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Cti Biopharma Corp. 
 WA
  SEC # 891293


        
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2,395  SEC Filings
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  from  6/27/96  to  7/6/23  (9 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12G’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Cti Biopharma Corp. 

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Forms
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, Documents
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& Exhibits
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 in  1,362 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
7/6/2315-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 151
6/30/23EFFECTSEC:  SEC Notices of Effectiveness61
6/26/23S-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations37
6/26/23POS AMRegistration:  Post-Effective Amendments of Registration Statements48
6/26/238-KUpdate:  Current Reports — Form 8-K — Press Releases
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& Conference Calls
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 — Financial Reports
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595

8-K Items: 
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5/10/23
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01 — ‘EX-10’
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117
6/26/23"Termination of a Material Definitive Agreement — Item 1.02 — ‘EX-10’
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10
6/26/23
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01 — ‘EX-2’
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11
3/6/23 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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204
8/25/21 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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22
6/26/23"Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement — Item 2.04 — ‘EX-10’
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1
4/15/10 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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5
6/26/23
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.0116
2/3/20 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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30
6/26/23"Material Modifications to Rights of Security Holders — Item 3.03 — ‘EX-4’
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47
8/2/18 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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10
2/6/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 2
6/26/23
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  Governance & Management: 
Changes in Control of Registrant — Item 5.011
6/26/23"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — ‘EX-17’
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 — List of Directors & Officers
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69
6/26/23"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ‘EX-3’
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63
6/2/14 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD 1
6/3/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD  — ‘EX-22’
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17
2/3/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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256
5/30/23
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  Events: 
Other Events — Item 8.01105
6/26/23
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  Financials: 
Financial Statements and Exhibits — Item 9.01 — Financial Reports
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485

6/26/23SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-96
5/30/23DEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A79
5/15/2310-QUpdate:  Quarterly Reports — Form 10-Q — Financial Reports
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86
5/10/23SC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C2
4/28/23ARSUpdate:  Annual Reports to Security Holders8
4/28/23DEF 14AProxy:  Definitive Proxy Statements — Schedule 14A35
3/6/23 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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37
8/23/22 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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25
8/16/22 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 55
6/16/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 27
4/9/21 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 27
4/2/21 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 57
10/23/19 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 27
4/17/19 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
2/8/18 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 10
9/26/17 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 5
6/7/17 OLD424B2Registration:  Prospectuses – Primary Offerings and Shelf Securities  OLD 8
1/8/14 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 32
7/26/12 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 3
5/17/11 OLD8-A12BRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 4
2/15/11 OLDPOSASRRegistration:  Post-Effective Amendment of an Automatic Shelf Registration Statement — Form S-3/F-3ASR  OLD 1
8/3/10 OLDDRegistration:  Notices of Exempt Offerings of Securities — Form D  OLD 2
7/27/10 OLD424B7Registration:  Prospectuses – Selling Security Holders – Info Previously Omitted  OLD 9
8/19/09 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
6/19/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 18
5/12/09 OLDSC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO  OLD 3
12/17/08 OLDRWRegistration:  Registration Withdrawal Requests  OLD 4
8/11/08 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 2
3/17/08 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
8/23/07 OLDREGDEXRegistration:  Notice of an Exempt Offering of Securities — Form D  OLD 1
4/5/07 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/31/03 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 24
9/17/03 OLDS-4Registration:  Registration Statements – Securities for Mergers — Form S-4  OLD 7
9/21/00 OLDPOS462BRegistration:  Post-Effective Amendment of a Registration Statement – Rule 462(b)  OLD 1
9/11/00 OLDDEFS14AProxy:  Definitive Proxy Statements – Special Meetings — Schedule 14A  OLD 2
6/20/00 OLDPRES14AProxy:  Preliminary Proxy Statement – Special Meeting — Schedule 14A  OLD 1
10/22/97 OLD424B4Registration:  Prospectus – Info Previously Omitted & New Facts or Events  OLD 1
10/22/97 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1
3/17/97 OLDS-1Registration:  Registration Statements (General Form) — Form S-1  OLD 3
6/28/96 OLD10-12GRegistration:  Registration Statements — Form 10  OLD 2

