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Mendocino Brewing Co. Inc. 
 CA
  SEC # 919134


        
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281  SEC Filings
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  from  5/13/96  to  9/25/17  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 9/20/17 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Mendocino Brewing Co. Inc. 

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Forms
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, Documents
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& Exhibits
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 in  217 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/25/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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74

8-K Items: 
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9/1/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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27
9/1/17 OLD
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  Financial Info: 
Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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21
6/24/16 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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10
9/20/11 OLD
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  Securities & Trading: 
Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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4
12/28/12 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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5
9/25/17 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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4
1/20/16 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 5
12/10/12 OLD"Shareholder Nominations Pursuant to Exchange Act Rule 14a-11 — Item 5.08  OLD  — ‘EX-17’
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1
5/31/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 14
9/1/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 28

4/3/17 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 6
11/14/16 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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42
4/14/16 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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15
12/16/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 16
8/16/13 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
9/28/11 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 3
12/1/10 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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6
6/12/07 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
5/16/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 5
4/14/04 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 10
11/14/03 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 28
4/27/01 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
5/19/98 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
4/22/98 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
2/18/97 OLD424B2Registration:  Prospectus – Primary Offering or Shelf Securities  OLD 1
2/6/97 OLDSB-2Registration:  Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD 4

General Exhibits: 
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9/1/17 OLDEX-10Material Contracts  OLD 136
4/14/16 OLDEX-21Subsidiaries Lists  OLD 9
4/14/04 OLDEX-14Code of Ethics  OLD 1
10/3/02 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1
4/1/02 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 3
2/19/02 OLDEX-17Correspondence re: Departure of a Director  OLD 1
2/19/02 OLDEX-19Reports Furnished to Security Holders  OLD 22
3/29/00 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
2/6/97 OLDEX-24Powers of Attorney  OLD 4
11/6/96 OLDEX-5Opinion of Counsel re: Legality  OLD 1

Additional Exhibits: 
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1/14/16 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
16

Financials: 
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11/14/16 OLDEX-31Certifications — §302 – SOA’02  OLD 116
11/14/16 OLDEX-32Certifications — §906 – SOA’02  OLD 116
11/14/16 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,086
11/14/16 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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29
11/14/16 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 132
11/14/16 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
22
12/28/12 OLDEX-16Letters re: Changes in Accountants  OLD 4
2/19/02 OLDEX-18Letter re: a Change in Accounting Principles or Practices  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22

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7/26/16 OLDGRAPHICPhotos, Images and Graphs  OLD 52


Forms
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, Documents
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& Exhibits
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 in  64 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
1/9/12 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 36
10/5/06 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
8/16/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 13
2/6/97 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 6

Letters: 
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12/14/10 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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9/22/11 OLDEX-24Powers of Attorney  OLD 2
8/16/04 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
3/31/03 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
3/31/03 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6
2/22/01 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4
2/22/01 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 3
2/22/01 OLDEX-5Opinions of Counsel re: Legality  OLD 4
5/12/00 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
5/12/00 OLDEX-9Voting Trust Agreements  OLD 2
2/19/99 OLDEX-10Material Contract  OLD 1

Additional Exhibits: 
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8/22/01 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 4

Financials: 
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5/12/00 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 2
2/19/99 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1


        

Filings History

Year    # of Filings
In descending order
2017 10
2016 17
2015 11
2014 7
2013 12
2012 10
2011 17
2010 11
2009 22
2008 9
2007 12
2006 17
2005 25
2004 11
2003 8
2002 9
2001 13
2000 10
1999 8
1998 7
1997 27
1996 8

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