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Pulse Electronics Corp. 
 CA
  SEC # 96763


        
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805  SEC Filings
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  from  3/21/95  to  4/27/15  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘D’ — Notice of an Exempt Offering of Securities — Form D — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Pulse Electronics Corp. 

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Forms
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, Documents
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& Exhibits
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 in  408 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
4/27/15 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
4/15/15 OLD15-12BRegistration:  Certifications of Terminations of Registration of Classes of Securities — Form 15  OLD 4
4/15/15 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 4
4/14/15 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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175

8-K Items: 
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4/3/15 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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33
3/5/08 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
9/3/10 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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6
3/20/15 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 45
4/3/15 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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6
2/21/14 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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1
3/19/07 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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6
7/28/05 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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3
9/30/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 4
4/14/15 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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7
4/14/15 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
7/2/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
2/21/14 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
4/14/15 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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41
4/14/15 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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11
6/12/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 8
9/13/12 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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6
4/14/15 OLD
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  Events: 
Other Events — Item 8.01  OLD 23
4/14/15 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 128

4/9/15 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
3/20/15 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
11/10/14 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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64
10/16/14 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 14
10/6/14 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
6/27/14 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 31
6/12/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 12
6/2/14 OLDSDUpdate:  Specialized Disclosure Report re: the Use of Conflict Minerals — Form SD  OLD 1
5/21/14 OLDARSUpdate:  Annual Reports to Security Holders  OLD 3
4/28/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 22
4/4/13 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
11/16/12 OLD425Registration:  Prospectus or Communication – Merger  OLD 1
5/10/11 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 15
4/7/11 OLDDEFC14AProxy:  Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
4/4/11 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD 1
3/24/11 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
11/5/02 OLD15-15DUpdate:  Notice of a Suspension of Duty to File Reports — Form 15  OLD 1
4/11/02 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
4/10/02 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
4/3/02 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 5
7/5/00 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
8/21/95 OLDS-4Registration:  Registration Statement – Securities for a Merger — Form S-4  OLD 1
6/8/95 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2

General Exhibits: 
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4/14/15 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 26
4/3/15 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 18
3/20/15 OLDEX-23Consents of Experts and Counsel  OLD 56
3/20/15 OLDEX-10Material Contracts  OLD 152
3/20/15 OLDEX-21Subsidiaries Lists  OLD 22
3/2/15 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 7
6/12/14 OLDEX-5Opinions of Counsel re: Legality  OLD 15
6/2/14 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 4
4/19/02 OLDEX-24Powers of Attorney  OLD 2
10/13/95 OLDEX-20Other Document or Statement Furnished to Security Holders  OLD 1
8/21/95 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1

Additional Exhibits: 
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4/15/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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114

Financials: 
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3/20/15 OLDEX-31Certifications — §302 – SOA’02  OLD 100
3/20/15 OLDEX-32Certifications — §906 – SOA’02  OLD 94
3/20/15 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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888
3/20/15 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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25
3/20/15 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 114
3/20/15 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
19
7/2/13 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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28
3/20/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 2

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4/14/15 OLDGRAPHICPhotos, Images and Graphs  OLD 379


Forms
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, Documents
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& Exhibits
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 in  406 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
4/15/15 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 4
4/14/15 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 19
12/19/14 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 258
12/4/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 31
2/14/13 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 59
11/16/12 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 11
12/16/11 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1
5/3/11 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 6
4/11/11 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
4/6/11 OLDPRRN14AProxy:  Preliminary Revised Non-Management Proxy Soliciting Material – Contested Solicitation or Other Situation — Schedule 14A  OLD 1
4/6/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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2
3/25/11 OLDPREC14AProxy:  Preliminary Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2

Letters: 
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3/30/15 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC12

General Exhibits: 
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6/17/14 OLDEX-24Powers of Attorney  OLD 25
11/16/12 OLDEX-10Material Contracts  OLD 3

Additional Exhibits: 
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4/15/15 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 36

Graphics: 
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4/3/15 OLDGRAPHICPhotos, Images and Graphs  OLD 267


        

Filings History

Year    # of Filings
In descending order
2015 22
2014 58
2013 42
2012 69
2011 116
2010 59
2009 54
2008 56
2007 47
2006 48
2005 55
2004 39
2003 21
2002 22
2001 10
2000 9
1999 30
1998 16
1997 12
1996 9
1995 11

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