Gemini Fund Services, LLC. 

NY

  SEC # 910472

        

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12,236  SEC Filings   from  6/26/96  to  1/12/16  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘24F-2NT’ — Annual Notice of Securities Sold by an Investment Company — Form 24F-2 — for 10/31/15 — Filed as:  Filing Agent — Filed by:  Two Roads Shared Trust
New-Filing E-Mail:			Send me notifications of all Filings involving  Gemini Fund Services, LLC.

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Forms , Documents & Exhibits  in  5 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
8/30/11	OLD		APP WD		Registration:		Withdrawal of an Application for an Exemption Order or Other Relief  OLD	1
8/19/11	OLD		OIP ORDR		SEC:		Application for an SEC Exemption Order – ‘40-OIP’ SEC Order  OLD	1
7/22/11	OLD		OIP NTC		SEC:		Application for an SEC Exemption Order – ‘40-OIP’ SEC Notice  OLD	1
7/15/11	OLD		40-OIP		Registration:		Applications for SEC Exemption Orders from the SEC Office of Insurance Products (OIP) by Investment Companies  OLD	2
					Graphics:
8/30/11	OLD		GRAPHIC		Photos, Images and Graphs  OLD			2

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2016		1
2015		452
2014		2,702
2013		2,437
2012		1,812
2011		1,357
2010		835
2009		651
2008		541
2007		386
2006		323
2005		262
2004		135
2003		56
2002		45
2001		61
2000		57
1999		47
1998		42
1997		25
1996		9