Evergreen Energy Inc. 

CO

  SEC # 912365

        

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905  SEC Filings   from  5/14/96  to  1/2/20  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘REVOKED’ — SEC Order Revoking a Registration — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Evergreen Energy Inc.

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Forms , Documents & Exhibits  in  446 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
1/2/20	OLD		REVOKED		SEC:		SEC Order Revoking a Registration  OLD	1
1/23/12	OLD		8-K		Update:		Current Reports — Form 8-K  OLD  — Press Releases & Conference Calls	254
					8-K Items:
11/18/11	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	40
7/14/11	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	1
1/23/12	OLD		"			•	Bankruptcy or Receivership — Item 1.03  OLD  — ↓‘EX-2’	1
3/30/11	OLD		Financial Info:			•	Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ↓‘EX-2’	4
8/12/11	OLD		"			•	Results of Operations and Financial Condition — Item 2.02  OLD	22
5/26/11	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	3
1/23/12	OLD		"			•	Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04  OLD  — ↓‘EX-10’	2
12/2/11	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	7
11/18/11	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	16
2/3/11	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	9
7/9/10	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	2
9/16/11	OLD		"			•	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD	2
1/23/12	OLD		Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers	43
8/9/10	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	5
6/15/11	OLD		"			•	Submission of Matters to a Vote of Security Holders — Item 5.07  OLD	2
12/16/11	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	71
1/13/12	OLD		Events:			•	Other Events — Item 8.01  OLD	34
12/16/11	OLD		Financials:			•	Financial Statements and Exhibits — Item 9.01  OLD	175
12/1/11	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	3
11/21/11	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	7
11/21/11	OLD		10-Q		Update:		Quarterly Reports — Form 10-Q  OLD  — Financial Reports	52
11/14/11	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	8
10/31/11	OLD		CT ORDER		SEC:		SEC Confidential Treatment Order  OLD	1
4/29/11	OLD		DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A  OLD	16
4/18/11	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	3
3/14/11	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	6
3/14/11	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	19
3/14/11	OLD		10-K		Update:		Annual Reports — Form 10-K  OLD	19
5/13/10	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	11
4/6/10	OLD		PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A  OLD	5
3/16/10	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	8
3/14/08	OLD		424B7		Registration:		Prospectuses – Selling Security Holders – Info Previously Omitted  OLD	5
10/29/07	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	12
10/29/07	OLD		POSASR		Registration:		Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD	1
6/21/07	OLD		DEFR14A		Proxy:		Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD	2
5/3/07	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Material — Schedule 14A  OLD	1
9/28/06	OLD		CERTPAC		Trading:		Certification by the Pacific Coast Stock Exchange Approving a Listing — Form CERT  OLD	1
9/28/06	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
9/28/06	OLD		25		Trading:		Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD	1
2/3/06	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
2/1/06	OLD		S-3ASR		Registration:		Automatic Shelf Registration Statement by a Well-Known Issuer — Form S-3  OLD	1
11/8/05	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	6
8/4/99	OLD		POS AM		Registration:		Post-Effective Amendment of a Registration Statement  OLD	1
					General Exhibits:
11/21/11	OLD		EX-10		Material Contracts  OLD			90
11/18/11	OLD		EX-5		Opinions of Counsel re: Legality  OLD			28
11/18/11	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			89
3/14/11	OLD		EX-23		Consents of Experts and Counsel  OLD			51
3/14/11	OLD		EX-21		Subsidiaries Lists  OLD			9
2/2/11	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
12/4/08	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			7
10/29/07	OLD		EX-25		Statement of Eligibility to Act as a Trustee  OLD			1
3/15/04	OLD		EX-14		Code of Ethics  OLD			1
12/11/03	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			4
					Additional Exhibits:
12/16/11	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases & Conference Calls			216
					Financials:
11/21/11	OLD		EX-31		Certifications — §302 – SOA’02  OLD			76
11/21/11	OLD		EX-32		Certifications — §906 – SOA’02  OLD			76
11/21/11	OLD		XML  &  R#		IDEA Financial Reports Info  OLD  — Financial Reports			62
11/21/11	OLD		EXCEL		IDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports			3
11/21/11	OLD		EX-101.*		XBRL Data  (XBRL Files)  OLD			18
11/21/11	OLD		ZIP		XBRL Zipped Folders   (Folders of XBRL Files)  OLD			3
7/9/10	OLD		EX-16		Letters re: Changes in Accountants  OLD			3
3/31/10	OLD		EX-12		Statements re: Computations of Ratios  OLD			7
5/19/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			17
					Graphics:
12/16/11	OLD		GRAPHIC		Photos, Images and Graphs  OLD			325

Forms , Documents & Exhibits  in  460 Filings  Filed re:  Issuer / Subject Company

        

        

Latest Filing			Type		Category	Description		Documents
2/14/12	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	66
1/5/12	OLD		25-NSE		Trading:		Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD	1
11/23/11	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	19
11/18/11	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	322
10/14/11	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	34
1/23/09	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	6
2/3/06	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
					Letters:
7/12/10	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			11
					General Exhibits:
10/14/11	OLD		EX-24		Powers of Attorney  OLD			4
1/26/10	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			7
9/3/02	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			3
9/3/02	OLD		EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders  OLD			3
9/3/02	OLD		EX-2		Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD			3
7/11/02	OLD		EX-6		Opinion of Counsel re: Discount on Capital Shares  OLD			1
7/11/02	OLD		EX-5		Opinion of Counsel re: Legality  OLD			1
7/11/02	OLD		EX-8		Opinion of Counsel re: Tax Matters  OLD			1
					Additional Exhibits:
1/5/12	OLD		EX-99		Miscellaneous Exhibit  OLD			1
					Financials:
7/11/02	OLD		EX-7		Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD			1
					Graphics:
2/3/06	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

        

Filings History

Year		# of Filings
2020		1
⇑
2012		5
2011		120
2010		103
2009		97
2008		79
2007		91
2006		78
2005		90
2004		68
2003		56
2002		53
2001		14
2000		15
1999		14
1998		6
1997		8
1996		7