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Torotel Inc. 
 KS
  SEC # 98752


        
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317  SEC Filings
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  from  9/1/95  to  11/25/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 11/10/20 — Filed re:  Issuer / Subject Company — Filed by:  Sizemore Richard A 
 
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Filings
involving  Torotel Inc. 

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Forms
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, Documents
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& Exhibits
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 in  263 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/16/20 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/10/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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74

8-K Items: 
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9/23/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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13
4/1/20 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
11/10/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
4/21/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
9/22/11 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
7/22/11 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
11/10/20 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
11/10/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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15
3/2/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
11/10/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 13
9/23/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
8/10/07 OLD
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  Events: 
Other Events — Item 8.01  OLD 4
9/23/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 18

10/26/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 7
10/19/20 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 2
10/1/20 OLDPREM14AProxy:  Preliminary Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 3
9/11/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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39
8/27/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 25
8/17/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 11
7/28/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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13
6/11/20 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 7
4/21/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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5
4/15/09 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 2
7/28/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 12
3/17/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 40
9/5/07 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 7
8/7/06 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
3/16/05 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
7/29/04 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 4
4/12/02 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
7/30/01 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
3/16/01 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
1/26/99 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
1/14/99 OLDS-3Registration:  Registration Statement – Securities for a Transaction — Form S-3  OLD 1

Letters: 
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4/23/09 OLDCOVERComment-Response or Cover Letter to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC1

General Exhibits: 
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9/23/20 OLDEX-10Material Contracts  OLD 51
9/23/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
7/28/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 3
7/28/20 OLDEX-21Subsidiaries Lists  OLD 22
3/13/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 10
2/16/05 OLDEX-14Code of Ethics  OLD 1
4/17/02 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
4/17/02 OLDEX-5Opinion of Counsel re: Legality  OLD 1
4/17/02 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
7/27/00 OLDEX-23Consent of Expert or Counsel  OLD 1

Additional Exhibits: 
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9/23/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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28

Financials: 
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9/11/20 OLDEX-31Certifications — §302 – SOA’02  OLD 146
9/11/20 OLDEX-32Certifications — §906 – SOA’02  OLD 146
9/11/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,726
9/11/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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44
9/11/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 228
9/11/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
37
9/22/11 OLDEX-16Letters re: Changes in Accountants  OLD 2
12/8/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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19

Graphics: 
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10/26/20 OLDGRAPHICPhotos, Images and Graphs  OLD 214


Forms
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, Documents
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& Exhibits
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 in  57 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/25/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 23
2/12/20 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1
7/27/18 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 14
9/14/09 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 8
5/13/08 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3

Letters: 
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4/26/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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4/30/07 OLDEX-10Material Contract  OLD 1
9/16/05 OLDEX-24Powers of Attorney  OLD 2
7/31/98 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/17/06 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 22


        

Filings History

Year    # of Filings
In descending order
2020 24
2019 11
2018 15
2017 8
2016 15
2015 9
2014 11
2013 15
2012 9
2011 16
2010 8
2009 25
2008 9
2007 19
2006 20
2005 18
2004 6
2003 12
2002 12
2001 6
2000 5
1999 13
1998 11
1997 7
1996 9
1995 4

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