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Einstein Noah Restaurant Group Inc. 
 CO
  SEC # 949373


        
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854  SEC Filings
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  from  6/20/96  to  11/17/14  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Einstein Noah Restaurant Group Inc. 

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Forms
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, Documents
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& Exhibits
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 in  421 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
11/17/14 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
11/12/14 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 4
11/6/14 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 8
11/6/14 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 10
11/6/14 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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196

8-K Items: 
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11/6/14 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
11/5/14 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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5
7/31/14 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 32
11/6/14 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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8
11/5/14 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
11/5/14 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
2/23/11 OLD
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  Accountants & Accounting: 
Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
11/5/14 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
11/5/14 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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32
11/5/14 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
5/2/14 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
6/3/14 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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23
11/5/14 OLD
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  Events: 
Other Events — Item 8.01  OLD 49
11/5/14 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 98

11/5/14 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 3
10/30/14 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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50
9/29/14 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
5/15/14 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 7
3/24/14 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
2/27/14 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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14
11/14/13 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 4
4/16/13 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 4
3/29/13 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 16
9/4/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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4
8/1/08 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
6/13/07 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/8/07 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
6/7/07 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
6/5/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
5/18/07 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 4
4/25/07 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 2
3/12/07 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
9/19/03 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5
9/9/03 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 6
8/16/02 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 8
4/1/02 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 5
9/24/01 OLDDEFS14AProxy:  Definitive Proxy Statements – Special Meetings — Schedule 14A  OLD 2
9/14/01 OLDPRES14AProxy:  Preliminary Proxy Statements – Special Meetings — Schedule 14A  OLD 3
4/16/01 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 7
11/13/00 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 19
5/9/97 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 2
4/25/97 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/19/97 OLD10KSB40Update:  Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD 2
7/10/96 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1

General Exhibits: 
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11/5/14 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 7
10/30/14 OLDEX-10Material Contracts  OLD 114
9/29/14 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 2
5/15/14 OLDEX-23Consents of Experts and Counsel  OLD 46
5/15/14 OLDEX-5Opinions of Counsel re: Legality  OLD 24
2/27/14 OLDEX-21Subsidiaries Lists  OLD 21
11/18/13 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
1/9/09 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
1/9/09 OLDEX-24Powers of Attorney  OLD 15
9/19/03 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
9/19/03 OLDEX-25Statement of Eligibility to Act as a Trustee  OLD 1

Additional Exhibits: 
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10/6/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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191

Financials: 
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10/30/14 OLDEX-31Certifications — §302 – SOA’02  OLD 97
10/30/14 OLDEX-32Certifications — §906 – SOA’02  OLD 89
10/30/14 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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617
10/30/14 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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19
10/30/14 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 81
10/30/14 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
14
9/19/03 OLDEX-12Statements re: Computations of Ratios  OLD 2
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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25
6/21/96 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

Graphics: 
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10/6/14 OLDGRAPHICPhotos, Images and Graphs  OLD 362


Forms
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, Documents
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& Exhibits
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 in  439 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/7/14 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 329
11/7/14 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 45
11/5/14 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 3
11/5/14 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 3
11/5/14 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
10/9/14 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 28
9/29/14 OLDSC14D9COwnership:  Tender-Offer Communication by an Issuer re: a Third-Party Offer — Schedule 14D-9C  OLD 1
9/29/14 OLDSC TO-COwnership:  Tender-Offer Communication by an Issuer or Third Party — Schedule TO  OLD 1
2/14/14 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 17
6/7/07 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
2/1/07 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 4

Letters: 
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9/17/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC5

General Exhibits: 
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10/28/13 OLDEX-24Powers of Attorney  OLD 30
7/2/01 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2

Additional Exhibits: 
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11/5/14 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 110

Graphics: 
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10/6/14 OLDGRAPHICPhotos, Images and Graphs  OLD 7


        

Filings History

Year    # of Filings
In descending order
2014 97
2013 77
2012 49
2011 52
2010 39
2009 38
2008 48
2007 83
2006 51
2005 56
2004 35
2003 70
2002 32
2001 43
2000 17
1999 25
1998 13
1997 21
1996 8

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