Industries | All Standard Industrial Classification (SIC) & North American System (NAICS) codes |
Filing Agents | Organizations, such as law firms and printers, who handle the Filings for Registrants |
Funds/ETFs | Funds, ETFs and Separate Accounts of all management investment companies |
Companies | Public companies and management investment companies who have issued Securities |
Securities | Info on securities issued by public companies and management investment companies |
Group Members | Additional non-Registrant parties to a Filing who are affiliated with the Filer |
D&O Insiders | Directors & Officers, 10%+ owners and other insiders of public companies |
Filers/Issuers | Registrants who have made Filings, either by themselves or through a Filing Agent |
SEC Files | The numbered SEC “folders” that filed Reports and transactions are organized into |
Registrants | All organizations and individuals legally required to register with the SEC |
Relationships | Among Filers, Group Members, Reporting Owners, Issuers and Filing Agents |
Reports | Periodic Filings, such as annual and quarterly reports and ownership positions |
Filings | Required submissions to the SEC of “full disclosure” Documents and Exhibits |
... by the SEC | Staff comment letters, notices, orders, exemptions, grants and other correspondence |
Exhibits | All exhibits within the Filings, such as significant contracts and corporate bylaws |
Documents | All documents within the Filings, separated from the Exhibits for quick access |
Topics | Subjects, such as “Competition”, “Risk Factors” and “Management’s Discussion” |
Pages | Individually-accessible pages of each Filing, so that you can print just a single page |
Added Links | Links we’ve added that allow you to easily navigate through all of the above objects |