General Exhibits: 
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6/26/23EX-3Articles of Incorporation/Organization and Bylaws83
5/15/23EX-10Material Contracts283
5/10/23EX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions16
3/6/23 OLDEX-23Consents of Experts and Counsel  OLD 181
3/6/23 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 126
8/16/22 OLDEX-FILING FEESFiling Fees  OLD 2
8/16/22 OLDEX-5Opinions of Counsel re: Legality  OLD 137
8/16/22 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 46
3/12/20 OLDEX-21Subsidiaries Lists  OLD 22
6/23/17 OLDEX-24Powers of Attorney  OLD 2
5/2/08 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 8
8/22/05 OLDEX-17Correspondence re: Departure of a Director  OLD 1
7/9/03 OLDEX-8Opinions of Counsel re: Tax Matters  OLD 3
3/31/99 OLDEX-22Published Reports re: Matters Submitted to Votes of Security Holders  OLD 4

Additional Exhibits: 
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5/30/23EX-99Miscellaneous Exhibits, such as Press Releases — Press Releases
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& Conference Calls
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529

Financials: 
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6/26/23XML  &  R#IDEA Financial Reports Info — Financial Reports
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2,076
6/26/23EXCELIDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports
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83
6/26/23EX-101.*XBRL Data  (XBRL Files)372
6/26/23JSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)38
6/26/23ZIPXBRL Zipped Folders
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  (Folders of XBRL Files)
76
5/15/23EX-31Certifications — §302 – SOA’02175
5/15/23EX-32Certifications — §906 – SOA’0287
7/18/18 OLDEX-16Letters re: Changes in Accountants  OLD 6
3/7/18 OLDEX-12Statements re: Computations of Ratios  OLD 46
11/7/17 OLDEX-15Letters re: Unaudited Interim Financial Info  OLD 27
11/14/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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22
11/12/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 9

Graphics: 
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5/30/23GRAPHICPhotos, Images and Graphs1,919


Forms
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, Documents
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& Exhibits
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 in  1,096 Filings
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 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 12648L
 

        
Latest Filing  Type    Category    Description        Documents
     
6/28/234Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4810
6/28/23SC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D26
6/26/2325-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 251
6/26/23SC TO-TOwnership:  Tender-Offer Statements by Third Parties — Schedule TO5
6/26/23SC 14D9Ownership:  Tender-Offer Solicitation/Recommendation Statements — Schedule 14D-96
5/10/23SC TO-COwnership:  Tender-Offer Communications by Issuers and Third Parties — Schedule TO4
5/10/23SC14D9COwnership:  Tender-Offer Communications by Issuers re: Third-Party Offers — Schedule 14D-9C2
4/14/23SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G115
2/14/23 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 12
3/11/22 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 33
2/8/18 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 10
6/19/09 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 18
12/31/03 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 24

Letters: 
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8/19/22 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC31
8/19/22 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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5/25/23EX-FILING FEESFiling Fees1
5/10/23EX-3Articles of Incorporation/Organization or Bylaws1
5/10/23EX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession1
3/11/22 OLDEX-24Powers of Attorney  OLD 31

Additional Exhibits: 
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6/26/23EX-99Miscellaneous Exhibits, such as Press Releases94

Graphics: 
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6/26/23GRAPHICPhotos, Images and Graphs199


        

Filings History

Year    # of Filings
In descending order
2023 155
2022 54
2021 36
2020 44
2019 39
2018 66
2017 119
2016 93
2015 161
2014 132
2013 103
2012 146
2011 147
2010 145
2009 200
2008 120
2007 107
2006 90
2005 90
2004 90
2003 78
2002 49
2001 26
2000 47
1999 13
1998 11
1997 26
1996 8

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