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Opti Inc. 
 CA
  SEC # 899297


        
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420  SEC Filings
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  from  2/8/95  to  11/4/13  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘4’ — Statement of Changes in Beneficial Ownership of Securities by an Insider — Form 4 — for 10/30/13 — Filed re:  Issuer / Subject Company — Filed by:  SM Investors II, L.P. 
 
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notifications of all
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Filings
involving  Opti Inc. 

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Forms
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, Documents
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& Exhibits
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 in  193 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/15/13 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
6/28/13 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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22
6/26/13 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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61

8-K Items: 
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3/9/11 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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11
10/23/08 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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1
6/26/13 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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1
10/2/12 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD 1
11/18/11 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
12/17/12 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 4
5/6/10 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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3
6/24/13 OLD
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  Events: 
Other Events — Item 8.01  OLD 30
6/26/13 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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34

2/14/13 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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58
11/26/12 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 13
8/15/12 OLDNT 10-QUpdate:  Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25  OLD 1
4/30/12 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/11/12 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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11
4/10/12 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 10
1/12/12 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 3
3/16/11 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 3
2/14/02 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
12/14/01 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
3/30/00 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
10/31/97 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 4

General Exhibits: 
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11/14/12 OLDEX-10Material Contracts  OLD 23
6/29/11 OLDEX-23Consents of Experts and Counsel  OLD 21
6/29/10 OLDEX-21Subsidiaries Lists  OLD 14
6/29/04 OLDEX-14Code of Ethics  OLD 1
12/29/97 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1
10/31/97 OLDEX-5Opinions of Counsel re: Legality  OLD 4
4/30/97 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 4

Additional Exhibits: 
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6/26/13 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  4 Articles of Incorporation/Organization
47

Financials: 
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6/28/13 OLDEX-31Certifications — §302 – SOA’02  OLD 101
6/28/13 OLDEX-32Certifications — §906 – SOA’02  OLD 99
6/28/13 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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213
6/28/13 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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9
6/28/13 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 54
6/28/13 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
9
10/23/08 OLDEX-16Letter re: a Change in Accountant  OLD 1
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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19
3/31/97 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

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11/26/12 OLDGRAPHICPhotos, Images and Graphs  OLD 30


Forms
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, Documents
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& Exhibits
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 in  228 Filings
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/4/13 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 112
7/18/13 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 42
9/14/12 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 6
5/4/12 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 56
1/17/02 OLDDFAN14AProxy:  Definitive Additional Non-Management Proxy Soliciting Materials — Schedule 14A  OLD 3
12/14/01 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1

Letters: 
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4/11/12 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC8

General Exhibits: 
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9/9/99 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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11/27/00 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 2

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5/18/11 OLDGRAPHICPhoto, Image or Graph  OLD 1


        

Filings History

Year    # of Filings
In descending order
2013 20
2012 56
2011 44
2010 63
2009 35
2008 25
2007 15
2006 9
2005 7
2004 8
2003 22
2002 21
2001 20
2000 13
1999 24
1998 11
1997 12
1996 7
1995 8

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