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Astoria Financial Corp. 
 NY
  SEC # 910322


        
1  Related Registrant:   

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1,910  SEC Filings
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  from  2/14/94  to  2/9/18  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Dimensional Fund Advisors LP 
 
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notifications of all
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Filings
involving  Astoria Financial Corp. 

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Forms
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, Documents
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& Exhibits
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 in  664 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
10/12/17 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
10/2/17 OLDPOSASRRegistration:  Post-Effective Amendments of Automatic Shelf Registration Statements — Form S-3/F-3ASR  OLD 2
10/2/17 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 9
10/2/17 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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416

8-K Items: 
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6/8/17 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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12
12/20/16 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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1
10/2/17 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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1
7/27/17 OLD"Results of Operations and Financial Condition — Item 2.02  OLD 102
6/8/17 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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1
10/2/17 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 1
10/2/17 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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4
10/2/17 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
10/2/17 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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32
10/2/17 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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5
5/21/08 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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4
6/14/17 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
8/14/17 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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17
9/15/17 OLD
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  Events: 
Other Events — Item 8.01  OLD 210
10/2/17 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD 289

8/4/17 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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70
6/30/17 OLD11-KUpdate:  Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K  OLD 16
6/7/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 8
6/6/17 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 7
6/5/17 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
6/5/17 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 6
5/1/17 OLDDEFM14AProxy:  Definitive Proxy Statements – Mergers & Acquisitions — Schedule 14A  OLD 3
4/13/17 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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18
2/13/17 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 19
12/5/16 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 9
11/10/16 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 20
4/13/16 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
5/29/15 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 2
5/29/15 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 3
5/29/15 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
3/4/14 OLDEFFECTSEC:  SEC Notice of Effectiveness  OLD 1
2/27/14 OLDPOS AMRegistration:  Post-Effective Amendment of a Registration Statement  OLD 1
6/4/13 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
3/22/13 OLDCERTNYSTrading:  Certifications by the NYSE Approving Listings — Form CERT  OLD 2
2/24/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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15
9/11/06 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
4/2/04 OLDNO ACTSEC:  SEC No-Action Letter re: a Shareholder Proposal  OLD 1
12/6/02 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 5
3/26/02 OLD10-K405Update:  Annual Reports — Reg. S-K – Item 405 — Form 10-K  OLD 7
3/15/00 OLD8-A12GRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
3/10/00 OLD424B1Registration:  Prospectus – Info Previously Omitted  OLD 1
2/1/00 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 2
4/13/98 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1
3/19/98 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
6/12/96 OLD10-CUpdate:  Report of a Change in the Number of Shares Outstanding or an Issuer Name Change by an Issuer of Securities Quoted on the Nasdaq Stock Market — Form 10-C  OLD 1

General Exhibits: 
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10/2/17 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
6/8/17 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 62
6/8/17 OLDEX-5Opinions of Counsel re: Legality  OLD 21
6/8/17 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 3
4/13/17 OLDEX-23Consents of Experts and Counsel  OLD 53
4/13/17 OLDEX-10Material Contracts  OLD 219
3/9/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 12
2/28/17 OLDEX-21Subsidiaries Lists  OLD 21
3/11/13 OLDEX-24Power of Attorney  OLD 1
6/11/12 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 5
5/21/08 OLDEX-14Codes of Ethics  OLD 4
12/6/02 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 8
3/25/98 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 3

Additional Exhibits: 
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8/14/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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383

Financials: 
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8/4/17 OLDEX-31Certifications — §302 – SOA’02  OLD 126
8/4/17 OLDEX-32Certifications — §906 – SOA’02  OLD 97
8/4/17 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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1,989
8/4/17 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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36
8/4/17 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 174
8/4/17 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
29
2/28/17 OLDEX-12Statements re: Computations of Ratios  OLD 21
5/12/03 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 29
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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37

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10/2/17 OLDGRAPHICPhotos, Images and Graphs  OLD 3,722


Forms
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, Documents
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& Exhibits
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 in  1,279 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
2/9/18 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 104
10/3/17 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 850
10/2/17 OLD25-NSETrading:  Notices by Securities Exchanges of the Removals from Listing and Registration of Matured, Redeemed and Retired Securities — Form 25  OLD 2
6/14/17 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 34
6/5/17 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 6
3/9/17 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
3/2/17 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 236
7/28/15 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 17
5/16/05 OLDPX14A6GProxy:  Notices of Exempt Non-Management Proxy Solicitations  OLD 9

Letters: 
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2/28/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC15

General Exhibits: 
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10/3/17 OLDEX-24Powers of Attorney  OLD 221
6/14/17 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
3/9/17 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 6

Additional Exhibits: 
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10/2/17 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 408

Graphics: 
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6/5/17 OLDGRAPHICPhotos, Images and Graphs  OLD 376


        

Filings History

Year    # of Filings
In descending order
2018 1
2017 146
2016 109
2015 119
2014 123
2013 127
2012 157
2011 113
2010 114
2009 113
2008 115
2007 105
2006 115
2005 132
2004 117
2003 77
2002 23
2001 19
2000 16
1999 13
1998 27
1997 20
1996 7
1995 1
1994 1

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