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PDL Biopharma, Inc. 
 NV
  SEC # 882104


        
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1,789  SEC Filings
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  from  2/14/94  to  2/9/24  (2 Months Ago)

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  Filer / Offerer   Owner / Insider   Issuer / Subject Company   Filing Agent   
 
Most-Recent Filing:    ‘SC 13G/A’ — Amendment to Statement of Acquisition of Beneficial Ownership by a “Passive” Investor — Schedule 13G — Filed re:  Issuer / Subject Company — Filed by:  Dimensional Fund Advisors LP 
 
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Filings
involving  PDL Biopharma, Inc. 

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Forms
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, Documents
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& Exhibits
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 in  935 Filings
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 Filed as:  Filer / Offerer  or  Owner / Insider


        
Latest Filing  Type    Category    Description        Documents
     
3/26/21 OLD10-KUpdate:  Annual Reports — Form 10-K  OLD  — Financial Reports
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33
2/19/21 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
2/4/21 OLDEFFECTSEC:  SEC Notices of Effectiveness  OLD 11
2/2/21 OLDPOS AMRegistration:  Post-Effective Amendments of Registration Statements  OLD 20
1/8/21 OLD15-12GRegistration:  Certification of a Termination of Registration of a Class of Securities — Form 15  OLD 1
12/28/20 OLD25Trading:  Notice by an Issuer of the Removal from Listing and Registration on a Securities Exchange of Matured, Redeemed or Retired Securities — Form 25  OLD 1
12/14/20 OLD8-KUpdate:  Current Reports — Form 8-K  OLD  — Press Releases
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& Conference Calls
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 — Financial Reports
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587

8-K Items: 
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12/14/20 OLD
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  Business & Operations: 
Entry into a Material Definitive Agreement — Item 1.01  OLD  — ‘EX-10’
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78
6/12/17 OLD"Termination of a Material Definitive Agreement — Item 1.02  OLD  — ‘EX-10’
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9
10/7/20 OLD
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  Financial Info: 
Completion of Acquisition or Disposition of Assets — Item 2.01  OLD  — ‘EX-2’
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14
11/12/20 OLD"Results of Operations and Financial Condition — Item 2.02  OLD  — Financial Reports
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74
9/17/19 OLD"Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant — Item 2.03  OLD  — ‘EX-10’
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25
3/11/08 OLD"Cost Associated with Exit or Disposal Activities — Item 2.05  OLD  — ‘EX-2’
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3
12/8/20 OLD
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  Securities & Trading: 
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing — Item 3.01  OLD 2
12/13/19 OLD"Unregistered Sales of Equity Securities — Item 3.02  OLD  — ‘EX-1’
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13
2/5/09 OLD"Material Modifications to Rights of Security Holders — Item 3.03  OLD  — ‘EX-4’
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2
10/8/14 OLD
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  Accountants & Accounting: 
Changes in Registrant’s Certifying Accountant — Item 4.01  OLD  — ‘EX-16’
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2
11/14/07 OLD"Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review — Item 4.02  OLD 1
12/8/20 OLD
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  Governance & Management: 
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers — Item 5.02  OLD  — ‘EX-17’
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 — List of Directors & Officers
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96
8/31/20 OLD"Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year — Item 5.03  OLD  — ‘EX-3’
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10
2/5/09 OLD"Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics — Item 5.05  OLD  — ‘EX-14’
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1
8/20/20 OLD"Submission of Matters to a Vote of Security Holders — Item 5.07  OLD 11
11/12/20 OLD
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  Disclosures: 
Regulation FD Disclosure — Item 7.01  OLD  — ‘EX-99’
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201
10/2/20 OLD
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  Events: 
Other Events — Item 8.01  OLD 199
12/14/20 OLD
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  Financials: 
Financial Statements and Exhibits — Item 9.01  OLD  — Financial Reports
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473

