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Ziopharm Oncology Inc – ‘8-K’ for 1/11/12

On:  Wednesday, 1/11/12, at 5:21pm ET   ·   For:  1/11/12   ·   Accession #:  1144204-12-1909   ·   File #:  1-33038

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 1/11/12  Ziopharm Oncology Inc             8-K:7,9     1/11/12    2:1.3M                                   Vintage/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report on Form 8-K                          HTML     23K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML     25K 


8-K   —   Current Report on Form 8-K


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  Unassociated Document  
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 

 
FORM 8-K
 

 
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
 
Date of report (Date of earliest event reported): January 11, 2012
 

 
ZIOPHARM Oncology, Inc.
(Exact Name of Registrant as Specified in Charter)
 
Delaware
   
84-1475672
(State or Other Jurisdiction
of Incorporation)
 
(Commission File Number)
 
(IRS Employer
Identification No.)
 
1180 Avenue of the Americas
19th Floor
New York, NY
 
10036
(Address of Principal Executive Offices)
 
(Zip Code)
 
(646) 214-0700
(Registrant’s telephone number, including area code)
 
Not applicable
(Former Name or Former Address, if Changed Since Last Report)
 

 
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425).
 
 Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12).
 
  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)).
 
   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)).
 
 
 

 
 
Item 7.01
Regulation FD Disclosure.

Attached hereto as Exhibit 99.1, which is incorporated herein by reference, is a copy of certain slides used by ZIOPHARM Oncology, Inc. (the “Company”) in making an investor presentation and that are expected to be used in subsequent presentations to interested parties, including analysts and stockholders. This information is being furnished pursuant to Item 7.01 of this Report and shall not be deemed to be "filed" for the purposes of Section 18 of the Securities and Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section and will not be incorporated by reference into any registration statement filed by the Company, under the Securities Act of 1933, as amended, unless specifically identified as being incorporated therein by reference. This Report will not be deemed an admission as to the materiality of any information in this Report that is being disclosed pursuant to Regulation FD.
 
Please refer to page 2 of Exhibit 99.1 for a discussion of certain forward-looking statements included therein and the risks and uncertainties related thereto.
 
 
Item 9.01 
Financial Statements and Exhibits
                                          
 
(d)
Exhibits                      
                                          
 
Exhibit No.
Description
 
 
99.1
Presentation of the Company made January 11, 2012
 
 
 
2

 
 
SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
     
 
ZIOPHARM Oncology, Inc.
 
     
       
By:
/s/ Caesar Belbel  
   
   
Title: Executive Vice President, Chief Legal Officer and Secretary
       
 
 
3

 
 
INDEX OF EXHIBITS
 
Exhibit No.
 
Description
     
99.1
 
Presentation of the Company made January 11, 2012
 
 
 
4

 
 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on / For Period End:1/11/12None on these Dates
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Filing Submission 0001144204-12-001909   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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