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Calpine Corp. 
 TX
  SEC # 916457


        
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1,670  SEC Filings
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  from  5/14/96  to  8/21/20  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘8-K’ — Current Report — Form 8-K — for 8/10/20 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Calpine Corp. 

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Forms
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, Documents
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& Exhibits
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 in  934 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
8/21/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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536

8-K Items: 
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8/21/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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70
4/5/06 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
12/27/07 OLD"Bankruptcy or Receivership — Item 1.03  OLD  — ‘EX-2’
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2
3/8/18 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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8
8/12/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 62
8/21/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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35
12/22/05 OLD"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ‘EX-10’
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2
6/15/07 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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13
7/13/07 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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9
3/8/18 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
2/1/08 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
3/8/18 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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5
2/28/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
4/19/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
3/8/18 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 2
2/14/20 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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59
4/13/18 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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6
4/13/18 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 10
7/27/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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113
8/21/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 76
8/21/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 263

8/12/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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89
2/24/20 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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31
1/24/19 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/27/18 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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20
3/9/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 12
3/7/18 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 15
3/7/18 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 16
3/7/18 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
12/5/17 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 18
11/13/17 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
10/19/17 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
5/10/17 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 16
3/29/17 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 18
3/15/17 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 8
4/14/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 7
1/30/15 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 12
1/29/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
1/29/15 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 46
7/8/14 OLDS-3ASRRegistration:  Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD 1
11/4/10 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
9/23/09 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 6
1/16/09 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 39
6/30/08 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 10
3/19/08 OLDCERTNYSTrading:  Certification by the NYSE Approving a Listing — Form CERT  OLD 1
1/14/08 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 6
8/10/06 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
6/30/06 OLDNT 11-KUpdate:  Notices of Late Filings of Form 11-K Annual Reports — Form 12b-25  OLD 3
3/17/06 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 3
3/2/05 OLDNO ACTSEC:  SEC No-Action Letters re: Shareholder Proposals  OLD 4
3/11/04 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
8/14/02 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 43
10/10/01 OLDU-57Update:  Notices of Status by Foreign Utility Companies — Form U-57  OLD 3
8/8/00 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 8
7/24/00 OLD424ARegistration:  Prospectuses – Info Substantively Changed or Added  OLD 2
9/29/99 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 3
9/29/99 OLDSC 14D1Ownership:  Tender-Offer Statements by Third Parties — Schedule 14D-1  OLD 3
9/3/99 OLD3Ownership:  Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3  OLD 1
3/25/99 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
8/20/98 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 6
6/17/97 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
9/19/96 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3

General Exhibits: 
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8/21/20 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 204
6/12/20 OLDEX-10Material Contracts  OLD 328
2/24/20 OLDEX-21Subsidiaries Lists  OLD 23
4/13/18 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 31
2/16/18 OLDEX-23Consents of Experts and Counsel  OLD 187
8/21/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
5/10/17 OLDEX-5Opinions of Counsel re: Legality  OLD 44
2/3/15 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 25
7/8/14 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 25
9/13/04 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 17
5/18/00 OLDEX-24Powers of Attorney  OLD 6

Additional Exhibits: 
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8/12/20 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  7 Articles of Incorporation/Organization
299

Financials: 
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8/12/20 OLDEX-31Certifications — §302 – SOA’02  OLD 148
8/12/20 OLDEX-32Certifications — §906 – SOA’02  OLD 74
8/12/20 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,671
8/12/20 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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48
8/12/20 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 243
8/12/20 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
41
2/28/20 OLDEX-16Letters re: Changes in Accountants  OLD 2
2/16/18 OLDEX-12Statements re: Computations of Ratios  OLD 27
10/31/17 OLDEX-18Letters re: Changes in Accounting Principles and Practices  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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23
11/14/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 4

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8/21/20 OLDGRAPHICPhotos, Images and Graphs  OLD 1,304


Forms
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, Documents
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& Exhibits
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 in  734 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
3/14/18 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 45
3/14/18 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
3/12/18 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 506
2/13/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 92
2/21/17 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 63
1/29/15 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 2
2/13/12 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 3
5/30/08 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 3
3/11/04 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3

Letters: 
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5/8/18 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC16

General Exhibits: 
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8/25/17 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
8/25/17 OLDEX-4Instrument Defining the Rights of Security Holders  OLD 1
8/25/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 2
2/21/17 OLDEX-24Powers of Attorney  OLD 58

Additional Exhibits: 
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3/14/18 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 29

Financials: 
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4/10/15 OLDEX-7Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews  OLD 6

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4/22/14 OLDGRAPHICPhotos, Images and Graphs  OLD 38


        

Filings History

Year    # of Filings
In descending order
2020 12
2019 18
2018 91
2017 105
2016 61
2015 71
2014 61
2013 62
2012 45
2011 53
2010 68
2009 102
2008 208
2007 57
2006 52
2005 101
2004 121
2003 68
2002 60
2001 90
2000 60
1999 43
1998 25
1997 21
1996 15

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