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Investment Advice

SIC Industry 6282 — NAICS² Industries 523920& 523930

SIC [1987] Finance, Insurance, and Real Estate Security & Commodity Brokers Security & Commodity Services Investment advice §



173 Registrants · List them ordered by how Active they have been



As OfNameLatest Filings SIC
(Latest)
In ascending orderAs Filer As Issuer
Active (in the Past Year, since 1/22/19) in Industry 6282:
1/3/20
FL
Affiliated Managers Group, Inc. 13F-NT 46282
1/13/20
NY
Alliancebernstein Holding L.P. [formerly Alliance Capital Management Holding LP] 8-K 36282
1/13/20
NY
Alliancebernstein L.P. [formerly Alliance Capital Management LP] 8-K 36282
1/10/20
MN
Ameriprise Financial Inc [formerly American Express Financial Corp] SC 13G 46282
2/14/19
MA
Amundi Pioneer Asset Management USA, Inc. [formerly Pioneer Investment Management USA Inc] SC 13G/A SC 13D/A OLD6282
1/16/20
NY
Apollo Global Management, Inc. [formerly Apollo Global Management LLC] 8-K 4 New Filing this Past Week!6282
1/21/20
CA
Ares Management Corp [formerly Ares Management LP] 8-K New Filing this Past Week! 5 New Filing this Past Week!6282
1/10/20
WI
Artisan Partners Asset Management Inc. 8-K 36282
1/15/20
CA
AssetMark Financial Holdings, Inc. [formerly AqGen Liberty Management II, Inc.] 8-K 4 New Filing this Past Week!6282
5/16/19
CT
Baio James R 46282
1/21/20
CA
Biotechnology Value Fund LP 4 New Filing this Past Week!6282
9/24/19
FL
BKF Capital Group Inc [formerly Baker Fentress & Co] 4 SC 13D/A OLD6282
1/14/20
NY
Blackstone Group Inc [formerly Blackstone Group L.P.] 4 46282
11/8/19
NY
BNY Mellon Investment Adviser, Inc. [formerly Dreyfus Corp] 13F-NT SC 13G/A OLD6282
1/9/20
MA
BrightSphere Inc. [formerly Omam Inc.] 13F-NT SC 13G/A OLD6282
12/30/19
MA
BrightSphere Investment Group Inc. [formerly BrightSphere US Inc.] 8-K 46282
8/12/19
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BrightSphere Investment Group plc [formerly OM Asset Management plc] 8-K SC 13G/A6282
1/21/20
DC
Carlyle Group Inc. [formerly Carlyle Group L.P.] 4 25-NSE/A New Filing this Past Week!6282
4:16pET
NY
Cohen & Steers, Inc. 8-K New Filing this Past Week! 46282
10/30/19
CT
Conning Inc. [formerly CONNING Asset Management Co.] 13F-HR SC 13G OLD6282
More... Please Sign In to list all of them.



Businesses & Products of SIC Industry 6282
  • Futures advisory service
  • Investment advisory service
  • Investment counselors
  • Investment research
  • Manager of mutual funds, contract or fee basis


Description of SIC Industry 6282 — Investment Advice §
Establishments primarily engaged in furnishing investment information and advice to companies and individuals concerning securities and commodities on a contract or fee basis. Establishments that provide advice and also act as brokers or dealers are classified in Industry 6211.


§ SEC Review Office (RO) Assigned Filings-Review Responsibility

OF – OfficeofFinance


² North American Industry Classification System (NAICS)

SIC [1987] Industry 6282 ⇒ NAICS [2012] Industry Codes

NAICS Code N.A. Industry [2012] SIC Codes
In ascending order
523920Portfolio Management6282, 6371, 6733, 6799
523930Investment Advice6282
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