| Latest Filing | | Type | | Category | Description | Documents |
|---|
| | | |
| 4/5/24 |  | | 8-K | | Update: | | Current Reports — Form 8-K — Press Releases & Conference Calls — Financial Reports | 123 |
| | |
| | 8-K Items: |
| 1/29/24 | | | Business & Operations: | • | Entry into a Material Definitive Agreement — Item 1.01 — ↓‘EX-10’ | 10 |
| 1/29/24 | | | " | | | • | Termination of a Material Definitive Agreement — Item 1.02 — ↓‘EX-10’ | 4 |
| 3/26/24 | | | Financial Info: | • | Results of Operations and Financial Condition — Item 2.02 — Financial Reports | 23 |
| 4/5/24 | | | Securities & Trading: | • | Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01 | 3 |
| 1/29/24 | | | " | | | • | Unregistered Sales of Equity Securities — Item 3.02 — ↓‘EX-1’ | 3 |
| 6/5/23 | | | " | | | • | Material Modifications to Rights of Security Holders — Item 3.03 — ↓‘EX-4’ | 1 |
| 9/16/22 | OLD | | Governance & Management: | • | Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 OLD — List of Directors & Officers | 8 |
| 6/5/23 | | | " | | | • | Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03 — ↓‘EX-3’ | 1 |
| 5/23/23 | | | " | | | • | Submission of Matters to a Vote of Security Holders — Item 5.07 | 5 |
| 3/18/24 | | | Disclosures: | • | Regulation FD Disclosure — Item 7.01 — ↓‘EX-99’ | 46 |
| 6/26/23 | | | Events: | • | Other Events — Item 8.01 | 38 |
| 4/5/24 | | | Financials: | • | Financial Statements and Exhibits — Item 9.01 — Financial Reports | 120 |
| | |
|
| 3/26/24 | | | 10-K | | Update: | | Annual Reports — Form 10-K — Financial Reports | 9 |
| 1/26/24 | | | 424B4 | | Registration: | | Prospectus – Info Previously Omitted & New Facts or Events | 1 |
| 1/26/24 | | | EFFECT | | SEC: | | SEC Notices of Effectiveness | 9 |
| 1/25/24 | | | S-1MEF | | Registration: | | Registration Statement to Add Securities to a Prior Form S-1 Registration | 1 |
| 1/24/24 | | | CORRESP | | Comment: | | Comment-Response and Other Letters to the SEC [ a.k.a. COVER ] — All Correspondence with the SEC | 14 |
| 1/19/24 | | | S-1 | | Registration: | | Registration Statements (General Form) — Form S-1 | 6 |
| 11/9/23 | | | 10-Q | | Update: | | Quarterly Reports — Form 10-Q — Financial Reports | 15 |
| 9/21/23 | | | S-8 | | Registration: | | Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8 | 4 |
| 7/6/23 | | | 424B3 | | Registration: | | Prospectuses – New Facts or Events | 3 |
| 4/18/23 | OLD | | DEF 14A | | Proxy: | | Definitive Proxy Statements — Schedule 14A OLD | 5 |
| 4/7/23 | OLD | | PRE 14A | | Proxy: | | Preliminary Proxy Statements — Schedule 14A OLD | 2 |
| 4/3/23 | OLD | | 424B5 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events OLD | 14 |
| 10/21/22 | OLD | | 424B2 | | Registration: | | Prospectuses – Primary Offerings and Shelf Securities OLD | 3 |
| 10/7/22 | OLD | | S-3 | | Registration: | | Registration Statements – Securities for Transactions — Form S-3 OLD | 4 |
| 4/1/22 | OLD | | S-8 POS | | Registration: | | Post-Effective Amendment of a Form S-8 Registration OLD | 1 |
| 1/2/19 | OLD | | 6-K | | Update: | | Current, Quarterly and Annual Reports by Foreign Issuers — Form 6-K OLD — Press Releases & Conference Calls — Financial Reports | 447 |
| 7/10/18 | OLD | | CT ORDER | | SEC: | | SEC Confidential Treatment Orders OLD | 2 |
| 6/8/18 | OLD | | SUPPL | | Registration: | | Supplemental Materials by Foreign Issuers OLD | 2 |
| 4/5/18 | OLD | | POS AM | | Registration: | | Post-Effective Amendment of a Registration Statement OLD | 1 |
| 3/27/18 | OLD | | F-X | | Registration: | | Appointments of U.S. Agents for Service of Process by Foreign Non-Financial Entities — Form F-X OLD | 4 |
