SEC Info  
    Home      Search      My Interests      Help      Sign In      Please Sign In

Forward Funds 
 CA
  SEC # 889188


        
21  Related Registrants:   

    Click to view...      Registrant      About    
  Filings  
    Files      Relationships      Names      Topics      Web       

1,351  SEC Filings
Filing emoji
  from  11/22/95  to  3/23/23  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘N-8F ORDR’ — Application for an SEC Deregistration Order – ‘N-8F’ SEC Order — Filed as:  Filer / Offerer 
 
New-Filing E-Mail:    
 Send me
E-Mail emoji
notifications of all
New! emoji
Filings
involving  Forward Funds 

Find Words in Filings emoji
 
  in    Show  and   Hints


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  1,345 Filings
Filing emoji
 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/23/23 OLDN-8F ORDRSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Order  OLD 1
2/27/23 OLDN-8F NTCSEC:  Application for an SEC Deregistration Order – ‘N-8F’ SEC Notice  OLD 1
2/16/23 OLDN-8FRegistration:  Applications for SEC Deregistration Orders by Certain Investment Companies — Form N-8F  OLD 2
11/17/22 OLDNPORT-PUpdate:  Monthly Portfolio Investments Reports (Released Quarterly) by Investment Companies — Form N-PORT  OLD 40
11/17/22 OLDNPORT-EXUpdate:  Portfolio Holdings Schedules by Investment Companies — Form N-PORT  OLD 23
9/6/22 OLDN-CSRSUpdate:  Semi-Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 20
8/10/22 OLDN-PXProxy:  Annual Proxy Voting Reports by Investment Companies — Form N-PX  OLD 21
6/27/22 OLD497KRegistration:  Prospectuses – Certain Open-End Investment Companies – Summary  OLD 422
6/27/22 OLD497Registration:  Definitive Materials  OLD  — Financial Reports
Report emoji
325
5/3/22 OLD497JRegistration:  Certifications of No Change in Definitive Materials  OLD 36
4/29/22 OLD485BPOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD  — Financial Reports
Report emoji
75
3/24/22 OLD24F-2NTUpdate:  Annual Notices of Securities Sold by Investment Companies — Form 24F-2  OLD 28
3/11/22 OLDN-CENUpdate:  Annual Reports by Investment Companies — Form N-CEN  OLD 4
3/4/22 OLDN-CSRUpdate:  Annual Certified Shareholder Reports by Investment Companies — Form N-CSR  OLD 23
2/25/22 OLD40-17GUpdate:  Fidelity Bonds for Investment Companies  OLD 35
6/5/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
Correspondence emoji
78
11/28/18 OLDN-QUpdate:  Quarterly Portfolio Holdings Schedules by Investment Companies — Form N-Q  OLD 34
11/13/18 OLDDEF 14CProxy:  Definitive Proxy Info Statements — Schedule 14C  OLD 9
8/29/18 OLDPOS EXRegistration:  Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD 1
8/23/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 2
8/17/18 OLDN-14Registration:  Registration Statements by Open-End Investment Companies and Business Development Companies (BDCs) – Securities for Mergers — Form N-14  OLD 4
8/8/18 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
2/28/18 OLDNSAR-BUpdate:  Annual Reports by Investment Companies — Form N-SAR  OLD 28
8/28/17 OLDNSAR-AUpdate:  Semi-Annual Reports by Investment Companies — Form N-SAR  OLD 24
2/29/16 OLD485APOSRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations  OLD 50
11/6/15 OLD485BXTRegistration:  Post-Effective Amendments of Form N-1 and N-1A Registrations to Designate New Effective Dates  OLD 6
8/6/15 OLDN-MFPUpdate:  Monthly Portfolio Holdings Schedules by Money-Market Funds — Form N-MFP  OLD 59
3/9/15 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 11
2/20/15 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 8
2/6/13 OLD40-APPRegistration:  Applications for Exemption Orders and Other Relief by Investment Companies  OLD 11
3/19/12 OLDAPP NTCSEC:  Applications for SEC Exemption Orders – ‘40-APP’ SEC Notices  OLD 2
4/30/09 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 3
3/31/09 OLDAPP ORDRSEC:  Application for an SEC Exemption Order – ‘40-APP’ SEC Order  OLD 1
3/18/09 OLDRWRegistration:  Registration Withdrawal Request  OLD 1
3/16/09 OLDPRE 14CProxy:  Preliminary Proxy Info Statement — Schedule 14C  OLD 1
6/17/08 OLDPOS AMIRegistration:  Post-Effective Amendment of a Registration Statement by an Investment Company  OLD 1
7/10/07 OLD40-6CRegistration:  Applications for Exemptions and Other Relief by Investment Companies  OLD 2
8/30/06 OLDNT-NSARUpdate:  Notices of Late Filings of Form N-SAR Semi-Annual Reports — Form 12b-25  OLD 4
10/27/05 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Material — Schedule 14A  OLD 1
7/12/05 OLDN-18F1Update:  Notice of Election by an Open-End Investment Company — Form N-18f-1  OLD 1
5/5/05 OLDN-8ARegistration:  Notice of Registration by an Investment Company — Form N-8A  OLD 1
3/6/03 OLDN-30DUpdate:  Annual and Semi-Annual Reports Mailed to Shareholders by Investment Companies  OLD 16
11/20/00 OLDN-1ARegistration:  Registration Statements by Open-End Investment Companies — Form N-1A  OLD 2

