SEC Info℠ | Home | Search | My Interests | Help | Sign In | Please Sign In | ||||||||||||||||||||
NY |
Click to view... | Registrant | About | Filings | Files | Relationships | Names | Topics | Web | ||||||||||||||||||||||||||||||
List All Filings | or | ||
---|---|---|---|
Most-Recent Filing: | ‘D/A’ — Amendment to Notice of an Exempt Offering of Securities — Form D — | ||
New-Filing E-Mail: |
Latest Filing | Type | Category | Description | Documents | |||||
---|---|---|---|---|---|---|---|---|---|
5/3/12 | OLD | 40-6B | Registration: | Applications for Exemption Orders by Employees’ Investment Companies OLD | 3 |
Year | # of Filings | |
---|---|---|
2024 | 107 | |
2023 | 178 | |
2022 | 151 | |
2021 | 150 | |
2020 | 142 | |
2019 | 135 | |
2018 | 114 | |
2017 | 98 | |
2016 | 122 | |
2015 | 108 | |
2014 | 96 | |
2013 | 117 | |
2012 | 71 | |
2011 | 37 | |
2010 | 31 | |
2009 | 7 | |
2008 | 21 | |
2007 | 213 | |
2006 | 478 | |
2005 | 1,723 | |
2004 | 1,398 | |
2003 | 1,770 | |
2002 | 1,713 | |
2001 | 1,339 | |
2000 | 1,489 | |
1999 | 1,201 | |
1998 | 1,047 | |
1997 | 957 | |
1996 | 666 | |
1995 | 380 | |
1994 | 175 |