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Howmet Aerospace Inc. – ‘8-K’ for 1/15/21

On:  Friday, 1/15/21, at 5:00pm ET   ·   For:  1/15/21   ·   Accession #:  1104659-21-4793   ·   File #:  1-03610

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  As Of               Filer                 Filing    For·On·As Docs:Size             Issuer                      Filing Agent

 1/15/21  Howmet Aerospace Inc.             8-K:8,9     1/15/21   12:263K                                   Toppan Merrill/FA

Current Report   —   Form 8-K   —   Sect. 13 / 15(d) – SEA’34
Filing Table of Contents

Document/Exhibit                   Description                      Pages   Size 

 1: 8-K         Current Report                                      HTML     32K 
 2: EX-99.1     Miscellaneous Exhibit                               HTML      9K 
 8: R1          Cover                                               HTML     52K 
10: XML         IDEA XML File -- Filing Summary                      XML     12K 
 7: XML         XBRL Instance -- tm213229d1_8k_htm                   XML     19K 
 9: EXCEL       IDEA Workbook of Financial Reports                  XLSX      6K 
 4: EX-101.DEF  XBRL Definitions -- hwm-20210115_def                 XML     74K 
 5: EX-101.LAB  XBRL Labels -- hwm-20210115_lab                      XML    103K 
 6: EX-101.PRE  XBRL Presentations -- hwm-20210115_pre               XML     71K 
 3: EX-101.SCH  XBRL Schema -- hwm-20210115                          XSD     13K 
11: JSON        XBRL Instance as JSON Data -- MetaLinks               27±    35K 
12: ZIP         XBRL Zipped Folder -- 0001104659-21-004793-xbrl      Zip     16K 

‘8-K’   —   Current Report

This is an HTML Document rendered as filed.  [ Alternative Formats ]

 iX:   C:   C:   C:   C:   C:   C:   C:   C:   C: 
 i 0000004281  i false 0000004281 2021-01-15 2021-01-15 0000004281 us-gaap:CommonStockMember 2021-01-15 2021-01-15 0000004281 us-gaap:CumulativePreferredStockMember 2021-01-15 2021-01-15 iso4217:USD xbrli:shares iso4217:USD xbrli:shares

Common Stock





Washington, D. C. 20549



FORM  i 8-K




Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): January 15, 2021 ( i January 15, 2021)




(Exact name of registrant as specified in its charter)



 i Delaware  i 1-3610  i 25-0317820

(State of Incorporation)

(Commission File Number)

(IRS Employer Identification No.)


 i 201 Isabella Street,  i Suite 200
 i Pittsburgh,  i Pennsylvania  i 15212-5872
(Address of Principal Executive Offices) (Zip Code)


Office of Investor Relations (412) 553-1950

Office of the Secretary ( i 412)  i 553-1940

(Registrant’s telephone number, including area code)


(Former Name or Former Address, if Changed Since Last Report)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:


 i ¨

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)


 i ¨

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)


 i ¨

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))


 i ¨

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Securities registered pursuant to Section 12(b) of the Act:


Title of each class Trading Symbol(s) Name of each exchange on which registered
 i Common Stock, par value $1.00 per share  i HWM  i New York Stock Exchange
 i $3.75 Cumulative Preferred Stock, par value $100 per share  i HWM PR  i NYSE American


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).


Emerging growth company  i ¨


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ¨







Item 8.01.Other Events


On January 15, 2021, Howmet Aerospace Inc. (the “Company”) announced the completion of the early redemption of all of its outstanding 5.40% Notes due 2021 (the “Notes”) in the aggregate principal amount of $360,808,000. The Notes were redeemed at 100% of the principal amount of the Notes, plus accrued and unpaid interest up to, but not including, the redemption date.


A copy of the Company’s press release regarding the foregoing is attached hereto as Exhibit 99.1 and is incorporated herein by reference.


Item 9.01 Financial Statements and Exhibits.


(d) Exhibits


99.1Howmet Aerospace Inc. press release, dated January 15, 2021.


104The cover page of this Current Report on Form 8-K, formatted in Inline XBRL.







Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


Dated: January 15, 2021 By: /s/ Katherine H. Ramundo
  Name:    Katherine H. Ramundo
  Title: Executive Vice President, Chief Legal Officer and Secretary





Dates Referenced Herein   and   Documents Incorporated by Reference

This ‘8-K’ Filing    Date    Other Filings
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