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Soros Robert, et al. – ‘4’ for 6/29/16 re: Owl Rock Capital Corp.

On:  Thursday, 6/30/16, at 4:40pm ET   ·   For:  6/29/16   ·   Accession #:  1140361-16-71293   ·   File #:  814-01190

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 6/30/16  Soros Robert                      4                      2:25K  Owl Rock Capital Corp.            Edgarfilings Ltd.
          Soros George
          Soros Fund Management LLC

Statement of Changes in Beneficial Ownership of Securities by an Insider   —   Form 4   —   SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 4           Statement of Changes in Beneficial Ownership of     HTML      3K 
                Securities by an Insider -- doc1.xml/3.6                         
 2: EX-99.1     Miscellaneous Exhibit                               HTML     12K 


‘4’   —   Statement of Changes in Beneficial Ownership of Securities by an Insider — doc1.xml/3.6




        

This ‘4’ Document is an XML Data File that may be rendered in various formats:

  Form 4    –   Plain Text   –  SEC Website  –  EDGAR System  –    XML Data    –  <?xml?> File
 

 
SEC Info rendering:  Statement of Changes in Beneficial Ownership of Securities by an Insider
 
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SOROS FUND MANAGEMENT LLC

(Last)(First)(Middle)
250 WEST 55TH STREET,
38TH FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
Owl Rock Capital Corp [ NONE ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
6/29/16
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock, par value $0.01 per share 6/29/16P 1,010,421 (1)A$14.35,697,598 (2)ISee footnote (3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
SOROS FUND MANAGEMENT LLC

(Last)(First)(Middle)
250 WEST 55TH STREET,
38TH FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
1. Name and Address of Reporting Person*
SOROS GEORGE

(Last)(First)(Middle)
250 WEST 55TH STREET,
38TH FLOOR

(Street)
NEW YORKNY10019

(City)(State)(Zip)
1. Name and Address of Reporting Person*
SOROS ROBERT

(Last)(First)(Middle)
250 WEST 55TH STREET,
FLOOR 38

(Street)
NEW YORKNY10019

(City)(State)(Zip)
Explanation of Responses:
(1)  These securities were acquired directly in the following amounts for the following accounts: (i) 134,723 of the common stock of Owl Rock Capital Corporation (the "Shares") were acquired for the account of Quantum Strategic Partners Ltd., a Cayman Islands exempted limited partnership ("Quantum Strategic Partners"), and (ii) 875,698 of the Shares were acquired for the account of QSP Athena LP, a Delaware limited partnership ("QSP Athena").
(2)  These securities are held directly in the following amounts for the following accounts: (i) 759,680 of the Shares are held for the account of Quantum Strategic Partners, and (ii) 4,937,918 of the Shares are held for the account of QSP Athena.
(3)  Soros Fund Management LLC ("SFM LLC") serves as principal investment manager to Quantum Strategic Partners and QSP Athena. As such, SFM LLC has been granted investment discretion over portfolio investments, including the Shares held for the accounts of Quantum Strategic Partners and QSP Athena. George Soros serves as Chairman of SFM LLC and Robert Soros serves as President and Deputy Chairman of SFM LLC.
Remarks:
The filing of this statement shall not be deemed an admission that any of the Reporting Persons are the beneficial owner of any securities not held directly for its account for purposes of Section 16 of the Securities Act of 1934, as amended, or otherwise.
/s/ Maryann Canfield, as General Counsel 6/30/16
/s/ Maryann Canfield, as Attorney-in-Fact for George Soros 6/30/16
/s/ Maryann Canfield, as Attorney-in-Fact for Robert Soros 6/30/16
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
____________
Transaction Code:
    P    Open market or private purchase of non-derivative or derivative security.

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Filing Submission 0001140361-16-071293   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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