Falconstor Software Inc. 

NY

  SEC # 922521

        

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788  SEC Filings   from  12/9/94  to  1/4/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Bard Associates Inc.
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Forms , Documents & Exhibits  in  405 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
7/12/23			15-12G		Registration:		Certification of a Termination of Registration of a Class of Securities — Form 15	1
7/12/23			S-8 POS		Registration:		Post-Effective Amendment of a Form S-8 Registration	1
7/5/23			8-K		Update:		Current Reports — Form 8-K — Press Releases & Conference Calls  — Financial Reports	173
					8-K Items:
7/27/21	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	16
5/10/23			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	79
1/3/20	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	4
6/20/17	OLD		"			•	Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ↓‘EX-2’	1
9/21/17	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	8
6/6/19	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	10
6/25/18	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
4/9/19	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	3
2/17/22	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	25
6/28/21	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	2
7/5/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	7
11/10/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	23
6/28/23			Events:			•	Other Events — Item 8.01	19
7/5/23			Financials:			•	Financial Statements and Exhibits — Item 9.01 — Financial Reports	118
5/30/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	23
5/10/23			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	82
5/1/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	39
7/26/21	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	2
7/23/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	5
7/21/21	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	22
7/20/21	OLD		S-1		Registration:		Registration Statements (General Form) — Form S-1  OLD	6
5/7/21	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	6
11/15/19	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	4
6/10/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	3
6/1/18	OLD		PRER14A		Proxy:		Preliminary Revised Proxy Soliciting Material — Schedule 14A  OLD	1
3/28/17	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
7/28/16	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	12
5/20/16	OLD		424B5		Registration:		Prospectus – Primary Offering or Shelf Securities – New Facts or Events  OLD	1
2/17/16	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	5
8/7/14	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	8
4/9/13	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	4
11/20/03	OLD		4		Ownership:		Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4  OLD	1
8/21/01	OLD		S-4MEF		Registration:		Registration Statement to Add Securities to a Prior Form S-4 Registration  OLD	1
7/19/01	OLD		S-4		Registration:		Registration Statements – Securities for Mergers — Form S-4  OLD	4
3/1/00	OLD		424B1		Registration:		Prospectus – Info Previously Omitted  OLD	1
					General Exhibits:
3/23/23	OLD		EX-23		Consents of Experts and Counsel  OLD			67
3/23/23	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			16
3/23/23	OLD		EX-10		Material Contracts  OLD			94
7/27/21	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			5
7/20/21	OLD		EX-5		Opinions of Counsel re: Legality  OLD			22
6/28/21	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			10
3/12/04	OLD		EX-14		Code of Ethics  OLD			1
7/19/01	OLD		EX-8		Opinions of Counsel re: Tax Matters  OLD			6
5/15/01	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
3/22/99	OLD		EX-21		Subsidiaries List  OLD			1
					Additional Exhibits:
6/28/23			EX-99		Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls			147
					Financials:
7/5/23			XML  &  R#		IDEA Financial Reports Info — Financial Reports			3,388
7/5/23			EXCEL		IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports			73
7/5/23			EX-101.*		XBRL Data  (XBRL Files)			336
7/5/23			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			29
7/5/23			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			66
5/10/23			EX-31		Certifications — §302 – SOA’02			174
5/10/23			EX-32		Certifications — §906 – SOA’02			162
4/9/19	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
11/13/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			19
					Graphics:
6/28/23			GRAPHIC		Photos, Images and Graphs			220

Forms , Documents & Exhibits  in  384 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
1/4/24			SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G	37
3/22/23	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	259
3/2/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	28
6/10/19	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	38
1/18/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	6
12/7/17	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
					Letters:
7/20/21	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			16
7/20/21	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			2
					General Exhibits:
8/28/17	OLD		EX-24		Powers of Attorney  OLD			4
					Additional Exhibits:
12/7/17	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			2

        

Filings History

Year		# of Filings
2024		1
2023		13
2022		20
2021		39
2020		17
2019		31
2018		43
2017		56
2016		53
2015		33
2014		53
2013		37
2012		21
2011		36
2010		34
2009		42
2008		22
2007		53
2006		30
2005		29
2004		23
2003		16
2002		13
2001		25
2000		13
1999		7
1998		9
1997		8
1996		7
1995		3
1994		1