/A3rd Page of 4TOC1stPreviousNextBottomJust 3rd
------------------- ----- CUSIP No. 13G/A Page 3 of 4 Pages ------------------- ----- ITEM 1 (a) NAME OF ISSUER: XA, Inc. ITEM 1 (b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 875 North Michigan Avenue, Suite 2626, Chicago, IL 60611 ITEM 2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: Pradafant 7, Furstentums 9490, Vaduz, Liechtenstein ITEM 2 (c) CITIZENSHIP: Liechtenstein ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock ITEM 2 (e) CUSIP NUMBER: ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable ITEM 4 OWNERSHIP (a) AMOUNT BENEFICIALLY OWNED: None (b) PERCENT OF CLASS: None (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR DIRECT THE VOTE None (ii) SHARED POWER TO VOTE OR DIRECT THE VOTE None (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF None (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF None
SC 13G/ALast Page of 4TOC1stPreviousNextBottomJust 4th
------------------- ----- CUSIP No. 87089c104 13G/A Page 4 of 4 Pages ------------------- ----- ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS As of the date hereof, Alpha Capital Anstalt reports that it has ceased to be the beneficial owner of more than 5% of any class of securities of XA, Inc. ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP Not applicable ITEM 9 NOTICE OF DISSOLUTION OF GROUP Not applicable SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 15, 2007 -------------------------------------- (Date) /s/ Konrad Ackerman -------------------------------------- (Signature) Konrad Ackerman, Director -------------------------------------- (Name/Title)

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Filing Submission 0001144204-07-008536   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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