Aethlon Medical Inc. 

CA

  SEC # 882291

        

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892  SEC Filings   from  9/23/97  to  4/25/24  (Today)

List All Filings	or	Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent
Most-Recent Filing:		‘8-K’ — Current Report — Form 8-K — Filed as:  Filer / Offerer
New-Filing E-Mail:			Send me notifications of all Filings involving  Aethlon Medical Inc.

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Forms , Documents & Exhibits  in  588 Filings  Filed as:  Filer / Offerer  or  Owner / Insider

        

Latest Filing			Type		Category	Description		Documents
4/25/24			8-K		Update:		Current Reports — Form 8-K    — Press Releases & Conference Calls  — Financial Reports	218
					8-K Items:
3/24/22	OLD		Business & Operations:			•	Entry into a Material Definitive Agreement — Item 1.01  OLD  — ↓‘EX-10’	54
2/16/16	OLD		"			•	Termination of a Material Definitive Agreement — Item 1.02  OLD  — ↓‘EX-10’	2
2/14/24			Financial Info:			•	Results of Operations and Financial Condition — Item 2.02 — Financial Reports	19
12/30/16	OLD		"			•	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ↓‘EX-10’	11
10/27/22	OLD		Securities & Trading:			•	Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD	6
1/22/20	OLD		"			•	Unregistered Sales of Equity Securities — Item 3.02  OLD  — ↓‘EX-1’	40
5/8/19	OLD		"			•	Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ↓‘EX-4’	1
11/3/20	OLD		Accountants & Accounting:			•	Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ↓‘EX-16’	1
12/22/23			Governance & Management:			•	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02 — List of Directors & Officers	40
9/19/22	OLD		"			•	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ↓‘EX-3’	8
2/10/20	OLD		"			•	Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ↓‘EX-14’	1
9/18/23			"			•	Submission of Matters to a Vote of Security Holders — Item 5.07	10
1/11/21	OLD		Disclosures:			•	Regulation FD Disclosure — Item 7.01  OLD  — ↓‘EX-99’	27
4/25/24			Events:			•	Other Events — Item 8.01	60
4/25/24			Financials:			•	Financial Statements and Exhibits — Item 9.01    — Financial Reports	148
4/5/24			S-1		Registration:		Registration Statements (General Form) — Form S-1    — Financial Reports	15
2/14/24			10-Q		Update:		Quarterly Reports — Form 10-Q — Financial Reports	50
7/27/23			ARS		Update:		Annual Report to Security Holders	1
7/27/23			DEF 14A		Proxy:		Definitive Proxy Statements — Schedule 14A	14
7/17/23			PRE 14A		Proxy:		Preliminary Proxy Statements — Schedule 14A	9
6/28/23			10-K		Update:		Annual Reports — Form 10-K — Financial Reports	17
9/29/22	OLD		424B5		Registration:		Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD	14
9/19/22	OLD		S-8		Registration:		Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD	12
10/22/21	OLD		EFFECT		SEC:		SEC Notices of Effectiveness  OLD	15
9/30/21	OLD		S-3		Registration:		Registration Statements – Securities for Transactions — Form S-3  OLD	7
7/28/21	OLD		DEFA14A		Proxy:		Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD	2
3/26/20	OLD		CORRESP		Comment:		Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC	18
1/24/20	OLD		D		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	23
12/16/19	OLD		424B4		Registration:		Prospectuses – Info Previously Omitted & New Facts or Events  OLD	4
12/2/19	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
10/17/19	OLD		424B3		Registration:		Prospectuses – New Facts or Events  OLD	50
11/28/18	OLD		POS AM		Registration:		Post-Effective Amendments of Registration Statements  OLD  — Financial Reports	7
10/2/17	OLD		POS EX		Registration:		Post-Effective Amendment of a Registration Statement – Additional Exhibits  OLD	1
9/18/17	OLD		RW		Registration:		Registration Withdrawal Requests  OLD	8
7/22/15	OLD		CT ORDER		SEC:		SEC Confidential Treatment Orders  OLD	3
7/8/15	OLD		CERTNAS		Trading:		Certification by the Nasdaq Stock Market Approving a Listing — Form CERT  OLD	1
7/8/15	OLD		8-A12B		Registration:		Registration Statement for a Class of Securities — Form 8-A  OLD	1
6/30/14	OLD		NT 10-K		Update:		Notices of Late Filings of Form 10-K Annual Reports — Form 12b-25  OLD	12
2/14/12	OLD		NT 10-Q		Update:		Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD	12
1/16/09	OLD		REGDEX		Registration:		Notices of Exempt Offerings of Securities — Form D  OLD	10
7/15/08	OLD		10KSB		Update:		Annual and Annual-Transition Reports by Small Businesses (Optional Form) — Form 10-KSB  OLD	8
2/19/08	OLD		10QSB		Update:		Quarterly and Quarterly-Transition Reports by Small Businesses (Optional Form) — Form 10-QSB  OLD	34
8/13/07	OLD		SB-2		Registration:		Registration Statements by Small-Business Issuers (Optional Form) — Form SB-2  OLD	11
4/12/07	OLD		AW		Registration:		Amendment Withdrawal Request  OLD	1
4/21/05	OLD		PRE 14C		Proxy:		Preliminary Proxy Info Statements — Schedule 14C  OLD	2
7/16/01	OLD		10KSB40		Update:		Annual and Annual-Transition Reports by Small Businesses — Reg. S-B – Item 405 — Form 10-KSB  OLD	6
3/13/00	OLD		DEFR14C		Proxy:		Definitive Revised Proxy Info Statement — Schedule 14C  OLD	1
					General Exhibits:
4/5/24			EX-23		Consents of Experts and Counsel			73
4/5/24			EX-4		Instruments, Including Indentures, Defining the Rights of Security Holders			76
4/5/24			EX-10		Material Contracts			241
4/5/24			EX-5		Opinions of Counsel re: Legality			53
3/22/24			EX-FILING FEES		Filing Fees			2
6/28/23			EX-21		Subsidiaries Lists			5
9/19/22	OLD		EX-3		Articles of Incorporation/Organization and Bylaws  OLD			19
3/24/22	OLD		EX-1		Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD			6
2/10/20	OLD		EX-14		Codes of Ethics  OLD			5
1/24/00	OLD		EX-2		Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD			1
					Additional Exhibits:
4/25/24			EX-99		Miscellaneous Exhibits, such as Press Releases    — Press Releases & Conference Calls			110
					Financials:
4/25/24			XML  &  R#		IDEA Financial Reports Info    — Financial Reports			3,426
4/25/24			EXCEL		IDEA Workbooks of Financial Reports Info    — Workbooks of Financial Reports			100
4/25/24			EX-101.*		XBRL Data  (XBRL Files)			455
4/25/24			JSON		XBRL Instances as JavaScript Object Notation Data  (JSON Files)			40
4/25/24			ZIP		XBRL Zipped Folders   (Folders of XBRL Files)			92
2/14/24			EX-31		Certifications — §302 – SOA’02			156
2/14/24			EX-32		Certifications — §906 – SOA’02			152
11/3/20	OLD		EX-16		Letters re: Changes in Accountants  OLD			2
11/14/00	OLD		EX-27		Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports			16
					Graphics:
4/25/24			GRAPHIC		Photos, Images and Graphs			999

