Energy Focus, Inc./DE 

OH

  SEC # 924168

        

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1,249  SEC Filings   from  8/14/96  to  3/29/24  (3 Weeks Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — for 3/28/24 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Energy Focus, Inc./DE

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Forms , Documents & Exhibits  in  608 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
3/29/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	283
					8-K Items:
3/29/24			Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01    — ↓‘EX-10’	54
7/3/13	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
11/26/13	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	2
3/21/24			"			•	Results of Operations and Financial Condition — Item 2.02    — Financial Reports	91
1/23/23	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	18
2/21/17	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
4/3/23	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	16
3/29/24			"			•	Unregistered Sales of Equity Securities — Item 3.02    — ↓‘EX-1’	28
6/22/23			"			•	Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’	7
5/30/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
8/30/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	69
6/22/23			"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’	9
4/27/05	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD	1
6/22/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	15
7/5/23			Disclosures:			•	Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’	41
10/14/20	OLD		Events:			•	Other Events — Item 8.01  OLD	14
3/29/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	146
3/22/24			10-K		Update:		Annual Reports — Form 10-K    — Financial Reports	29
11/9/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	74
7/12/23			EFFECT		SEC:		SEC Notices of Effectiveness	18
7/11/23			424B3		Registration:		Prospectuses – New Facts or Events	13
7/7/23			CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ] — All Correspondence with the SEC	18
6/12/23			S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3	22
5/31/23			SD		Update:		Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD	8
5/1/23			DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A	15
5/1/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	29
4/20/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	9
6/17/22	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	6
6/16/21	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	4
10/2/20	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	13
4/8/20	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	12
11/8/19	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
8/14/19	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
9/14/15	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	2
9/11/15	OLD		S-3MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD	1
8/8/14	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
8/6/14	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
7/29/14	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
8/2/12	OLD		RW		Registration:		Registration Withdrawal Request  OLD	1
6/8/12	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/4/09	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
4/4/08	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	2
8/31/07	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD	2
11/27/06	OLD		S-8 POS		Registration:		Post-Effective Amendments of Form S-8 Registrations  OLD	6
6/2/06	OLD		ARS		Update:		Annual Reports to Security Holders  OLD	3
11/3/05	OLD		424B4		Registration:		Prospectus – Info Previously Omitted & New Facts or Events  OLD	1
2/10/04	OLD		8-A12G		Registration:		Registration Statements for Certain Classes of Securities — Form 8-A  OLD	4
4/1/02	OLD		10-K405		Update:		Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD	6
11/15/99	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	12
5/28/99	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	6
					General Exhibits:
3/22/24			EX-97		Clawback Policy re: Recovery of Erroneously Awarded Compensation			1
3/22/24			EX-23		Consents of Experts and Counsel			106
10/5/23			EX-10		Material Contracts			197
6/22/23			EX-3		Articles of Incorporation/Organization and Bylaws			31
6/12/23			EX-FILING FEES		Filing Fees			2
6/12/23			EX-5		Opinions of Counsel re: Legality			50
6/12/23			EX-24		Powers of Attorney			16
5/31/23			EX-1		Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)			13
3/23/23	OLD		EX-21		Subsidiaries Lists  OLD			21
6/6/22	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			34
11/26/13	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
					Additional Exhibits:
3/21/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			241
					Financials:
3/29/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,109
3/29/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			115
3/29/24			EX-101.*		XBRL Data  (XBRL Files)			492
3/29/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			73
3/29/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			108
3/22/24			EX-31		Certifications — §302 – SOA’02			175
3/22/24			EX-32		Certifications — §906 – SOA’02			121
4/11/19	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			25
11/12/97	OLD		EX-11		Statements re: Computations of Earnings Per Share  OLD			7
					Graphics:
3/21/24			GRAPHIC		Photos, Images and Graphs			657

Forms , Documents & Exhibits  in  641 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 29268T

        

Latest Filing			Type		Category	Description		Documents
2/13/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	65
8/8/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	65
8/8/23			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	444
1/30/20	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	48
2/13/15	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
12/16/11	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
6/15/23			LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ] — All Correspondence with the SEC			14
6/15/23			TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]			5
					General Exhibits:
8/8/23			EX-24		Powers of Attorney			160
1/4/18	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
4/24/14	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
2/13/24			EX-99		Miscellaneous Exhibits, such as Press Releases			17
					Graphics:
8/8/23			GRAPHIC		Photos, Images and Graphs			90

        

Filings History

Year		# of Filings
2024		4
2023		45
2022		73
2021		42
2020		53
2019		62
2018		42
2017		37
2016		43
2015		67
2014		68
2013		56
2012		45
2011		57
2010		96
2009		61
2008		44
2007		44
2006		51
2005		63
2004		87
2003		32
2002		10
2001		13
2000		12
1999		13
1998		13
1997		13
1996		3