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PPM America Inc./IL 
 IL
  SEC # 898417


        
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542  SEC Filings
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  from  2/13/96  to  2/12/24  (2 Months Ago)

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Most-Recent Filing:    ‘13F-HR’ — Quarterly Holdings and Combination Report by a Money Manager — Form 13F — for 12/31/23 — Filed as:  Filer / Offerer 
 
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Filings
involving  PPM America Inc./IL 

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Forms
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, Documents
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& Exhibits
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 in  195 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
2/12/2413F-HROwnership:  Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management
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27
8/13/21 OLD13F-NTOwnership:  Quarterly Holdings Notices by Money Managers — Form 13F  OLD  — Assets Under Management
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90
2/12/19 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 41
5/21/04 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 24
10/27/03 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 12
6/7/00 OLDPREN14AProxy:  Preliminary Non-Management Proxy Statement — Schedule 14A  OLD 1

Form-Specific Documents: 
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2/12/24INFO-TABLEPortfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management
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10

General Exhibits: 
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5/22/02 OLDEX-3Articles of Incorporation/Organization or Bylaws  OLD 1
5/22/02 OLDEX-6Opinion of Counsel re: Discount on Capital Shares  OLD 1
7/21/00 OLDEX-1Underwriting Agreement or Conflict Minerals Report  (or mislabeled “1st Exhibit”)  OLD 1

Additional Exhibits: 
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10/27/03 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 14

Financials: 
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5/22/02 OLDEX-7Correspondence from an Accountant re: Non-Reliance on a Previously Issued Audit Report or Completed Interim Review  OLD 1

History as a Money Manager:  Assets Under Management
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 ·  Related Money Managers


1 Related Manager who also Reported Holdings for this Manager

As Of
  
 
Quarter
(Ended)
  Holdings
Form 13F
  Assets
(Millions)
  Reporting Manager
Manager with whom Investment Discretion is Shared
8/13/216/30/21  113 of 708  $2,314  
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Prudential plc


Forms
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, Documents
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& Exhibits
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 in  1 Filing
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 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/5/02 OLDSC 13DOwnership:  Statement of Acquisition of Beneficial Ownership by an “Active” Investor — Schedule 13D  OLD 1


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 4
2022 4
2021 20
2020 24
2019 57
2018 28
2017 28
2016 18
2015 16
2014 16
2013 18
2012 22
2011 32
2010 16
2009 16
2008 17
2007 17
2006 17
2005 18
2004 21
2003 47
2002 25
2001 14
2000 31
1999 11
1998 1
1996 3

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