| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/15/24 |  | | DEFA14A | | Proxy: | | Definitive Additional Proxy Soliciting Materials — Schedule 14A | 38 |
| 4/1/24 | | | ARS | | Update: | | Annual Reports to Security Holders | 16 |
| 4/1/24 | | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A — Financial Reports | 33 |
| 3/21/24 | | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A — Financial Reports | 20 |
| 3/15/24 | | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 317 |
| | |
| | 8-K Items: |
| 10/30/17 | OLD | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 OLD — ↓‘EX-10’ | 44 |
| 11/13/12 | OLD | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 OLD — ↓‘EX-10’ | 11 |
| 1/15/16 | OLD | | Financial Info: | • | Completion of Acquisition or Disposition of Assets — Item 2.01 OLD — ↓‘EX-2’ | 1 |
| 1/30/24 | | | " | | | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 94 |
| 10/30/17 | OLD | | " | | | • | Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03 OLD — ↓‘EX-10’ | 18 |
| 7/18/08 | OLD | | Securities & Trading: | • | Material Modifications to Rights of Security Holders — Item 3.03 OLD — ↓‘EX-4’ | 3 |
| 7/21/05 | OLD | | Accountants & Accounting: | • | Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02 OLD | 1 |
| 3/15/24 | | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers | 26 |
| 5/17/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 55 |
| 9/25/06 | OLD | | " | | | • | Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05 OLD — ↓‘EX-14’ | 1 |
| 5/17/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 — ↓‘EX-22’ | 19 |
| 12/4/23 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 36 |
| 3/7/24 | | | Events: | • | Other Events — Item 8.01 | 31 |
| 3/7/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 204 |
| | |
|
| 3/5/24 | | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities | 22 |
| 3/4/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 15 |
| 3/4/24 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 34 |
| 2/23/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 33 |
| 11/1/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 86 |
| 2/3/23 | OLD | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F OLD — Assets Under Management | 28 |
| 9/12/22 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 17 |
| 10/6/21 | OLD | | S-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3 OLD | 7 |
| 5/24/21 | OLD | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 OLD | 19 |
| 12/6/19 | OLD | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT OLD | 2 |
| 12/5/19 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 8 |
| 2/28/19 | OLD | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports OLD | 5 |
| 5/23/18 | OLD | | 15-15D | | Update: | | Notices of Suspensions of Duty to File Reports — Form 15 OLD | 2 |
| 5/23/18 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 3 |
| 6/29/17 | OLD | | 11-K | | Update: | | Annual Reports by Employee Stock Purchase, Savings and Similar Plans — Form 11-K OLD | 2 |
| 6/29/16 | OLD | | NT 11-K | | Update: | | Notice of a Late Filing of a Form 11-K Annual Report — Form 12b-25 OLD | 1 |
| 2/10/16 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 4 |
| 10/22/15 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 28 |
| 9/10/15 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 2 |
| 9/1/15 | OLD | | S-4 | | Registration: | | Registration Statements – Securities for Mergers — Form S-4 OLD | 8 |
| 2/14/12 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 5 |
| 12/7/09 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 6 |
| 7/18/08 | OLD | | 15-12B | | Registration: | | Certifications of Terminations of Registration of Classes of Securities — Form 15 OLD | 2 |
| 5/9/06 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 7 |
| 8/9/05 | OLD | | NT 10-Q | | Update: | | Notice of a Late Filing of a Form 10-Q Quarterly Report — Form 12b-25 OLD | 1 |
| 1/12/05 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 13 |
| 4/22/04 | OLD | | 3 | | Ownership: | | Initial Statement of Beneficial Ownership of Securities by an Insider — Form 3 OLD | 1 |
| 4/16/04 | OLD | | DEFR14A | | Proxy: | | Definitive Revised Proxy Soliciting Material — Schedule 14A OLD | 1 |
| 7/11/03 | OLD | | CERTNYS | | Trading: | | Certification by the NYSE Approving a Listing — Form CERT OLD | 1 |
| 5/23/03 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 1/14/00 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 1/7/00 | OLD | | SC 13E3 | | Ownership: | | Tender-Offer Statement by an Issuer – Going-Private Transaction — Schedule 13E-3 OLD | 1 |
| 11/29/99 | OLD | | PRE13E3 | | Proxy: | | Preliminary Proxy Statements – Going-Private Transactions — Schedule 13E-3 OLD | 2 |
| 10/29/99 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 3 |
| 8/19/99 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/3/23 | OLD | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F OLD — Assets Under Management | 28 |
| | |
| | General Exhibits: |
| 3/7/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 89 |
| 3/7/24 | | | EX-5 | | Opinions of Counsel re: Legality | 100 |
| 3/7/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 40 |
| 3/5/24 | | | EX-FILING FEES | | Filing Fees | 1 |
| 2/23/24 | | | EX-97 | | Clawback Policies re: Recovery of Erroneously Awarded Compensation | 2 |
| 2/23/24 | | | EX-23 | | Consents of Experts and Counsel | 87 |
| 2/23/24 | | | EX-10 | | Material Contracts | 304 |
| 2/23/24 | | | EX-22 | | Published Reports re: Matters Submitted to Votes of Security Holders | 5 |
| 2/23/24 | | | EX-21 | | Subsidiaries Lists | 29 |
| 5/17/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 60 |
| 10/6/21 | OLD | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 OLD | 52 |
| 10/9/18 | OLD | | EX-24 | | Powers of Attorney OLD | 21 |
| 7/7/15 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 14 |
| 5/29/08 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 16 |
| 3/12/04 | OLD | | EX-14 | | Code of Ethics OLD | 1 |
| 3/27/03 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 7 |
| | |
| | Additional Exhibits: |
| 1/30/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 338 |
| | |
| | Financials: |
| 4/1/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 5,014 |
| 4/1/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 518 |
| 4/1/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 68 |
| 4/1/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 105 |
| 3/21/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 113 |
| 2/23/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 176 |
| 2/23/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 176 |
| 10/9/18 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 27 |
| 10/29/14 | OLD | | EX-18 | | Letter re: a Change in Accounting Principles or Practices OLD | 1 |
| 11/14/00 | OLD | | EX-27 | | Financial Data Schedules {Pre-XBRL} OLD — Financial Reports | 19 |
| 12/24/97 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 8 |
| | |
| | Graphics: |
| 4/15/24 | | | GRAPHIC | | Photos, Images and Graphs | 2,253 |
