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Security and Commodity Brokers, Dealers, Exchanges, and Services

SIC Major Group 62

SIC [1987] Finance, Insurance, and Real Estate Security & Commodity Brokers §
SIC CodeU.S. Industry Group Registrants
In ascending order
620Security and Commodity Brokers, Dealers, Exchanges, and Services, et al. § OF166¹
621Security Brokers, Dealers, and Flotation Companies299
622Commodity Contracts Brokers and Dealers260
623Security and Commodity Exchanges4
628Services Allied With the Exchange of Securities or Commodities178
Registrants in SIC Major Group 62: 907
____________
§ In the SIC [SEC] subset of SIC [1987] for assigning Filings-review to the SEC’s Review Offices (ROs):
OF – OfficeofFinance





¹ 166 Registrants Operate Across Multiple Industries Within Major Group 62:
List them ordered by how Active they have been



As OfNameLatest Filings SIC
(Latest)
In ascending orderAs Filer As Issuer
Active (in the Past Year, since 2/23/19) in Group 62’s Industries:
2/14/20
NY
BGC Partners, Inc. [formerly Espeed Inc] 8-K SC 13G/A6200
7/30/19
WY
Buying.com LLC SEC ACTION6200
2/4/20
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Canadian Derivatives Clearing Corp [formerly Trans Canada Options Inc] 8-K UPLOAD OLD6200
2/21/20
IL
Cboe Global Markets, Inc. [formerly CBOE Holdings, Inc.] 10-K New Filing this Past Week! 4 New Filing this Past Week!6200
2/19/20
IL
Cme Group Inc. [formerly Chicago Mercantile Exchange Holdings Inc] DEFA14A New Filing this Past Week! SC 13G/A6200
1/15/20
TX
Institutional Equity Holdings Inc/NV [formerly Euromed Inc] 15-12G OLD 56200
2/20/20
GA
Intercontinental Exchange, Inc. [formerly IntercontinentalExchange Group, Inc.] 10-K 4 New Filing this Past Week!6200
2/21/20
NY
Intl Fcstone Inc. [formerly International Assets Holding Corp] 10-Q 4 New Filing this Past Week!6200
8/29/19
NY
Investors Exchange LLC 1/A6200
1/17/20
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Inx Ltd F-1/A6200
2/21/20
CA
LPL Financial Holdings Inc. [formerly LPL Investment Holdings Inc.] 10-K New Filing this Past Week! 4 New Filing this Past Week!6200
1/9/20
NY
Morgan Group Holding Co 8-K/A SC 13G/A6200
7/1/19
NY
NASDAQ Gemx, LLC 1/A6200
2/14/20
NY
NASDAQ, Inc. [formerly NASDAQ Omx Group, Inc.] CERT SC 13G/A6200
2/14/20
NY
National Holdings Corp [formerly Olympic Cascade Financial Corp] 8-K 46200
10/21/19
DE
NYSE Group, Inc. 40-APP/A SC 13G/A OLD6200
3/18/19
NY
Optionable Inc REVOKED 4 OLD6200
4/10/19
IL
Options Clearing Corp D/A6200
2/14/20
MD
Price T Rowe Associates Inc/MD 13F-HR SC 13G OLD6200
2/19/20
MD
Price T Rowe Group Inc 8-K New Filing this Past Week! SC 13G6200
More... Please Sign In to list all of them.


Description of SIC Major Group 62 — Security and Commodity Brokers, Dealers, Exchanges, and Services §
This major group includes establishments engaged in the underwriting, purchase, sale, or brokerage of securities and other financial contracts on their own account or for the account of others; and exchanges, exchange clearinghouses, and other services allied with the exchange of securities and commodities.


§ SEC Review Office (RO) Assigned Filings-Review Responsibility

OF – OfficeofFinance

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