| 3/27/18 | OLD | | 40-F | | Update: | | Annual Reports by Canadian Issuers — Form 40-F OLD — Financial Reports | 4 |
| 3/8/18 | OLD | | F-10 | | Registration: | | Registration Statements by Certain Canadian Issuers — Form F-10 OLD | 2 |
| 12/19/17 | OLD | | F-1 | | Registration: | | Registration Statements by Certain Foreign Issuers — Form F-1 OLD | 4 |
| 3/29/17 | OLD | | 20-F | | Update: | | Annual and Annual-Transition Reports by Foreign Non-Canadian Issuers — Form 20-F OLD | 15 |
| 12/24/14 | OLD | | F-3 | | Registration: | | Registration Statements by Certain Foreign Issuers – Securities for Transactions — Form F-3 OLD | 2 |
| 10/22/14 | OLD | | CERTNAS | | Trading: | | Certification by the Nasdaq Stock Market Approving a Listing — Form CERT OLD | 1 |
| 10/21/14 | OLD | | 8-A12B | | Registration: | | Registration Statements for Certain Classes of Securities — Form 8-A OLD | 2 |
| 4/23/14 | OLD | | D | | Registration: | | Notice of an Exempt Offering of Securities — Form D OLD | 1 |
| 9/1/10 | OLD | | RW | | Registration: | | Registration Withdrawal Request OLD | 1 |
| 10/21/08 | OLD | | 25 | | Trading: | | Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25 OLD | 1 |
| 6/14/07 | OLD | | CB | | Ownership: | | Tender-Offer, Exchange-Offer, Rights-Offering and Response Notices — Form CB OLD | 2 |
| 2/19/04 | OLD | | CERTAMX | | Trading: | | Certification by the American Stock Exchange Approving a Listing — Form CERT OLD | 1 |
| 11/27/02 | OLD | | NT 20-F | | Update: | | Notice of a Late Filing of a Form 20-F Annual Report — Form 12b-25 OLD | 1 |
| | |
| | General Exhibits: |
| 3/26/24 | | | EX-97 | | Clawback Policy re: Recovery of Erroneously Awarded Compensation | 1 |
| 3/26/24 | | | EX-23 | | Consents of Experts and Counsel | 27 |
| 3/26/24 | | | EX-21 | | Subsidiaries Lists | 6 |
| 1/29/24 | | | EX-4 | | Instruments, Including Indentures, Defining the Rights of Security Holders | 31 |
| 1/29/24 | | | EX-10 | | Material Contracts | 22 |
| 1/29/24 | | | EX-1 | | Underwriting Agreements (and mislabeled “1st Exhibits”) | 11 |
| 1/25/24 | | | EX-FILING FEES | | Filing Fees | 8 |
| 1/25/24 | | | EX-5 | | Opinions of Counsel re: Legality | 28 |
| 6/5/23 | | | EX-3 | | Articles of Incorporation/Organization and Bylaws | 2 |
| 3/29/17 | OLD | | EX-13 | | Annual and Quarterly Reports to Security Holders OLD | 24 |
| 3/29/17 | OLD | | EX-8 | | Opinions of Counsel re: Tax Matters OLD | 4 |
| 5/15/14 | OLD | | EX-2 | | Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions OLD | 26 |
| 8/26/11 | OLD | | EX-9 | | Voting Trust Agreements OLD | 3 |
| | |
| | Additional Exhibits: |
| 3/26/24 | | | EX-99 | | Miscellaneous Exhibits, such as Press Releases — Press Releases & Conference Calls | 861 |
| | |
| | Financials: |
| 4/5/24 | | | XML & R# | | IDEA Financial Reports Info — Financial Reports | 1,587 |
| 4/5/24 | | | EXCEL | | IDEA Workbooks of Financial Reports Info — Workbooks of Financial Reports | 88 |
| 4/5/24 | | | EX-101.* | | XBRL Data (XBRL Files) | 374 |
| 4/5/24 | | | JSON | | XBRL Instances as JavaScript Object Notation Data (JSON Files) | 72 |
| 4/5/24 | | | ZIP | | XBRL Zipped Folders (Folders of XBRL Files) | 88 |
| 3/26/24 | | | EX-31 | | Certifications — §302 – SOA’02 | 50 |
| 3/26/24 | | | EX-32 | | Certifications — §906 – SOA’02 | 44 |
| 3/29/17 | OLD | | EX-15 | | Letters re: Unaudited Interim Financial Info OLD | 5 |
| 3/29/17 | OLD | | EX-12 | | Statements re: Computations of Ratios OLD | 24 |
| 3/4/15 | OLD | | EX-11 | | Statements re: Computations of Earnings Per Share OLD | 2 |
| | |
| | Graphics: |
| 3/26/24 | | | GRAPHIC | | Photos, Images and Graphs | 927 |
