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Investment Advice

SIC Industry 6282   —   NAICS² Industries  523920  &  523930

SIC [1987]  →  Finance, Insurance, and Real Estate  →  Security & Commodity Brokers  →  Security & Commodity Services  →  Investment advice §



174  Registrants  ·  List them ordered by how Active they have been



As Of     NameLatest Filings     SIC
 (Latest)
In ascending orderAs Filer    As Issuer    
Active (in the Past Year, since 7/11/19) in Industry 6282:
6/12/20
 FL
 
Affiliated Managers Group, Inc.  8-K  4  6282
7/6/20
 NY
 
Alliancebernstein Holding L.P. [ formerly Alliance Capital Management Holding LP ]  8-K New Filing this Past Week!  4  6282
7/6/20
 NY
 
Alliancebernstein L.P. [ formerly Alliance Capital Management LP ]  8-K New Filing this Past Week!  UPLOAD  6282
7/10/20
 MN
 
Ameriprise Financial Inc [ formerly American Express Financial Corp ]  SC 13G/A New Filing this Past Week!  4 New Filing this Past Week!  6282
6/18/20
 NY
 
Apollo Global Management, Inc. [ formerly Apollo Global Management LLC ]  8-K  4  6282
7/6/20
 CA
 
Ares Management Corp [ formerly Ares Management LP ]  8-K  4 New Filing this Past Week!  6282
7/10/20
 WI
 
Artisan Partners Asset Management Inc.  8-K New Filing this Past Week!  SC 13D/A  6282
7/2/20
 CA
 
AssetMark Financial Holdings, Inc. [ formerly AqGen Liberty Management II, Inc. ]  8-K  4  6282
7/8/20
 CA
 
Biotechnology Value Fund LP  SC 13G New Filing this Past Week!  —  6282
3/10/20
 FL
 
BKF Capital Group Inc [ formerly Baker Fentress & Co ]  4  SC 13D/A OLD  6282
2/13/20
 NY
 
BlackRock Holdco 2, Inc. [ formerly BlackRock Merger Sub, Inc. ]  4  4 OLD  6282
6/26/20
 NY
 
Blackstone Group Inc [ formerly Blackstone Group L.P. ]  8-K  4  6282
5/7/20
 NY
 
BNY Mellon Investment Adviser, Inc. [ formerly Dreyfus Corp ]  13F-NT  SC 13G/A OLD  6282
7/1/20
 MA
 
BrightSphere Inc. [ formerly Omam Inc. ]  13F-NT  SC 13G/A OLD  6282
6/26/20
 MA
 
BrightSphere Investment Group Inc. [ formerly BrightSphere US Inc. ]  8-K  4  6282
8/12/19
Flag of United Kingdom emoji
 
BrightSphere Investment Group plc [ formerly OM Asset Management plc ]  8-K OLD  SC 13G/A  6282
7/6/20
 DC
 
Carlyle Group Inc. [ formerly Carlyle Group L.P. ]  4  SC 13D/A New Filing this Past Week!  6282
7/10/20
 NY
 
Cohen & Steers, Inc.  SC 13G/A New Filing this Past Week!  4  6282
4/29/20
 CT
 
Conning Inc. [ formerly CONNING Asset Management Co. ]  13F-HR  SC 13G OLD  6282
10/23/19
Flag of China emoji
 
Cornerstone Management, Inc.  F-1/A  —  6282
More...  Please Sign In to list all of them. 
 



Businesses & Products of SIC Industry 6282
  • Futures advisory service
  • Investment advisory service
  • Investment counselors
  • Investment research
  • Manager of mutual funds, contract or fee basis


Description of SIC Industry 6282 — Investment Advice §
 
Establishments primarily engaged in furnishing investment information and advice to companies and individuals concerning securities and commodities on a contract or fee basis.  Establishments that provide advice and also act as brokers or dealers are classified in Industry 6211.


§  SEC Review Office (RO) Assigned Filings-Review Responsibility

OF – Office of Finance


²  North American Industry Classification System (NAICS)

SIC [1987] Industry 6282     ⇒     NAICS [2012] Industry Codes

NAICS Code  N.A. Industry  [2012]    SIC Codes
In ascending order
523920Portfolio Management  ⇒  6282,  637167336799
523930Investment Advice  ⇒  6282
 
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