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Commodity Contracts Brokers and Dealers

SIC Industry 6221 — NAICS² Industries 523130& 523140

SIC [1987] Finance, Insurance, and Real Estate Security & Commodity Brokers Commodity Contracts Brokers, Dealers Commodity contracts brokers, dealers §



260 Registrants · List them ordered by how Active they have been



As OfNameLatest Filings SIC
(Latest)
In ascending orderAs Filer As Issuer
Active (in the Past Year, since 1/28/19) in Industry 6221:
11/12/19
NY
Aberdeen Standard Gold ETF Trust [formerly ETFS Gold Trust] S-3ASR SC 13G/A OLD6221
11/8/19
NY
Aberdeen Standard Palladium ETF Trust [formerly Etfs Palladium Trust] 10-Q SC 13G/A OLD6221
11/8/19
NY
Aberdeen Standard Platinum ETF Trust [formerly ETFS Platinum Trust] 10-Q UPLOAD6221
12/3/19
NY
Aberdeen Standard Precious Metals Basket ETF Trust [formerly ETFS Precious Metals Basket Trust] 424B3 UPLOAD6221
11/8/19
NY
Aberdeen Standard Silver ETF Trust [formerly Etfs Silver Trust] 10-Q UPLOAD OLD6221
11/15/19
NY
Achison Inc 10-Q 36221
11/29/19
CT
Ais Futures Fund IV LP D/A UPLOAD OLD6221
4/8/19
IL
AlphaMetrix Managed Futures III LLC [formerly AlphaMetrix Managed Futures III LLC (AlphaMetrix WC Diversified Series)] REVOKED UPLOAD OLD6221
4/8/19
IL
AlphaMetrix Managed Futures LLC [formerly AlphaMetrix Managed Futures LLC (Aspect Series)] REVOKED UPLOAD OLD6221
11/15/19
CA
Altegris QIM Futures Fund, L.P. [formerly APM – QIM Futures Fund, L.P.] 10-Q 4 OLD6221
11/15/19
CA
Altegris Winton Futures Fund, L.P. 10-Q 4 OLD6221
11/29/19
CA
Bitwise ETF Trust RW6221
1/3/20
MD
Campbell Fund Trust 8-K 46221
12/18/19
MD
Campbell Strategic Allocation Fund LP 8-K 46221
11/14/19
NY
Cavendish Futures Fund LLC 10-Q UPLOAD OLD6221
11/29/19
NY
Ceres Abingdon L.P. [formerly Managed Futures Premier Abingdon L.P.] D/A UPLOAD OLD6221
12/18/19
NY
Ceres Orion L.P. [formerly Orion Futures Fund LP] 8-K UPLOAD OLD6221
11/29/19
NY
Ceres Tactical Commodity L.P. [formerly Managed Futures Premier Aventis II L.P.] D/A UPLOAD OLD6221
11/7/19
NY
Ceres Tactical Global L.P. [formerly Ceres Tactical Currency L.P.] 10-Q UPLOAD OLD6221
3/11/19
NY
Direxion Shares ETF Trust II RW 25-NSE OLD6221
More... Please Sign In to list all of them.



Businesses & Products of SIC Industry 6221
  • Commodity brokers (contracts)
  • Commodity dealers (contracts)
  • Futures brokers, commodity
  • Futures dealers, commodity
  • Traders, commodity contract


Description of SIC Industry 6221 — Commodity Contracts Brokers and Dealers §
Establishments primarily engaged in buying and selling commodity contracts on either a spot or future basis for their own account or for the account of others. These establishments are members, or are associated with members, of recognized commodity exchanges. Establishments primarily engaged in buying and selling commodities are classified in Wholesale Trade.


§ SEC Review Office (RO) Assigned Filings-Review Responsibility

OF – OfficeofFinance


² North American Industry Classification System (NAICS)

SIC [1987] Industry 6221 ⇒ NAICS [2012] Industry Codes

NAICS Code N.A. Industry [2012] SIC Codes
In ascending order
523130Commodity Contracts Dealing6099, 6221, 6799
523140Commodity Contracts Brokerage6221
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