| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/12/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 416 |
| | |
| | 8-K Items: |
| 3/30/20 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 12 |
| 10/20/06 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 1 |
| 4/12/24 | | | Financial Info: | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 88 |
| 3/30/20 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 1 |
| 3/15/16 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 8 |
| 9/23/05 | OLD | | " | | | • | Material Impairments — Item 2.06 OLD — ↓‘EX-2’ | 1 |
| 7/28/06 | OLD | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 OLD | 1 |
| 10/31/08 | OLD | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 OLD — ↓‘EX-1’ | 2 |
| 1/30/24 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 13 |
| 3/22/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 59 |
| 1/30/24 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 15 |
| 8/16/12 | OLD | | " | | | • | Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans — Item 5.04 OLD | 1 |
| 5/19/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 16 |
| 4/12/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 119 |
| 3/18/24 | | | Events: | • | Other Events — Item 8.01 | 105 |
| 4/12/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 257 |
| | |
|
| 4/10/24 | | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G | 3,959 |
| 4/4/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 15 |
| 4/3/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 26 |
| 4/3/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 37 |
| 3/14/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 37 |
| 3/13/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 55 |
| 3/13/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 49 |
| 2/15/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 31 |
| 2/14/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 116 |
| 10/27/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 93 |
| 6/21/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 26 |
| 5/19/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 16 |
| 6/28/22 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 10/1/20 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 5 |
| 10/1/20 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 4 |
| 9/28/20 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 37 |
| 9/10/20 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 4 |
| 6/1/20 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 12 |
| 3/16/18 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 6 |
| 2/13/18 | OLD | | SC 13E3 | | Ownership: | | Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3 OLD | 1 |
| 5/17/17 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 5 |
| 4/11/16 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 7 |
| 4/11/16 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 14 |
| 1/30/13 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 11 |
| 5/21/09 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 3 |
| 1/23/08 | OLD | | 305B2 | | Registration: | | Statements of Eligibility to Act as a Trustee by Corporations — Form T-1 OLD | 4 |
| 4/16/07 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 5 |
| 1/21/03 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 11/21/02 | OLD | | POS AM | | Registration: | | Post-Effective Amendments of Registration Statements OLD | 2 |
| 3/2/01 | OLD | | PRER14A | | Proxy: | | Preliminary Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 2/16/01 | OLD | | 10-K405 | | Update: | | Annual Reports — Reg. S-K – Item 405 — Form 10-K OLD | 3 |
| 6/26/97 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
| 12/9/96 | OLD | | 424A | | Registration: | | Prospectus – Info Substantively Changed or Added OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/14/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 53 |
| | |
| | General Exhibits: |
| 3/18/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 132 |
| 3/18/24 | | | EX-5 | | Opinions of Counsel re: Legality | 97 |
| 3/18/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 50 |
| 3/14/24 | | | EX-FILING FEES | | Filing Fees | 10 |
| 2/15/24 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 32 |
| 2/15/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/15/24 | | | EX-23 | | Consents of Experts and Counsel | 97 |
| 2/15/24 | | | EX-10 | | Material Contracts | 182 |
| 2/15/24 | | | EX-21 | | Subsidiaries Lists | 31 |
| 6/28/22 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 49 |
| 1/25/08 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 10 |
| 3/1/07 | OLD | | EX-24 | | Power of Attorney OLD | 1 |
| 2/6/07 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 6 |
| 3/30/00 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 28 |
| | |
| | Additional Exhibits: |
| 4/12/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form N-14: 1 Articles of Incorporation/Organization | 411 |
| | |
| | Financials: |
| 4/12/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 6,654 |
| 4/12/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 145 |
| 4/12/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 687 |
| 4/12/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 100 |
| 4/12/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 137 |
| 2/15/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 172 |
| 2/15/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 85 |
| 10/27/23 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 124 |
| 5/1/19 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| 10/31/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 96 |
| 11/13/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 35 |
| 11/14/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 13 |
| | |
| | Graphics: |
| 4/12/24 | | | GRAPHIC | | Photos, Images and Graphs | 9,311 |
