Latest Filing | | Type | | Category | Description | Documents |
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| | | |
4/18/24 | | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 | 65 |
3/13/24 | | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D | 74 |
3/11/24 | | | 144 | | Ownership: | | Notices of Proposed Sales of Securities by Insiders — Form 144 | 2 |
5/29/13 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 6 |
1/8/13 | OLD | | DFAN14A | | Proxy: | | Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A OLD | 3 |
6/23/10 | OLD | | 15F-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities by a Foreign Issuer — Form 15F OLD | 1 |
6/23/10 | OLD | | POSASR | | Registration: | | Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR OLD | 1 |
6/21/10 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 3 |
6/11/10 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
5/27/10 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls | 222 |
2/25/10 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 14 |
2/12/10 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 2 |
11/27/09 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 7 |
6/17/09 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 7 |
6/15/09 | OLD | | FWP | | Registration: | | Prospectuses – Free Writing OLD | 3 |
3/10/09 | OLD | | F-3ASR | | Registration: | | Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3 OLD | 1 |
9/2/08 | OLD | | F-6EF | | Registration: | | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6 OLD | 1 |
2/28/08 | OLD | | 305B2 | | Registration: | | Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1 OLD | 1 |
12/1/05 | OLD | | F-6 | | Registration: | | Registration Statement – Depositary Shares Evidenced by American Depositary Receipts (ADRs) — Form F-6 OLD | 1 |
3/30/05 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 52 |
3/16/05 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 5 |
1/20/05 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 3 |
1/14/05 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 4 |
11/10/04 | OLD | | NO ACT | | SEC: | | SEC No-Action Letter re: a Shareholder Proposal OLD | 1 |
7/17/03 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 2 |
6/27/03 | OLD | | S-8 | | Registration: | | Registration Statement – Securities for an Employee Benefit Plan — Form S-8 OLD | 1 |
3/26/02 | OLD | | 424B3 | | Registration: | | Prospectus – New Facts or Events OLD | 1 |
| | |
| | General Exhibits: |
1/4/24 | | | EX-24 | | Powers of Attorney | 9 |
4/30/18 | OLD | | EX-26 | | Invitation for Competitive Bids OLD | 1 |
2/18/16 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 3 |
2/18/16 | OLD | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders OLD | 18 |
2/18/16 | OLD | | EX-5 | | Opinions of Counsel re: Legality OLD | 9 |
2/18/16 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 8 |
2/18/16 | OLD | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) OLD | 15 |
1/15/14 | OLD | | EX-23 | | Consents of Experts and Counsel OLD | 36 |
2/25/10 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 10 |
2/25/10 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 13 |
3/10/09 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 3 |
3/14/06 | OLD | | EX-14 | | Codes of Ethics OLD | 6 |
9/13/04 | OLD | | EX-10 | | Material Contracts OLD | 14 |
9/8/00 | OLD | | EX-19 | | Report Furnished to Security Holders OLD | 1 |
9/8/00 | OLD | | EX-20 | | Other Document or Statement Furnished to Security Holders OLD | 1 |
| | |
| | Additional Exhibits: |
3/13/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Investment Advisor Contract; 1 Other Consent (2 total) | 109 |
| | |
| | Financials: |
2/25/10 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 4 |
2/25/10 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 23 |
3/14/06 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 2 |
| | |
| | Graphics: |
9/14/23 | | | GRAPHIC | | Photos, Images and Graphs | 1,029 |