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Amb Financial Corp. 
 IN
  SEC # 915393


        
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245  SEC Filings
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  from  7/31/96  to  2/9/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Banc Funds Co. LLC 
 
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notifications of all
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Filings
involving  Amb Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  136 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
9/30/08 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
9/30/08 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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57

8-K Items: 
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4/1/08 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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3
9/30/08 OLD
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  Financial Info: 
Results of Operations and Financial Condition — Item 2.02  OLD 19
4/1/08 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
12/30/04 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
3/27/07 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD 1
2/29/08 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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9
12/21/06 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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1
9/30/08 OLD
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  Events: 
Other Events — Item 8.01  OLD 6
9/30/08 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 33

7/31/08 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD 28
3/28/08 OLD10KSBUpdate:  Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD 15
3/28/08 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 14
2/25/08 OLD10QSBUpdate:  Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD 14
8/14/07 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
3/29/06 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
2/1/06 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
9/26/02 OLDARSUpdate:  Annual Report to Security Holders  OLD 1
4/25/02 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/1/02 OLD10KSB40Update:  Annual or Annual-Transition Report by a Small Business — Reg. S-B – Item 405 — Form 10-KSB  OLD 1
3/31/00 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1

General Exhibits: 
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4/1/08 OLDEX-10Material Contracts  OLD 9
3/28/08 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 16
3/28/08 OLDEX-23Consents of Experts and Counsel  OLD 15
3/28/08 OLDEX-21Subsidiaries Lists  OLD 15
3/29/04 OLDEX-14Code of Ethics  OLD 1
2/26/03 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1

Additional Exhibits: 
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4/22/08 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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54

Financials: 
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7/31/08 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 39
7/31/08 OLDEX-31Certifications — §302 – SOA’02  OLD 48
7/31/08 OLDEX-32Certifications — §906 – SOA’02  OLD 47
3/30/07 OLDEX-16Letter re: a Change in Accountant  OLD 1
10/31/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD 20

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3/28/08 OLDGRAPHICPhotos, Images and Graphs  OLD 6


Forms
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, Documents
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& Exhibits
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 in  111 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/9/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 19
12/10/08 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 41
2/13/08 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 5
2/12/08 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 33
5/9/03 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 11

Letters: 
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2/2/06 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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8/9/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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2/3/97 OLDEX-99Miscellaneous Exhibit  OLD 1


        

Filings History

Year    # of Filings
In descending order
2022 1
2021 1
2020 1
2019 1
2017 1
2016 1
2015 1
2008 24
2007 28
2006 37
2005 21
2004 29
2003 30
2002 17
2001 10
2000 9
1999 7
1998 8
1997 11
1996 7

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