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Principal Life Insurance Co. 
 IA
  SEC # 9712


        
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1,377  SEC Filings
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  from  2/14/97  to  2/29/24  (2 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 2/27/24 — Filed as:  Owner / Insider — Re:  Principal Real Asset Fund [ formerly Principal Diversified Select Real Asset Fund ] 
 
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notifications of all
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Filings
involving  Principal Life Insurance Co. 

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Forms
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, Documents
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& Exhibits
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 in  1,374 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/29/244Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 418
2/9/24S-1Registration:  Registration Statements (General Form) — Form S-1 — Financial Reports
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8
2/6/2413F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F — Assets Under Management
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94
6/20/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 36
6/20/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G27
5/4/23424B3Registration:  Prospectuses – New Facts or Events9
5/1/23EFFECTSEC:  SEC Notices of Effectiveness2
2/9/22 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
10/22/20 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 21
9/17/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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553

8-K Items: 
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3/8/06 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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2
9/17/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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510

9/9/08 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 378
6/11/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 19
3/14/08 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 203
11/20/07 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 10
2/14/06 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
10/22/04 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 2
4/5/04 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
3/25/04 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
1/20/04 OLD13F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F  OLD  — Assets Under Management
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13
10/17/00 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

General Exhibits: 
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2/9/24EX-FILING FEESFiling Fees4
2/9/24EX-21Subsidiaries Lists3
11/17/23EX-3Articles of Incorporation/Organization and Bylaws4
11/17/23EX-24Powers of Attorney6
4/27/23EX-23Consents of Experts and Counsel14
4/27/23EX-4Instruments, Including Indentures, Defining the Rights of Security Holders897
4/24/23 OLDEX-5Opinions of Counsel re: Legality  OLD 1,109
4/24/23 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 6
9/17/08 OLDEX-10Material Contracts  OLD 628
9/17/08 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 554
11/6/07 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 3

Additional Exhibits: 
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4/11/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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21

Financials: 
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4/24/23 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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149
4/24/23 OLDEXCELIDEA Workbook of Financial Report Info  OLD  — Financial Reports & Workbook
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1
4/24/23 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 5
4/24/23 OLDJSONXBRL Instance as JavaScript Object Notation Data  (JSON File)  OLD 1
4/24/23 OLDZIPXBRL Zipped Folder
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  (Folder of XBRL Files)  OLD 
1
11/6/07 OLDEX-12Statements re: Computations of Ratios  OLD 4

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2/9/24GRAPHICPhotos, Images and Graphs2,773

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
2/7/2412/31/23  2,101 of 4,741  $150,956,423  
 IA
 
Principal Financial Group Inc.


Forms
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, Documents
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& Exhibits
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 in  9 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/2/09 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/11/08 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 8

Additional Exhibits: 
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4/2/09 OLDEX-99Miscellaneous Exhibit  OLD 1

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6/11/08 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 3
2023 20
2022 11
2021 4
2020 13
2019 6
2018 4
2017 4
2016 8
2015 4
2014 4
2013 4
2012 4
2011 5
2010 4
2009 5
2008 186
2007 294
2006 255
2005 280
2004 196
2003 11
2002 7
2001 32
2000 8
1999 3
1998 1
1997 1

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