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Uni-Pixel – ‘8-K’ for 5/14/10

On:  Monday, 5/17/10, at 10:59am ET   ·   For:  5/14/10   ·   Accession #:  1104659-10-28914   ·   File #:  0-49737

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  As Of                Filer                Filing    For·On·As Docs:Size              Issuer               Agent

 5/17/10  Uni-Pixel                         8-K:8,9     5/14/10    2:36K                                    Merrill Corp-MD/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report of Material Events or Corporate      HTML     20K 
                          Changes                                                
 2: EX-99.1     Miscellaneous Exhibit                               HTML     14K 


8-K   —   Current Report of Material Events or Corporate Changes


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934

 

May 14, 2010

Date of Report (date of Earliest Event Reported)

 

UNI-PIXEL, INC.

(Exact Name of Small Business Issuer as Specified in Its Charter)

 

DELAWARE

 

75-2926437

(State or Other Jurisdiction of
Incorporation or Organization)

 

(I.R.S. Employer
Identification No.)

 

8708 Technology Forest Place, Suite 100
The Woodlands, Texas 77381

(Address of Principal Executive Offices)

 

(281) 825-4500

(Issuer’s Telephone Number, Including Area Code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o    Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o    Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o    Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o    Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 



 

ITEM 8.01.  OTHER EVENTS.

 

 

On May 14, 2010, the Company issued a press release announcing that it was the recipient of the prestigious ASTRUM Award presented during the MDB Capital Group’s Bright Lights Conference in San Francisco on May 11th and May 12th. Uni-Pixel was invited by MDB because it was ranked in the 90th percentile for technology leadership from over 1,600 small cap companies with U.S. patents, as rated by PatentVest, MDB’s proprietary IP business intelligence database. The press release is included as Exhibit 99.1 to this Current Report on Form 8-K, incorporated by reference herein, and the description of the press release is qualified in its entirety by reference to such Exhibit.

 

ITEM 9.01.  FINANCIAL STATEMENTS AND EXHIBITS.

 

(d)      Exhibits

 

Exhibit
Number

 

Description

 

 

 

99.1

 

Press Release dated May 14, 2010.

 

2



 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Date: May 14, 2010

By:

/s/ Reed Killion

 

 

Name:    Reed Killion

 

 

Title:   Chief Executive Officer

 

3



 

EXHIBIT INDEX

 

Exhibit
Number

 

Description

 

 

 

99.1

 

Press Release dated May 14, 2010.

 

4



Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
Filed on:5/17/10None on these Dates
For Period End:5/14/10
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Filing Submission 0001104659-10-028914   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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