| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/18/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 429 |
| | |
| | 8-K Items: |
| 11/29/21 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 19 |
| 11/17/20 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 2 |
| 11/1/21 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 4 |
| 4/18/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 87 |
| 1/4/21 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 1 |
| 9/30/20 | OLD | | " | | | • | Cost Associated with Exit or Disposal Activities — Item 2.05 OLD — ↓‘EX-2’ | 1 |
| 5/18/23 | | | Securities & Trading: | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 13 |
| 11/21/23 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 55 |
| 7/14/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 18 |
| 5/23/12 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 2 |
| 5/25/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 14 |
| 3/21/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 110 |
| 5/18/23 | | | Events: | • | Other Events — Item 8.01 | 103 |
| 4/18/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 316 |
| | |
|
| 4/2/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 12 |
| 4/1/24 | | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 37 |
| 4/1/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 37 |
| 2/21/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 29 |
| 2/9/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 54 |
| 11/1/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 88 |
| 6/23/23 | | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K | 22 |
| 5/24/23 | | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT | 4 |
| 5/18/23 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 13 |
| 5/16/23 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 47 |
| 5/16/23 | | | FWP | | Registration: | | Prospectuses – Free Writing | 30 |
| 3/30/23 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 13 |
| 4/30/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 6 |
| 4/2/21 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 22 |
| 7/16/20 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 2 |
| 5/24/19 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 31 |
| 3/16/17 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 25 |
| 2/16/16 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 60 |
| 6/17/14 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 6 |
| 3/9/12 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 4 |
| 12/8/06 | OLD | | 15-12G | | Registration: | | Certifications of Terminations of Registration of Classes of Securities — Form 15 OLD | 3 |
| 6/8/04 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 5 |
| 1/2/04 | OLD | | 25 | | Trading: | | Notices by Issuers of the Removals from Listing and Registration on Securities Exchanges of Matured, Redeemed and Retired Securities — Form 25 OLD | 2 |
| 12/1/03 | OLD | | 15-12B | | Registration: | | Certification of a Termination of Registration of a Class of Securities — Form 15 OLD | 1 |
| 8/26/03 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 7 |
| 1/16/03 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 10/7/02 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 4 |
| 12/10/01 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 5/14/01 | OLD | | 10-12B | | Registration: | | Registration Statement — Form 10 OLD | 1 |
| 3/26/01 | OLD | | 10-K405 | | Update: | | Annual Report — Reg. S-K – Item 405 — Form 10-K OLD | 1 |
| 9/24/99 | OLD | | S-4 | | Registration: | | Registration Statement – Securities for a Merger — Form S-4 OLD | 1 |
| 1/8/97 | OLD | | 8-A12G | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 4 |
| | |
| | Form-Specific Documents: |
| 2/9/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 43 |
| | |
| | General Exhibits: |
| 2/21/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/21/24 | | | EX-23 | | Consents of Experts and Counsel | 89 |
| 2/21/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 123 |
| 2/21/24 | | | EX-19 | | Report Furnished to Security Holders | 1 |
| 2/21/24 | | | EX-21 | | Subsidiaries Lists | 28 |
| 7/14/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 31 |
| 5/18/23 | | | EX-5 | | Opinions of Counsel re: Legality | 81 |
| 5/18/23 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 37 |
| 5/16/23 | | | EX-FILING FEES | | Filing Fees | 2 |
| 5/3/23 | | | EX-10 | | Material Contracts | 178 |
| 4/30/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 63 |
| 3/29/21 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 4 |
| 8/8/13 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 9 |
| 5/23/12 | OLD | | EX-14 | | Codes of Ethics OLD | 2 |
| 5/7/97 | OLD | | EX-13 | | Annual or Quarterly Report to Security Holders OLD | 1 |
| | |
| | Additional Exhibits: |
| 4/18/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 391 |
| | |
| | Financials: |
| 4/18/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 6,481 |
| 4/18/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 182 |
| 4/18/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 842 |
| 4/18/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 135 |
| 4/18/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 173 |
| 2/21/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 107 |
| 2/21/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 83 |
| 11/1/23 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 108 |
| 5/1/19 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| 2/26/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 41 |
| 2/22/07 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 10 |
| 11/13/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 19 |
| | |
| | Graphics: |
| 4/18/24 | | | GRAPHIC | | Photos, Images and Graphs | 5,172 |