Letters: 
Correspondence emoji
3/27/09 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC10

Form-Specific Documents: 
Document emoji
11/17/22 OLDNPORT-EXPortfolio Holdings Schedules — Form N-PORT  OLD 23

General Exhibits: 
Exhibit emoji
3/24/09 OLDEX-14Code of Ethics  OLD 1
2/28/05 OLDEX-23Consents of Experts and Counsel  OLD 20
10/4/96 OLDEX-17Correspondence re: Departure of a Director  OLD 1
10/4/96 OLDEX-6Opinions of Counsel re: Discounts on Capital Shares  OLD 2
10/4/96 OLDEX-9Voting Trust Agreements  OLD 3
8/28/96 OLDEX-5Opinions of Counsel re: Legality  OLD 2

Additional Exhibits: 
Exhibit emoji
9/6/22 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD EX-99.*  Form-Specific Exhibits...  Form N-2:  1 Instrument Defining the Rights of Security Holders — Form N-CSR:  72 Certifications — §302 – SOA’02;  32 Certifications — §906 – SOA’02;  1 Code of Ethics — Form N-SAR:  22 Accountants’ Reports re: Internal Controls;  1 Certification — §302 – SOA’02;  4 Legal Proceedings;  1 Letter re: a Change in Accountant;  8 Matters Submitted to Votes of Security Holders;  6 Mergers Info;  150 Other Disclosures;  19 Policies re: Security Investments;  4 Terms of New and Amended Securities  (321 total)1,665

Investment Company Exhibits: 
Exhibit emoji
3/11/22 OLDINTERNAL CONTROL RPTAccountants’ Reports re: Internal Controls  OLD 4

Financials: 
Financials emoji
Financials emoji
Financials emoji
4/29/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
Report emoji
1,388
4/29/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 465
4/29/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 2
4/29/22 OLDZIPXBRL Zipped Folders
Zipped Folder emoji
  (Folders of XBRL Files)  OLD 
80
4/30/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
Excel Workbook emoji
87
8/29/18 OLDEX-12Statements re: Computations of Ratios  OLD 3
3/24/09 OLDEX-16Letters re: Changes in Accountants  OLD 3
8/29/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
Report emoji
25
10/4/96 OLDEX-11Statement re: the Computation of Earnings Per Share  OLD 1

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
9/6/22 OLDGRAPHICPhotos, Images and Graphs  OLD 5,752

Funds / Series  and their  Classes / Contracts

   As Of   Fund / Series — Filings for F/S#...
     Class / Contract — Filings for C/C#...    Symbol
 
2022: 11/17/22 Salient Global Real Estate FundS#25529
 Class AC#76429KIRAX
 Class CC#76431KIRCX
 Institutional ClassC#76434KIRYX
 Investor ClassC#76433FFIRX
 Class I2C#100472FINMX
 Class BC#76430KIRBX
 Advisor ClassC#76432
 11/17/22 Salient Select Income FundS#25527
 Class AC#76417KIFAX
 Class CC#76419KIFCX
 Institutional ClassC#76422KIFYX
 Investor ClassC#76421FFSLX
 Class I2C#82481FSIMX
 Class BC#76418KIFBX
 Advisor ClassC#76420
 11/17/22 Salient Tactical Growth FundS#26529
 Class AC#86090FTAGX
 Class CC#79671FTGOX
 Institutional ClassC#79673FTGWX
List all Funds / Series and their Classes / Contracts


Forms
Form emoji
, Documents
Document emoji
& Exhibits
Exhibit emoji
 in  6 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        

        
Latest Filing  Type    Category    Description        Documents
     
11/2/22 OLD425Registration:  Prospectuses and Communications – Mergers  OLD 6

Graphics: 
JPEG emoji
GIF emoji
PNG emoji
11/2/22 OLDGRAPHICPhotos, Images and Graphs  OLD 16


        

Filings History

Year    # of Filings
In descending order
2023 3
2022 37
2021 27
2020 29
2019 35
2018 62
2017 44
2016 81
2015 119
2014 109
2013 106
2012 141
2011 135
2010 93
2009 65
2008 44
2007 39
2006 28
2005 45
2004 20
2003 10
2002 12
2001 13
2000 10
1999 10
1998 11
1997 14
1996 8
1995 1

Top

Copyright © 2024 Fran Finnegan & Company LLC – All Rights Reserved.
AboutPrivacyRedactionsHelp — Thu., Apr. 25, 6:46:56.6pm ET