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Unit Investment Trusts, Face-Amount Certificate Offices, and Closed-End Management Investment Offices

SIC Industry 6726 — NAICS² Industry 525990

SIC [1987] Finance, Insurance, and Real Estate Holding & Other Investment Offices Investment Offices Investment offices, NEC



2 Registrants



As OfNameLatest Filings SIC
(Latest)
In ascending orderAs Filer As Issuer
Not Active (in the Past Year) as a Registrant:All Filings are OLD
More... List all, including 2 Inactive Registrants



Businesses & Products of SIC Industry 6726
  • Face-amount certificate issuing
  • Government National Mortgage Association (GNMA) pools
  • Investment funds, closed-end: management of
  • Investors’ syndicates
  • Issuing of face-amount installment certificates
  • Management investment funds, closed-end
  • Unit investment trusts


Description of SIC Industry 6726 — Unit Investment Trusts, Face-Amount Certificate Offices, and Closed-End Management Investment Offices
Establishments primarily engaged in issuing unit investment trusts or face-amount certificates; and establishments primarily engaged in issuing shares, other than unit investment trusts and face-amount certificate companies, whose shares contain no provision requiring redemption by the company upon request of the security holder. Unit investment trust companies (1) are organized under a trust indenture, contract of custodianship or agency, or similar instrument; (2) do not have a board of directors; and (3) issue only securities redeemable at the request of the security holder, each of which represents an undivided interest in a unit of specified securities, but does not include voting trusts. Face-amount certificates, sometimes referred to as guaranteed face-amount certificates, are essentially obligations of the issuing company to pay a fixed sum at a specified maturity date and usually require periodic payments by the purchaser.


² North American Industry Classification System (NAICS)

SIC [1987] Industry 6726 ⇒ NAICS [2012] Industry Codes

NAICS Code N.A. Industry [2012] SIC Codes
In ascending order
525990Other Financial Vehicles6371, 6726, 6798
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