Surmodics Inc. 

MN

  SEC # 924717

        

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1,501  SEC Filings   from  12/24/97  to  2/13/24  (2 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Vanguard Group Inc.
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Forms , Documents & Exhibits  in  440 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/12/24			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	226
					8-K Items:
10/17/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	34
10/17/22	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	4
7/6/21	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	6
2/1/24			"			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	83
10/17/22	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	8
2/3/23	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	6
9/26/05	OLD		"			•	Material Impairments — Item 2.06  OLD  — ↓‘EX-2’	1
1/24/05	OLD		Securities & Trading:			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	1
2/6/12	OLD		Accountants & Accounting:			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
11/18/20	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ↓‘EX-17’  — List of Directors & Officers	48
7/26/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	5
7/23/20	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD	1
2/12/24			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
6/20/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	25
6/8/20	OLD		Events:			•	Other Events — Item 8.01  OLD	33
2/12/24			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	180
2/1/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	76
12/18/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A — Financial Reports	26
12/18/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	15
11/22/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	27
5/30/23			EFFECT		SEC:		SEC Notices of Effectiveness	3
5/25/23			SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD	4
5/19/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	12
5/12/23			S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8	12
5/12/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	4
6/17/18	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	2
1/16/14	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD	1
9/11/12	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	5
8/1/12	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
2/10/12	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	2
1/26/12	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	5
1/5/11	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
12/23/10	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	3
7/20/05	OLD		424B3		Registration:		Prospectus – New Facts or Events  OLD	1
2/2/05	OLD		REGDEX		Registration:		Notice of an Exempt Offering of Securities — Form D  OLD	1
12/23/99	OLD		10KSB		Update:		Annual or Annual-Transition Report by a Small Business — Form 10-KSB  OLD	1
8/13/99	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	5
4/5/99	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	2
12/23/98	OLD		10KSB40		Update:		Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD	1
3/4/98	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
2/5/98	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	2
					General Exhibits:
11/22/23			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
11/22/23			EX-23		Consents of Experts and Counsel			50
11/22/23			EX-21		Subsidiaries Lists			18
7/26/23			EX-3		Articles of Incorporation/Organization and Bylaws			16
5/25/23			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			6
5/12/23			EX-FILING FEES		Filing Fees			3
5/12/23			EX-5		Opinions of Counsel re: Legality			17
4/26/23			EX-10		Material Contracts			112
7/6/21	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			8
5/22/20	OLD		EX-24		Powers of Attorney  OLD			2
12/3/19	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			5
3/6/15	OLD		EX-17		Correspondence re: Departures of Directors  OLD			2
12/30/02	OLD		EX-13		Annual and Quarterly Reports to Security Holders  OLD			5
					Additional Exhibits:
2/1/24			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			203
					Financials:
2/12/24			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,357
2/12/24			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			95
2/12/24			EX-101.*		XBRL Data  (XBRL Files)			398
2/12/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			52
2/12/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			89
2/1/24			EX-31		Certifications — §302 – SOA’02			176
2/1/24			EX-32		Certifications — §906 – SOA’02			176
4/28/17	OLD		EX-12		Statements re: Computations of Ratios  OLD			13
12/29/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			13
2/5/98	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			2
					Graphics:
2/1/24			GRAPHIC		Photos, Images and Graphs			661

Forms , Documents & Exhibits  in  1,068 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 868873

        

Latest Filing			Type		Category	Description		Documents
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	130
2/12/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	831
5/14/20	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	47
8/4/16	OLD		144		Ownership:		Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD	1
9/11/12	OLD		SC TO-I		Ownership:		Tender-Offer Statements by Issuers — Schedule TO  OLD	5
9/10/12	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	8
8/1/12	OLD		SC TO-C		Ownership:		Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD	2
12/13/10	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	2
12/10/10	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
11/14/08	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	25
					Letters:
5/19/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			16
5/19/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			2
					General Exhibits:
2/9/24			EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)			8
11/30/20	OLD		EX-24		Powers of Attorney  OLD			75
					Additional Exhibits:
2/10/23	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			30
					Graphics:
8/6/12	OLD		GRAPHIC		Photos, Images and Graphs  OLD			17

        

Filings History

Year		# of Filings
2024		17
2023		58
2022		59
2021		79
2020		77
2019		83
2018		93
2017		56
2016		84
2015		59
2014		64
2013		40
2012		53
2011		63
2010		88
2009		61
2008		114
2007		73
2006		67
2005		65
2004		55
2003		30
2002		24
2001		9
2000		9
1999		10
1998		10
1997		1