SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Neuro-Hitech, Inc. – ‘10KSB/A’ for 12/31/06

On:  Friday, 12/7/07, at 4:04pm ET   ·   For:  12/31/06   ·   Private-to-Public:  Document/Exhibit  –  Release Delayed   ·   Accession #:  1144204-7-66457   ·   File #:  1-33426

Previous ‘10KSB’:  ‘10KSB/A’ on 4/30/07 for 12/31/06   ·   Next:  ‘10KSB’ on 4/10/08 for 12/31/07   ·   Latest:  ‘10KSB/A’ on 4/29/08 for 12/31/07

Find Words in Filings emoji
 
  in    Show  and   Hints

  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

12/07/07  Neuro-Hitech, Inc.                10KSB/A12/31/06    4:75K                                    Toppan Vintage/FA

Amendment to Annual Report by a Small Business   —   Form 10-KSB
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 10KSB/A     Amendment to Annual Report by a Small Business      HTML     23K 
 4: CORRESP   ¶ Comment-Response or Other Letter to the SEC         HTML     14K 
 2: EX-31.1     Certification -- SOA'02 §302                        HTML     14K 
 3: EX-31.2     Certification -- SOA'02 §302                        HTML     14K 


‘10KSB/A’   —   Amendment to Annual Report by a Small Business


This is an HTML Document rendered as filed.  [ Alternative Formats ]



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
 
FORM 10-KSB/A
Amendment No. 2
 
x
ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
   
  For the fiscal year ended December 31, 2006  
 
¨
TRANSITION REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934
 
Commission File Number   001-33426
 
NEURO-HITECH, INC.
(Exact name of Small Business Issuer as Specified in its Charter)
 
  Delaware
 
   20-4121393
  (State or Other Jurisdiction of
 
   (I.R.S. Employer
  Incorporation or Organization)
 
   Identification No.)

One Penn Plaza, Suite 1503, New York, NY 10019
(Address of Principal Executive Offices)
 
    (212) 594-1215   
(Issuer’s Telephone Number, Including Area Code)

Securities registered under Section 12(b) of the Exchange Act:
 
Title of each class
 
Name of each exchange on which registered
 
 
 
Common Stock, $0.001 par value per share
 
NASDAQ Capital Market

Securities registered under Section 12(g) of the Exchange Act:
 
Check whether the issuer is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act.  ¨

Check whether the issuer: (1) filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the past 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.         Yes þ     No o

Check if there is no disclosure of delinquent filers in response to Item 405 of Regulation S-B contained in this form, and no disclosure will be contained, to the best of registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of Form 10-KSB or any amendment to this Form 10-KSB.  þ

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).  
¨ Yes   þ No

State issuer’s revenues for its most recent fiscal year.   $304,240  


 
The aggregate market value of the voting and non-voting common equity held by non-affiliates of the registrant as of April 12, 2007, based upon the closing price of the common stock as reported on the OTC Bulletin Board as of such date, was approximately $50,000,000.

The number of shares outstanding of each of the issuer’s classes of common equity, as of March 30, 2007 is:
 
Common Stock
12,333,537
 
 
DOCUMENTS INCORPORATED BY REFERENCE

NONE

Transitional Small Business Disclosure Format (check one):         ࿲ Yes   þ No


 
EXPLANATORY NOTE
 
We are filing this Amendment No. 2 to our Annual Report on Form 10-KSB for the fiscal year ended December 31, 2006 solely to provide the information required in Item 8A of Form 10-KSB and required by Items 307 and 308(c) of Regulation S-B which was omitted in the previously filed 10-KSB.
 
This Form 10-KSB/A does not reflect events occurring after the filing of the original Form 10-KSB, or modify or update those disclosures in any way. 
 
PART II
 
ITEM 8A. CONTROLS AND PROCEDURES

(a) Evaluation of Disclosure Controls and Procedures

Our Chief Executive Officer and our Chief Financial Officer evaluated our disclosure controls and procedures, as such term is defined in Rule 13a-15 or 15d-15(e) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), as of the end of the period covered by this Annual Report on Form 10-KSB, as amended (the “Evaluation Date”). Based on this evaluation, our Chief Executive Officer and Chief Financial Officer concluded as of the Evaluation Date that our disclosure controls and procedures were effective to provide reasonable assurance that the information required to be disclosed by us in periodic SEC reports is accumulated and communicated to our management, including our Chief Executive Officer and Chief Financial Officer, as appropriate to allow timely decisions regarding required disclosure, and that such information is recorded, processed, summarized and reported within the time periods specified in SEC rules and forms.

(c) Changes in Internal Control over Financial Reporting

There was no change in our internal control over financial reporting that occurred during the period covered by this Annual Report on Form 10-KSB, as amended, that has materially affected, or is reasonably likely to materially affect, our internal control over financial reporting.

PART III

ITEM 13. EXHIBITS

The following exhibits are filed herewith:

31.1
Certification of Chief Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
  31.2  Certification of Chief Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002.
 
1


SIGNATURES

In accordance with Section 13 or 15(d) of the Exchange Act, the registrant has duly caused this Amendment No. 2 to be signed on its behalf by the undersigned thereunto duly authorized.
 
     
   
NEURO-HITECH, INC.
(Registrant)
 
 
 
 
 
 
Date: December 7, 2007 /s/ David Barrett
 
David Barrett
 
Chief Financial Officer

 
2

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘10KSB/A’ Filing    Date    Other Filings
Filed on:12/7/074,  8-K
4/12/074
3/30/07NT 10-K
For Period End:12/31/0610KSB,  10KSB/A,  5,  ARS,  NT 10-K
 List all Filings 
Top
Filing Submission 0001144204-07-066457   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Fri., Mar. 29, 10:15:15.1am ET