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Jefferies Financial Group Inc. 
 NY
  SEC # 96223


        
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2,429  SEC Filings
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  from  3/23/94  to  3/28/24  (Today)

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Most-Recent Filing:    ‘424B2’ — Prospectus – Primary Offering or Shelf Securities — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Jefferies Financial Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  1,421 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  New Document this Past Month! 174
3/27/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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422

8-K Items: 
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4/27/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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60
2/24/12 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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4
6/11/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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20
3/27/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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59
11/1/22 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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4
4/15/15 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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1
3/1/13 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
4/27/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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2
4/17/17 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
5/22/23
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers
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60
6/30/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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12
6/28/23"Submission of Matters to a Vote of Security Holders — Item 5.0716
1/8/24
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  Disclosures: 
Regulation FD Disclosure — Item 7.01 — ‘EX-99’
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35
2/5/24
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  Events: 
Other Events — Item 8.01137
3/27/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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265

3/21/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 100
2/16/24ARSUpdate:  Annual Reports to Security Holders15
2/16/24DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A24
2/16/24DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A — Financial Reports
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37
2/14/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G22
2/13/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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79
2/2/243Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 326
1/26/2410-KUpdate:  Annual Reports — Form 10-K — Financial Reports
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48
1/26/24424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events40
1/2/24FWPRegistration:  Prospectuses – Free Writing23
11/7/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D158
10/6/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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92
7/28/23CERTTrading:  Certification by a Securities Exchange Approving a Listing — Form CERT1
7/27/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A5
5/26/2311-KUpdate:  Annual Report by an Employee Stock Purchase, Savings or Similar Plan — Form 11-K1
5/12/23424B3Registration:  Prospectuses – New Facts or Events17
5/12/23S-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-36
5/5/23PRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A5
11/1/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 5
3/25/21 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
2/12/21 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2
5/21/19 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
5/17/19 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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17
5/17/19 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 21
5/3/19 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 20
3/28/19 OLD10-KTUpdate:  Annual-Transition Reports — Form 10-K  OLD  — Financial Reports
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2
4/15/11 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 6
9/15/10 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
9/15/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 19
11/28/05 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 6
6/23/05 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
11/13/03 OLDSC 13E3Ownership:  Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3  OLD 2
11/6/03 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 21
3/25/03 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 2
2/14/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 5
5/15/01 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
9/25/97 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/28/97 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 4

Form-Specific Documents: 
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2/13/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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44

General Exhibits: 
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3/26/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 90
1/26/24EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
1/26/24EX-23Consents of Experts and Counsel312
1/26/24EX-4Instruments, Including Indentures, Defining the Rights of Security Holders62
1/26/24EX-21Subsidiaries Lists32
7/21/23EX-5Opinions of Counsel re: Legality44
7/21/23EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)32
6/30/23EX-3Articles of Incorporation/Organization and Bylaws37
5/12/23EX-8Opinions of Counsel re: Tax Matters13
5/12/23EX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-224
4/27/23EX-10Material Contracts144
1/17/23 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 19
3/24/21 OLDEX-24Powers of Attorney  OLD 6
11/26/03 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-99Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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572

Financials: 
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3/27/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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7,714
3/27/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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144
3/27/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 631
3/27/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 98
3/27/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
137
1/26/24EX-31Certifications — §302 – SOA’02253
1/26/24EX-32Certifications — §906 – SOA’02253
8/16/23EX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review1
1/27/23 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
4/17/17 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/22/16 OLDEX-12Statements re: Computations of Ratios  OLD 14
1/3/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25

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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 2,645

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
11/14/189/30/18  13 of 13  $17  
 NY
 
Folger Hill Asset Management LP


Forms
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, Documents
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& Exhibits
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 in  896 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 47233W
 

        
Latest Filing  Type    Category    Description        Documents
     
3/15/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 722
2/13/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G52
1/2/24FWPRegistration:  Prospectuses – Free Writing23
7/31/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
7/5/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D24
11/1/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 27
2/12/16 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 20
8/20/13 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
2/15/13 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 2

Letters: 
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5/14/19 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC23
5/14/19 OLDTEXT-EXTRACTComment or Other Letter from the SEC – PDF’s Text  [ a.k.a. LETTER ]  OLD 1

General Exhibits: 
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11/1/22 OLDEX-24Powers of Attorney  OLD 42
2/15/13 OLDEX-10Material Contract  OLD 1
6/1/94 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1

Additional Exhibits: 
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8/20/13 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 18

Graphics: 
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1/2/24GRAPHICPhotos, Images and Graphs21


        

Filings History

Year    # of Filings
In descending order
2024 79
2023 258
2022 115
2021 86
2020 77
2019 117
2018 98
2017 84
2016 92
2015 66
2014 98
2013 118
2012 60
2011 98
2010 81
2009 71
2008 119
2007 99
2006 95
2005 122
2004 120
2003 106
2002 28
2001 19
2000 26
1999 13
1998 10
1997 26
1996 14
1995 25
1994 9

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