Berg Carl E 

CA

  SEC # 901719

        

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219  SEC Filings   from  2/15/94  to  2/14/19  (None in the Past Year)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘SC 13G’ — Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed as:  Offerer / Owner — Re:  Wisa Technologies, Inc. [ formerly Summit Wireless Technologies, Inc. ]
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Forms , Documents & Exhibits  in  202 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/14/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	25
1/30/19	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	4
6/29/18	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	118
5/11/18	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	35
5/27/16	OLD		DFAN14A		Proxy:		Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD	10
5/27/16	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	4
5/17/16	OLD		DEFC14A		Proxy:		Definitive Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
5/13/16	OLD		PRRN14A		Proxy:		Preliminary Revised Non-Management Proxy Soliciting Materials – Contested Solicitations and Other Situations — Schedule 14A  OLD	2
4/21/16	OLD		PREC14A		Proxy:		Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD	1
5/15/01	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
					General Exhibits:
3/15/18	OLD		EX-24		Powers of Attorney  OLD			2
5/9/16	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			4
					Additional Exhibits:
7/22/16	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			9
					Graphics:
5/27/16	OLD		GRAPHIC		Photos, Images and Graphs  OLD			19

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2019		2
2018		6
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2016		25
2015		3
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2012		3
2011		4
2010		8
2009		6
2008		31
2007		31
2006		15
2005		18
2004		28
2003		12
2002		7
2001		4
2000		7
1999		5
1998		2
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1995		1
1994		1