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Howmet Aerospace Inc. – ‘8-K’ for 1/13/21

On:  Tuesday, 1/19/21, at 4:31pm ET   ·   For:  1/13/21   ·   Accession #:  1104659-21-5352   ·   File #:  1-03610

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/19/21  Howmet Aerospace Inc.             8-K:5       1/13/21   11:233K                                   Toppan Merrill/FA

Current Report   —   Form 8-K
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

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 7: R1          Cover                                               HTML     52K 
 9: XML         IDEA XML File -- Filing Summary                      XML     12K 
 6: XML         XBRL Instance -- tm213515d1_8k_htm                   XML     19K 
 8: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 3: EX-101.DEF  XBRL Definitions -- hwm-20210113_def                 XML     74K 
 4: EX-101.LAB  XBRL Labels -- hwm-20210113_lab                      XML    102K 
 5: EX-101.PRE  XBRL Presentations -- hwm-20210113_pre               XML     71K 
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10: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
11: ZIP         XBRL Zipped Folder -- 0001104659-21-005352-xbrl      Zip     14K 


‘8-K’   —   Current Report


This is an HTML Document rendered as filed.  [ Alternative Formats ]



 iX:   C:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0000004281  i false 0000004281 2021-01-13 2021-01-13 0000004281 us-gaap:CommonStockMember 2021-01-13 2021-01-13 0000004281 us-gaap:CumulativePreferredStockMember 2021-01-13 2021-01-13 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

Common Stock

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D. C. 20549

 

 

FORM  i 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): January 19, 2021 ( i January 13, 2021)

 

 

 i HOWMET AEROSPACE INC.

(Exact name of registrant as specified in its charter)

 

 

 i Delaware  i 1-3610  i 25-0317820

(State of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)

 

 i 201 Isabella Street,  i Suite 200
 i Pittsburgh,  i Pennsylvania  i 15212-5872
(Address of Principal Executive Offices) (Zip Code)

 

Office of Investor Relations (412) 553-1950

Office of the Secretary ( i 412)  i 553-1940

(Registrant’s telephone number, including area code)

 

(Former Name or Former Address, if Changed Since Last Report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

 i ¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

 i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

 i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

 i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class Trading Symbol(s) Name of each exchange on which registered
 i Common Stock, par value $1.00 per share  i HWM  i New York Stock Exchange
 i $3.75 Cumulative Preferred Stock, par value $100 per share  i HWM PR  i NYSE American

  

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).

 

Emerging growth company  i ¨

 

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨

 

 

 C: 

 

 

Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

 

On January 13, 2021, Katherine H. Ramundo, Executive Vice President, Chief Legal Officer and Secretary, notified Howmet Aerospace Inc. (the “Company”) of her intention to resign from the Company, effective as of February 19, 2021, to pursue another professional opportunity. The Company thanks Ms. Ramundo for her contributions to the Company.

 

 C: 

 

 

 

SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

  HOWMET AEROSPACE INC.
     
Dated:   January 19, 2021 By: /s/ Neil E. Marchuk
  Name: Neil E. Marchuk
  Title: Executive Vice President and Chief Human Resources Officer

 

 C: 

 

 

 

 

 

 

 C: 

Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
2/19/21
Filed on:1/19/214
For Period end:1/13/21
 List all Filings 


2 Subsequent Filings that Reference this Filing

  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 8/20/21  Howmet Aerospace Inc.             424B5                  1:603K                                   Toppan Merrill/FA
 8/18/21  Howmet Aerospace Inc.             424B5                  1:597K                                   Toppan Merrill/FA
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Filing Submission 0001104659-21-005352   –   Alternative Formats (Word / Rich Text, HTML, Plain Text, et al.)

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