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Socket Mobile, Inc. 
 CA
  SEC # 944075


        
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1,019  SEC Filings
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  from  7/5/96  to  3/27/24  (Yesterday)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘DEF 14A’ — Definitive Proxy Statement — Schedule 14A — for 5/15/24 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Socket Mobile, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  488 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/27/24 New Document this Past Month!DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  New Document this Past Month! 28
3/25/24 New Document this Past Month!10-KUpdate:  Annual Reports — Form 10-K  New Document this Past Month!  — Financial Reports
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26
3/5/24 New Document this Past Month!8-KUpdate:  Current Reports — Form 8-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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203

8-K Items: 
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5/30/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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41
2/2/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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3
3/4/21 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
3/5/24 New Document this Past Month!"Results of Operations and Financial Condition — Item 2.02  New Document this Past Month!  — Financial Reports
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79
5/30/23"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 — ‘EX-10’
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9
9/12/19 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 10
5/30/23"Unregistered Sales of Equity Securities — Item 3.027
10/27/08 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
8/12/13 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
7/26/22 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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21
10/27/08 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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3
6/9/23"Submission of Matters to a Vote of Security Holders — Item 5.0714
2/16/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 22
3/5/24 New Document this Past Month!
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  Financials: 
Financial Statements and Exhibits — Item 9.01  New Document this Past Month!  — Financial Reports
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147

11/14/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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71
6/22/23EFFECTSEC:  SEC Notices of Effectiveness8
6/21/23424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events4
6/14/23CORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC
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10
6/6/23S-3Registration:  Registration Statements – Securities for Transactions — Form S-333
6/8/21 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 20
3/23/21 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
9/28/20 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
9/10/20 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 6
9/3/19 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 9
6/21/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
6/17/16 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
4/2/13 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
4/1/11 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 13
6/23/09 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 7
2/21/08 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 6
4/12/05 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
11/5/03 OLD424B1Registration:  Prospectuses – Info Previously Omitted  OLD 5
9/29/03 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 5
4/2/01 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 6
2/19/01 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 15
7/11/00 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/29/99 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 2
11/6/97 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
11/6/97 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/18/97 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
2/24/97 OLDSB-2Registration:  Registration Statement by a Small-Business Issuer — Form SB-2  OLD 1

General Exhibits: 
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3/25/24 New Exhibit this Past Month!EX-23Consents of Experts and Counsel  New Exhibit this Past Month! 66
6/6/23EX-FILING FEESFiling Fees1
6/6/23EX-5Opinions of Counsel re: Legality37
5/30/23EX-10Material Contracts113
4/12/21 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 25
4/12/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 11
3/4/21 OLDEX-9Voting Trust Agreement  OLD 1
3/10/06 OLDEX-14Code of Ethics  OLD 1
10/20/00 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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3/5/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  46 Articles of Incorporation/Organization;  1 Bylaws  (47 total)
154

Financials: 
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3/25/24 New Exhibit this Past Month!EX-31Certifications — §302 – SOA’02  New Exhibit this Past Month! 149
3/25/24 New Exhibit this Past Month!EX-32Certifications — §906 – SOA’02  New Exhibit this Past Month! 76
3/25/24 New Report this Past Month!XML  &  R#IDEA Financial Reports Info  New Report this Past Month!  — Financial Reports
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2,218
3/25/24 New Workbook this Past Month!EXCELIDEA Workbooks of Financial Reports Info  New Workbook this Past Month!  — Workbooks of Financial Reports
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75
3/25/24 New Exhibit this Past Month!EX-101.*XBRL Data  (XBRL Files)  New Exhibit this Past Month! 346
3/25/24 New Exhibit this Past Month!JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  New Exhibit this Past Month! 28
3/25/24 New Folder this Past Month!ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  New Folder this Past Month! 
68
8/12/13 OLDEX-16Letters re: Changes in Accountants  OLD 2
2/19/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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20
3/18/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 4

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3/5/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 180


Forms
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, Documents
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& Exhibits
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 in  543 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 83368E
 

        
Latest Filing  Type    Category    Description        Documents
     
3/19/24 New Document this Past Month!4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  New Document this Past Month! 478
12/1/23144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 1441
6/13/233Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 317
6/5/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D11
3/23/21 OLDDEFC14AProxy:  Definitive Proxy Statements – Contested Solicitations — Schedule 14A  OLD 2
2/16/21 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 17
9/3/19 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 9
8/17/12 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1

Letters: 
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6/13/23LETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC7
6/13/23TEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]4

General Exhibits: 
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3/14/18 OLDEX-5Opinions of Counsel re: Legality  OLD 3
2/11/98 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
2/11/98 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/11/98 OLDEX-10Material Contract  OLD 1
2/11/98 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
2/11/98 OLDEX-8Opinion of Counsel re: Tax Matters  OLD 1
2/11/98 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
2/11/98 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
2/11/98 OLDEX-9Voting Trust Agreement  OLD 1

Additional Exhibits: 
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8/5/19 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 19

Financials: 
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2/11/98 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

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3/23/21 OLDGRAPHICPhotos, Images and Graphs  OLD 13


        

Filings History

Year    # of Filings
In descending order
2024 8
2023 71
2022 38
2021 56
2020 44
2019 41
2018 29
2017 45
2016 41
2015 22
2014 30
2013 47
2012 59
2011 46
2010 43
2009 55
2008 45
2007 38
2006 63
2005 32
2004 22
2003 47
2002 19
2001 12
2000 14
1999 18
1998 13
1997 14
1996 7

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