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Sonic Solutions/CA 
 CA
  SEC # 916235


        
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721  SEC Filings
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  from  7/29/96  to  6/9/11  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘CT ORDER’ — SEC Confidential Treatment Order — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Sonic Solutions/CA 

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Forms
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, Documents
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& Exhibits
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 in  313 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/9/11 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 2
2/25/11 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 5
2/22/11 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
2/22/11 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 4
2/22/11 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 3
2/14/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 3
2/9/11 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 48
2/8/11 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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109

8-K Items: 
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12/23/10 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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14
10/13/10 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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3
2/8/11 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 31
12/23/04 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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2
1/26/09 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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4
2/15/08 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 6
11/2/09 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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2
9/30/09 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
2/1/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
1/14/11 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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11
10/13/10 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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2
10/13/10 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 1
7/19/10 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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2
12/23/10 OLD
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  Events: 
Other Events — Item 8.01  OLD 25
2/8/11 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 68

1/31/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 18
1/31/11 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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21
10/7/10 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4
9/7/10 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 13
8/26/10 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 2
7/26/10 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD 19
3/29/10 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 21
3/24/10 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
12/17/09 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 5
10/7/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD 1
10/1/09 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 13
1/8/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
6/16/08 OLDNT 10-KUpdate:  Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD 2
2/12/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
2/7/06 OLDRWRegistration:  Registration Withdrawal Requests  OLD 2
12/30/04 OLDREGDEXRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
9/17/03 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
7/15/03 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 2
11/9/00 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 6
8/2/96 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1

General Exhibits: 
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2/9/11 OLDEX-10Material Contracts  OLD 53
12/23/10 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
10/13/10 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 6
10/7/10 OLDEX-23Consents of Experts and Counsel  OLD 70
10/7/10 OLDEX-5Opinions of Counsel re: Legality  OLD 25
8/26/10 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 2
6/4/10 OLDEX-21Subsidiaries Lists  OLD 6
6/2/10 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 12
9/9/09 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 19

Additional Exhibits: 
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2/8/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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122

Financials: 
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2/9/11 OLDEX-31Certifications — §302 – SOA’02  OLD 73
2/9/11 OLDEX-32Certifications — §906 – SOA’02  OLD 65
9/30/09 OLDEX-16Letters re: Changes in Accountants  OLD 2
5/3/04 OLDEX-12Statements re: Computations of Ratios  OLD 2
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 21
2/13/98 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 7

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2/9/11 OLDGRAPHICPhotos, Images and Graphs  OLD 290


Forms
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, Documents
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& Exhibits
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 in  419 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/18/11 OLDSC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO  OLD 4
2/17/11 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
2/16/11 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 285
2/15/11 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 71
2/14/11 OLDSC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-9  OLD 3
2/7/11 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 23
12/30/10 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 2
10/18/10 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 9
1/8/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 3
12/16/05 OLD144Ownership:  Notice of a Proposed Sale of Securities by an Insider — Form 144  OLD 1

Letters: 
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3/17/11 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC17

General Exhibits: 
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2/8/11 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 4
2/8/11 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 13
2/8/11 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 5
6/2/10 OLDEX-10Material Contracts  OLD 2
2/15/08 OLDEX-24Powers of Attorney  OLD 25

Additional Exhibits: 
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2/17/11 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 20

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2/14/11 OLDGRAPHICPhotos, Images and Graphs  OLD 107


        

Filings History

Year    # of Filings
In descending order
2011 89
2010 153
2009 76
2008 88
2007 37
2006 51
2005 45
2004 45
2003 45
2002 14
2001 21
2000 13
1999 16
1998 18
1997 6
1996 4

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