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McKenzie Richard C Jr – ‘SC 13D/A’ on 3/24/15 re: Treasure Island Royalty Trust

On:  Tuesday, 3/24/15, at 11:44am ET   ·   Accession #:  1096906-15-282   ·   File #:  5-78958

Previous ‘SC 13D’:  ‘SC 13D/A’ on 11/13/14   ·   Next & Latest:  ‘SC 13D/A’ on 5/19/15

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 3/24/15  McKenzie Richard C Jr             SC 13D/A               1:90K  Treasure Island Royalty Trust     Southridge Svcs Inc/FA

Amendment to General Statement of Beneficial Ownership   —   Sch. 13D
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: SC 13D/A    Treasure Island Royalty Trust Sch13Da               HTML     49K 


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 C:   C:   C: 


UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D/A
 
Under the Securities Exchange Act of 1934
(Amendment No. 25)*
 
TREASURE ISLAND ROYALTY TRUST
(Name of Issuer)
 
TRUST UNITS
(Title of Class of Securities)
 
89462609
(CUSIP Number)
 
Jonathan M. Wells, Esq.
Gilbride, Tusa, Last & Spellane LLC
31 Brookside Drive
Greenwich, CT 06830

(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
March 18, 2015
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
 
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
1

 
 
 CUSIP No. 894626209
 
 
1.
Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only)
 
 
2.
Check the Appropriate Box if a Member of a Group (See Instructions)
   
(a)
o
   
(b)
o
 
 
3.
SEC Use Only
 
 
4.
Source of Funds (See Instructions)
Not Applicable
 
 
5.
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e)     o
 
 
6.
Citizenship or Place of Organization
U.S.A.
 
Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With
7.
Sole Voting Power
4,880,741
 
 
8.
Shared Voting Power 
 
9.
Sole Dispositive Power 
 
4,880,741
 
 
10.
Shared Dispositive Power 
 
 
11.
Aggregate Amount Beneficially Owned by Each Reporting Person 
4,880,741
 
 
12.
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions)  o
 
 
13.
Percent of Class Represented by Amount in Row (11) 
11.46%*
 
 
14.
Type of Reporting Person (See Instructions)
IN
 
* According to the issuer’s Form 10-Q filed November 2, 2007, as of November 2, 2007 it had 42,574,298 Trust Units outstanding.
 
 
2

 
 
Item 1.
Security and Issuer
 
No material change
   
Item 2.
Identity and Background
 
No material change
   
Item 3.
Source and Amount of Funds or Other Consideration
  No material change

Item 4.
Purpose of Transaction
 
No material change
   
Item 5. Interest in Securities of the Issuer
   
(a) The responses to items 7 – 13 of the cover page of this Schedule 13D are incorporated by reference.
   
(b) The responses to items 7 – 13 of the cover page of this Schedule 13D are incorporated by reference.
 
(c)  Date     Units Sold       Price
                 
 
7/15/2013
    97,500     $ 0.3000
 
7/29/2013
    10,000     $ 0.4200
 
8/09/2013
    15,600     $ 0.4000
 
8/14/2013
    3,000     $ 0.4000
 
8/23/2013
    2,500     $ 0.4000
 
8/27/2013
    22,124     $ 0.4000
 
9/20/2013
    20,700     $ 0.37072
 
9/30/2013
    2,100     $ 0.4000
 
10/1/2013
    300     $ 0.4000
 
10/2/2013
    6,250     $ 0.4000
 
10/23/2013
    103,900     $ 0.3711
 
10/28/2013
    155,000     $ 0.4000
  02/20/2014     5,000      0.2800
   02/21/2014       3,536      0.2800
  03/03/2014     150,500     0.3100
  03/04/2014      500     0.3100
  03/05/2014      10,000     $  0.3100
  03/06/2014      58,000     $  0.3100
  03/26/2014      60,900     $ 0.3200
  05/02/2014      500     $ 0.2300
  06/06/2014     5,000     $ 0.1850
  06/23/2014      15,000     $ 0.1850
  08/29/2014     100,000     $ 0.1700
  10/28/2014      117,000     $ 0.0450
  10/31/2014      20,000     $ 0.0496
  11/03/2014      20,500     $ 0.0506
  11/04/2014      135,000     $ 0.0417
  11/05/2014      190,600     $ 0.0531
  11/06/2014     150,000     $ 0.0480
  11/07/2014      133,450     0.0480
  03/18/2015      110,000      $ 0.06
 
Item 6.    
   
(d) No material change
   
(e) Not applicable
   
  Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer
   
Item 7. No material change
   
  Material to Be Filed as Exhibits
   
  No material change
 
[SIGNATURE PAGE FOLLOWS]

 
3

 

Signature
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
 
 
Date
 
Signature
 
 
 
 
 
 
 
4

 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘SC 13D/A’ Filing    Date    Other Filings
Filed on:3/24/15
3/18/15
11/2/0710-Q
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Filing Submission 0001096906-15-000282   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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