Forms , Documents & Exhibits  in  305 Filings  Filed re:  Issuer / Subject Company

        

List all Money Managers that own this Security Issuer:  CUSIP 00808Y

        

Latest Filing			Type		Category	Description		Documents
4/17/24			4		Ownership:		Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4	216
7/6/23			3		Ownership:		Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3	15
1/13/22	OLD		SC 13G		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD	48
12/2/19	OLD		FWP		Registration:		Prospectus – Free Writing  OLD	1
5/15/19	OLD		5		Ownership:		Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD	5
2/17/15	OLD		SC 13D		Ownership:		Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD	5
					Letters:
3/26/20	OLD		LETTER		Comment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC			15
3/26/20	OLD		TEXT-EXTRACT		Comment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD			5
					General Exhibits:
7/6/23			EX-24		Powers of Attorney			11
					Additional Exhibits:
11/23/05	OLD		EX-99		Miscellaneous Exhibits, such as Press Releases  OLD			6
					Graphics:
12/2/19	OLD		GRAPHIC		Photos, Images and Graphs  OLD			22

        

Filings History

Year		# of Filings
2024		15
2023		32
2022		39
2021		44
2020		63
2019		91
2018		49
2017		69
2016		58
2015		58
2014		47
2013		33
2012		30
2011		27
2010		35
2009		22
2008		37
2007		26
2006		17
2005		27
2004		14
2003		9
2002		8
2001		9
2000		14
1999		10
1998		8
1997		1