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Intricon Corp. 
 MN
  SEC # 88790


        
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955  SEC Filings
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  from  3/17/95  to  6/3/22  (None in the Past Year)

  List All Filings  or
  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘15-12B’ — Certification of a Termination of Registration of a Class of Securities — Form 15 — Filed as:  Filer / Offerer 
 
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notifications of all
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Filings
involving  Intricon Corp. 

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Forms
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, Documents
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& Exhibits
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 in  403 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
6/3/22 OLD15-12BRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
5/25/22 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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168

8-K Items: 
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3/1/22 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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38
5/24/22 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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2
5/24/22 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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7
2/28/22 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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75
5/19/20 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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9
5/19/20 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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8
5/19/20 OLD"Material Impairments — Item 2.06  OLD  — ‘EX-2’
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7
5/24/22 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 3
5/24/22 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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1
3/16/20 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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3
6/2/05 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
5/24/22 OLD
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  Governance & Management: 
Changes in Control of Registrant — Item 5.01  OLD 1
5/24/22 OLD"Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — List of Directors & Officers
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27
5/24/22 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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7
5/25/22 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 13
2/28/22 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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96
5/24/22 OLD
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  Events: 
Other Events — Item 8.01  OLD 15
5/24/22 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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129

5/24/22 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 13
5/18/22 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 12
5/9/22 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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83
4/25/22 OLDDEFM14AProxy:  Definitive Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/12/22 OLDPREM14AProxy:  Preliminary Proxy Statement – Merger or Acquisition — Schedule 14A  OLD 1
4/4/22 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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33
3/28/22 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 12
5/28/21 OLDSDUpdate:  Specialized Disclosure Reports re: Uses of Conflict Minerals — Form SD  OLD 8
3/22/21 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 27
11/9/20 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 3
5/8/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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8
8/16/18 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 4
8/8/18 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 3
8/6/18 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 4
3/11/16 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
4/27/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 11
6/5/09 OLDCT ORDERSEC:  SEC Confidential Treatment Order  OLD 1
3/11/08 OLDPRE 14AProxy:  Preliminary Proxy Statement — Schedule 14A  OLD 1
1/22/08 OLDCERTNASTrading:  Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD 1
12/28/07 OLD8-A12BRegistration:  Registration Statement for a Class of Securities — Form 8-A  OLD 1
12/28/07 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/1/05 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
4/2/02 OLD10-12BRegistration:  Registration Statement — Form 10  OLD 1
1/14/02 OLDSC 13GOwnership:  Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G  OLD 1

Letters: 
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2/13/20 OLDREDACTED EXHIBITSEC Staff Letters – Redacted Exhibits  OLD  — All Correspondence with the SEC2

General Exhibits: 
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5/24/22 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 14
4/12/22 OLDEX-FILING FEESFiling Fees  OLD 2
3/28/22 OLDEX-23Consents of Experts and Counsel  OLD 43
3/28/22 OLDEX-5Opinions of Counsel re: Legality  OLD 17
3/7/22 OLDEX-10Material Contracts  OLD 101
3/7/22 OLDEX-21Subsidiaries Lists  OLD 19
3/1/22 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
5/28/21 OLDEX-1Underwriting Agreements and Conflict Minerals Reports  (and mislabeled “1st Exhibits”)  OLD 10
3/16/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 22
3/19/07 OLDEX-13Annual and Quarterly Reports to Security Holders  OLD 9

Additional Exhibits: 
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5/24/22 OLDEX-99  &  EX-99.*Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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EX-99.*  Form-Specific Exhibits...  Form N-14:  1 Articles of Incorporation/Organization
160

Financials: 
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5/25/22 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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2,829
5/25/22 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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72
5/25/22 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 316
5/25/22 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 29
5/25/22 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
65
5/9/22 OLDEX-31Certifications — §302 – SOA’02  OLD 153
5/9/22 OLDEX-32Certifications — §906 – SOA’02  OLD 150
3/16/20 OLDEX-16Letters re: Changes in Accountants  OLD 3
11/13/00 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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28

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4/25/22 OLDGRAPHICPhotos, Images and Graphs  OLD 185


Forms
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, Documents
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& Exhibits
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 in  552 Filings
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 Filed re:  Issuer / Subject Company


        
List all Money Managers that own this Security Issuer:  CUSIP 46121H
 

        
Latest Filing  Type    Category    Description        Documents
     
5/26/22 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 27
5/25/22 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 424
5/24/22 OLD25-NSETrading:  Notice by a Securities Exchange of the Removal from Listing and Registration of Matured, Redeemed or Retired Securities — Form 25  OLD 1
4/6/22 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 70
11/8/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 16
2/5/20 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 5

Letters: 
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5/18/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC9
5/18/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 2

General Exhibits: 
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3/23/21 OLDEX-24Powers of Attorney  OLD 20
6/8/07 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 7

Additional Exhibits: 
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5/24/22 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 17


        

Filings History

Year    # of Filings
In descending order
2022 68
2021 68
2020 68
2019 53
2018 70
2017 39
2016 42
2015 36
2014 37
2013 36
2012 31
2011 35
2010 35
2009 25
2008 43
2007 49
2006 50
2005 49
2004 34
2003 21
2002 15
2001 9
2000 7
1999 7
1998 10
1997 6
1996 6
1995 6

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