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Bank of Montreal/CAN 
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  SEC # 927971


        
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15,233  SEC Filings
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  from  2/18/98  to  3/28/24  (Today)

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Most-Recent Filing:    ‘FWP’ — Prospectus – Free Writing — Filed re:  Issuer / Subject Company 
 
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notifications of all
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Filings
involving  Bank of Montreal/CAN 

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Forms
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, Documents
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& Exhibits
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 in  15,182 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!FWPRegistration:  Prospectuses – Free Writing  New Document this Past Month! 6,185
3/27/24 New Document this Past Month!424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  New Document this Past Month! 7,386
3/25/24 New Document this Past Month!424B3Registration:  Prospectuses – New Facts or Events  New Document this Past Month! 107
3/8/24 New Document this Past Month!6-KUpdate:  Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K  New Document this Past Month!  — Press Releases
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& Conference Calls
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 — Financial Reports
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847
2/29/24 New Document this Past Month!424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  New Document this Past Month! 88
2/12/24ABS-15GABS:  Asset-Backed Securities Securitizer Reports — Form ABS-15G19
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G217
2/8/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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43
12/12/23S-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-812
12/5/23CERTTrading:  Certifications by Securities Exchanges Approving Listings — Form CERT16
12/4/238-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A18
12/1/2340-FUpdate:  Annual Reports by Canadian Issuers — Form 40-F — Financial Reports
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27
6/22/2311-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K23
5/1/23424B8Registration:  Prospectuses (Late Filings)7
5/27/22 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
5/25/22 OLDF-3Registration:  Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3  OLD 16
5/24/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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36
4/20/22 OLDF-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N  OLD 7
12/3/21 OLDIRANNOTICEUpdate:  Notices of Iran/Syria Disclosures in Quarterly and Annual Reports  OLD 7
11/1/21 OLDSBSE-CRegistration:  Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C  OLD 1
11/1/21 OLDSBSE-ARegistration:  Application for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant that is Registered or Registering with the CFTC as such — Form SBSE-A  OLD 1
5/21/21 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
7/11/18 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 10
8/29/17 OLDS-8 POSRegistration:  Post-Effective Amendment of a Form S-8 Registration  OLD 1
5/12/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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3

8-K Items: 
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5/12/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 3
5/12/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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3

12/19/16 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
12/6/16 OLDF-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Foreign Issuer — Form F-3  OLD 1
10/31/16 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
10/27/16 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 7
12/16/15 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
12/15/15 OLD10-DABS:  Distribution Reports by Issuers of Asset-Backed Securities — Form 10-D  OLD 20
1/29/15 OLD10-KUpdate:  Annual Report — Form 10-K  OLD 1
6/29/12 OLDNT 11-KUpdate:  Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25  OLD 1
7/7/11 OLDF-4 POSRegistration:  Post-Effective Amendment of a Form F-4 Registration  OLD 1
5/5/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 54
4/8/11 OLDF-4Registration:  Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4  OLD 6
1/12/09 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1

Form-Specific Documents: 
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2/8/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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43

General Exhibits: 
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3/27/24 New Exhibit this Past Month!EX-FILING FEESFiling Fees  New Exhibit this Past Month! 2,769
3/8/24 New Exhibit this Past Month!EX-4Instruments, Including Indentures, Defining the Rights of Security Holders  New Exhibit this Past Month! 99
3/8/24 New Exhibit this Past Month!EX-5Opinions of Counsel re: Legality  New Exhibit this Past Month! 140
3/8/24 New Exhibit this Past Month!EX-8Opinions of Counsel re: Tax Matters  New Exhibit this Past Month! 46
3/8/24 New Exhibit this Past Month!EX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  New Exhibit this Past Month! 60
12/12/23EX-23Consents of Experts and Counsel87
12/1/23EX-97Clawback Policy re: Recovery of Erroneously Awarded Compensation1
4/20/22 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 8
2/12/21 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 43
1/22/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
6/6/16 OLDEX-10Material Contracts  OLD 6
4/26/12 OLDEX-24Powers of Attorney  OLD 4

ABS Exhibits: 
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1/29/15 OLDEX-34Attestation Report on Assessment of Compliance with Servicing Criteria  OLD 1
1/29/15 OLDEX-33Report of Compliance with Servicing Criteria  OLD 1
1/29/15 OLDEX-35Servicer Compliance Statement  OLD 1

Additional Exhibits: 
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3/7/24 New Exhibit this Past Month!EX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  New Exhibit this Past Month!  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form Funding Portal:  2 Other Disclosures — Forms Funding Portal & MA*:  1 Opinion of Counsel re: Legality  (3 total)
1,257

Financials: 
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2/27/24XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,332
2/27/24EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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22
2/27/24EX-101.*XBRL Data  (XBRL Files)121
2/27/24JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)11
2/27/24ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
22
5/21/21 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1
4/7/17 OLDEX-12Statements re: Computations of Ratios  OLD 6
1/29/15 OLDEX-31Certification — §302 – SOA’02  OLD 1
9/12/03 OLDEX-32Certifications — §906 – SOA’02  OLD 2

Graphics: 
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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 25,390

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers



Forms
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, Documents
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& Exhibits
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 in  6,256 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIPs 06367106367906367V06368B and 06368J
 

        
Latest Filing  Type    Category    Description        Documents
     
3/28/24 New Document this Past Month!FWPRegistration:  Prospectuses – Free Writing  New Document this Past Month! 6,185
4/20/22 OLDF-NRegistration:  Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N  OLD 7
12/27/21 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 12
5/15/19 OLD5Ownership:  Annual Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 5  OLD 1
5/15/19 OLD4Ownership:  Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD 1
5/15/19 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
10/9/07 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 13
2/14/02 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 5

Letters: 
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4/27/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC31
4/27/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

Additional Exhibits: 
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12/27/21 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 18

Graphics: 
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3/28/24 New Graphic this Past Month!GRAPHICPhotos, Images and Graphs  New Graphic this Past Month! 9,806


        

Filings History

Year    # of Filings
In descending order
2024 1,077
2023 3,002
2022 2,493
2021 2,243
2020 1,589
2019 741
2018 685
2017 643
2016 567
2015 545
2014 322
2013 265
2012 327
2011 350
2010 86
2009 30
2008 42
2007 61
2006 33
2005 57
2004 23
2003 20
2002 20
2001 9
2000 1
1999 1
1998 1

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