Barings LLC 

NC

  SEC # 9015

        

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1,400  SEC Filings   from  6/1/94  to  2/8/24  (3 Months Ago)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Barings LLC

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Forms , Documents & Exhibits  in  1,198 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
2/8/24			13F-HR		Ownership:		Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management	118
12/4/23			40-APP		Registration:		Applications for Exemption Orders and Other Relief by Investment Companies	15
7/25/23			SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D	17
9/27/22	OLD		3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD	13
2/12/19	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	896
2/11/19	OLD		4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD	131
10/20/17	OLD		APP ORDR		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Orders  OLD	2
9/22/17	OLD		APP NTC		SEC:		Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD	2
2/14/17	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	2
1/17/07	OLD		NO ACT		SEC:		SEC No-Action Letters re: Shareholder Proposals  OLD	2
					Form-Specific Documents:
2/8/24			INFO-TABLE		Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management			52
					General Exhibits:
10/23/06	OLD		EX-24		Powers of Attorney  OLD			2
					Additional Exhibits:
10/17/18	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			5
					Graphics:
7/29/21	OLD		GRAPHIC		Photos, Images and Graphs  OLD			5

History as a Money Manager:  Assets Under Management  ·  Related Money Managers

As Of			Quarter (Ended)		Holdings Form 13F				Assets (Millions)		Reporting Manager Manager with whom Investment Discretion is Shared
2/5/24			12/31/23		1	of	14,778		$1			Russell Investments Group, Ltd.
2/12/18			12/31/17		411	of	3,873		$9,395		NY	OppenheimerFunds, Inc.

No Forms  nor  Documents  Filed re:  Issuer / Subject Company

        

        

Filings History

Year		# of Filings
2024		6
2023		26
2022		22
2021		20
2020		22
2019		56
2018		92
2017		27
2016		13
2015		10
2014		9
2013		7
2012		12
2011		12
2010		15
2009		38
2008		71
2007		27
2006		92
2005		65
2004		59
2003		67
2002		65
2001		94
2000		108
1999		134
1998		93
1997		130
1996		7
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1994		1