| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/18/24 |  | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K — Press Releases & Conference Calls — Financial Reports | 1,196 |
| 4/5/24 | | | SBSE-A | | Registration: | | Applications for Registration by Security-Based Swap Dealers and Major Security-Based Swap Participants that are Registered or Registering with the CFTC as such — Form SBSE-A | 6 |
| 3/20/24 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 9 |
| 3/20/24 | | | CERT | | Trading: | | Certifications by Securities Exchanges Approving Listings — Form CERT | 16 |
| 3/20/24 | | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A | 24 |
| 3/12/24 | | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events | 43 |
| 3/11/24 | | | FWP | | Registration: | | Prospectuses – Free Writing | 25 |
| 2/21/24 | | | IRANNOTICE | | Update: | | Notices of Iran/Syria Disclosures in Quarterly and Annual Reports | 12 |
| 2/21/24 | | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F — Financial Reports | 23 |
| 2/9/24 | | | 13F-HR | | Ownership: | | Quarterly Holdings and Combination Reports by Money Managers — Form 13F — Assets Under Management | 35 |
| 11/16/23 | | | SC 13E3 | | Ownership: | | Tender-Offer Statements by Certain Issuers – Going-Private Transactions — Schedule 13E-3 | 8 |
| 11/16/23 | | | SC TO-T | | Ownership: | | Tender-Offer Statements by Third Parties — Schedule TO | 14 |
| 5/16/23 | | | F-N | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Banks and Insurance Companies — Form F-N | 11 |
| 5/16/23 | | | F-3ASR | | Registration: | | Automatic Shelf Registration Statements by Well-Known Foreign Issuers — Form F-3 | 8 |
| 3/1/23 | OLD | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] OLD — All Correspondence with the SEC | 45 |
| 10/21/22 | OLD | | SC TO-C | | Ownership: | | Tender-Offer Communications by Issuers and Third Parties — Schedule TO OLD | 9 |
| 3/28/22 | OLD | | SBSE-C | | Registration: | | Certification for Registration by a Security-Based Swap Dealer or Major Security-Based Swap Participant — Form SBSE-C OLD | 1 |
| 2/11/22 | OLD | | SC 13G | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G OLD | 15 |
| 1/31/22 | OLD | | 4 | | Ownership: | | Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4 OLD | 100 |
| 12/16/21 | OLD | | SC 13D | | Ownership: | | Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D OLD | 49 |
| 9/21/21 | OLD | | EFFECT | | SEC: | | SEC Notices of Effectiveness OLD | 8 |
| 3/2/21 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendments of Form S-8 Registrations OLD | 2 |
| 8/8/19 | OLD | | 424B3 | | Registration: | | Prospectuses – New Facts or Events OLD | 6 |
| 8/8/19 | OLD | | 425 | | Registration: | | Prospectuses and Communications – Mergers OLD | 81 |
| 8/6/19 | OLD | | F-4 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Mergers — Form F-4 OLD | 26 |
| 11/17/17 | OLD | | 3 | | Ownership: | | Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3 OLD | 2 |
| 10/30/17 | OLD | | CERTNYS | | Trading: | | Certifications by the NYSE Approving Listings — Form CERT OLD | 3 |
| 7/5/17 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 4 |
| 10/30/14 | OLD | | NO ACT | | SEC: | | SEC No-Action Letters re: Shareholder Proposals OLD | 3 |
| 5/1/13 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB OLD | 3 |
| 12/18/12 | OLD | | F-X | | Registration: | | Appointment of a U.S. Agent for Service of Process by a Foreign Non-Financial Entity — Form F-X OLD | 1 |
| 6/25/10 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Order OLD | 1 |
| 9/29/09 | OLD | | SC TO-I | | Ownership: | | Tender-Offer Statements by Issuers — Schedule TO OLD | 2 |
| 8/25/09 | OLD | | F-4 POS | | Registration: | | Post-Effective Amendment of a Form F-4 Registration OLD | 1 |
| 1/28/09 | OLD | | F-6EF | | Registration: | | Registration Statements – Depositary Shares Evidenced by American Depositary Receipts (ADRs) (Immediately Effective) — Form F-6 OLD | 3 |
| 12/22/08 | OLD | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events OLD | 1 |
| 7/1/04 | OLD | | NT 20-F | | Update: | | Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25 OLD | 1 |
| | |
| | Form-Specific Documents: |
| 2/9/24 | | | INFO-TABLE | | Portfolio Securities Holdings – Info Tables — Form 13F — Assets Under Management | 32 |
| | |
| | General Exhibits: |
| 3/20/24 | | | EX-23 | | Consents of Experts and Counsel | 70 |
| 3/20/24 | | | EX-FILING FEES | | Filing Fees | 15 |
| 3/14/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 71 |
| 3/14/24 | | | EX-5 | | Opinions of Counsel re: Legality | 71 |
| 3/14/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 65 |
| 2/21/24 | | | EX-13 | | Annual and Quarterly Reports to Security Holders | 21 |
| 2/21/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 2/21/24 | | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions | 7 |
| 5/16/23 | | | EX-25 | | Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2 | 17 |
| 7/30/19 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 17 |
| 1/10/13 | OLD | | EX-3 | | Articles of Incorporation/Organization and Bylaws OLD | 22 |
| 12/19/08 | OLD | | EX-21 | | Subsidiaries List OLD | 1 |
| 11/14/08 | OLD | | EX-24 | | Powers of Attorney OLD | 1,254 |
| 10/23/07 | OLD | | EX-10 | | Material Contracts OLD | 3 |
| | |
| | Additional Exhibits: |
| 4/5/24 | | | EX-99 & EX-99.* | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls — EX-99.* Form-Specific Exhibits... Form Funding Portal: 5 Other Disclosures — Forms Funding Portal & MA*: 6 Opinions of Counsel re: Legality — Form SBSE-A: 6 Forms 7-R – Commodity Futures Trading Commission (CFTC) (17 total) | 171 |
| | |
| | Financials: |
| 2/21/24 | | | EX-15 | | Letters re: Unaudited Interim Financial Info | 26 |
| 2/21/24 | | | EX-12 | | Statements re: Computations of Ratios | 67 |
| 2/21/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 4,147 |
| 2/21/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 16 |
| 2/21/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 86 |
| 2/21/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 10 |
| 2/21/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 16 |
| 9/28/18 | OLD | | EX-7 | | Correspondence from Accountants re: Non-Reliance on Previously Issued Audit Reports and Completed Interim Reviews OLD | 4 |
| | |
| | Graphics: |
| 4/18/24 | | | GRAPHIC | | Photos, Images and Graphs | 28,872 |