11/12/20 OLD10-QUpdate:  Quarterly Reports — Form 10-Q  OLD  — Financial Reports
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83
11/9/20 OLDNT 10-QUpdate:  Notices of Late Filings of Form 10-Q Quarterly Reports — Form 12b-25  OLD 4
10/1/20 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 3
9/17/20 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 2
8/6/20 OLDDEFA14AProxy:  Definitive Additional Proxy Soliciting Materials — Schedule 14A  OLD 17
7/7/20 OLDDEF 14AProxy:  Definitive Proxy Statements — Schedule 14A  OLD 24
7/2/20 OLDCORRESPComment:  Comment-Response and Other Letters to the SEC  [ a.k.a. COVER ]  OLD  — All Correspondence with the SEC
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30
6/30/20 OLDPRER14AProxy:  Preliminary Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
5/26/20 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 6
5/4/20 OLDPRE 14AProxy:  Preliminary Proxy Statements — Schedule 14A  OLD 5
5/31/19 OLDS-3Registration:  Registration Statements – Securities for Transactions — Form S-3  OLD 16
6/8/18 OLDS-8Registration:  Registration Statements – Securities for Certain Employee Benefit Plans — Form S-8  OLD 9
4/9/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
11/18/16 OLD424B5Registration:  Prospectuses – Primary Offerings and Shelf Securities – New Facts or Events  OLD 6
11/17/16 OLD305B2Registration:  Statement of Eligibility to Act as a Trustee by a Corporation — Form T-1  OLD 1
11/17/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
10/15/16 OLDCT ORDERSEC:  SEC Confidential Treatment Orders  OLD 17
6/13/16 OLDDEL AMRegistration:  Registration Effectiveness-Delaying Amendment  OLD 1
4/30/15 OLDARSUpdate:  Annual Reports to Security Holders  OLD 12
2/6/15 OLDSC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G  OLD 2
6/21/13 OLDS-3ASRRegistration:  Automatic Shelf Registration Statements by Well-Known Issuers — Form S-3  OLD 2
6/20/12 OLDS-8 POSRegistration:  Post-Effective Amendments of Form S-8 Registrations  OLD 2
1/3/12 OLDT-3Registration:  Applications for Qualifications of Trust Indentures — Form T-3  OLD 4
2/5/09 OLD8-A12GRegistration:  Registration Statements for Certain Classes of Securities — Form 8-A  OLD 2
2/29/08 OLDNT 10-KUpdate:  Notice of a Late Filing of a Form 10-K Annual Report — Form 12b-25  OLD 1
10/13/06 OLD424B7Registration:  Prospectus – Selling Security Holders – Info Previously Omitted  OLD 1
5/15/06 OLDDEFR14AProxy:  Definitive Revised Proxy Soliciting Materials — Schedule 14A  OLD 2
10/24/05 OLD424B3Registration:  Prospectuses – New Facts or Events  OLD 10
3/14/02 OLD10-K405Update:  Annual Report — Reg. S-K – Item 405 — Form 10-K  OLD 1
9/26/00 OLD424B4Registration:  Prospectuses – Info Previously Omitted & New Facts or Events  OLD 2
9/7/00 OLD424ARegistration:  Prospectuses – Info Substantively Changed or Added  OLD 2
5/26/98 OLDS-1Registration:  Registration Statement (General Form) — Form S-1  OLD 1
3/19/97 OLDS-3MEFRegistration:  Registration Statement to Add Securities to a Prior Form S-3 Registration  OLD 1

Letters: 
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8/9/05 OLDCOVERComment-Response and Cover Letters to the SEC  [ a.k.a. CORRESP ]  OLD  — All Correspondence with the SEC2

General Exhibits: 
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3/26/21 OLDEX-4Instruments, Including Indentures, Defining the Rights of Security Holders  OLD 28
3/26/21 OLDEX-10Material Contracts  OLD 246
3/26/21 OLDEX-21Subsidiaries Lists  OLD 14
1/15/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
10/2/20 OLDEX-2Plans of Acquisitions, Reorganizations, Arrangements, Liquidations and Successions  OLD 8
8/31/20 OLDEX-3Articles of Incorporation/Organization and Bylaws  OLD 11
6/29/20 OLDEX-23Consents of Experts and Counsel  OLD 79
5/31/19 OLDEX-5Opinions of Counsel re: Legality  OLD 26
6/21/13 OLDEX-25Statements of Eligibility to Act as a Trustee — Forms T-1 & T-2  OLD 6
3/1/13 OLDEX-14Codes of Ethics  OLD 2
5/29/08 OLDEX-17Correspondence re: Departure of a Director  OLD 1
3/10/97 OLDEX-24Powers of Attorney  OLD 2

Additional Exhibits: 
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12/14/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD  — Press Releases
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& Conference Calls
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646

Financials: 
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3/26/21 OLDEX-31Certifications — §302 – SOA’02  OLD 157
3/26/21 OLDEX-32Certifications — §906 – SOA’02  OLD 80
3/26/21 OLDXML  &  R#IDEA Financial Reports Info  OLD  — Financial Reports
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3,445
3/26/21 OLDEXCELIDEA Workbooks of Financial Reports Info  OLD  — Workbooks of Financial Reports
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66
3/26/21 OLDEX-101.*XBRL Data  (XBRL Files)  OLD 334
3/26/21 OLDJSONXBRL Instances as JavaScript Object Notation Data  (JSON Files)  OLD 18
3/26/21 OLDZIPXBRL Zipped Folders
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  (Folders of XBRL Files)  OLD 
59
5/9/19 OLDEX-12Statements re: Computations of Ratios  OLD 46
9/16/14 OLDEX-16Letter re: a Change in Accountant  OLD 1
5/15/01 OLDEX-27Financial Data Schedules {Pre-XBRL}  OLD  — Financial Reports
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21
11/12/97 OLDEX-11Statements re: Computations of Earnings Per Share  OLD 4

Graphics: 
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3/26/21 OLDGRAPHICPhotos, Images and Graphs  OLD 4,943


Forms
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, Documents
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& Exhibits
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 in  871 Filings
Filing emoji
 Filed re:  Issuer / Subject Company


        
New Filing!  List all Money Managers that own this Security Issuer:  CUSIP 69329Y
 

        
Latest Filing  Type    Category    Description        Documents
     
2/9/24SC 13GOwnership:  Statements of Acquisitions of Beneficial Ownership by “Passive” Investors — Schedule 13G162
2/19/21 OLDSC TO-IOwnership:  Tender-Offer Statements by Issuers — Schedule TO  OLD 11
2/3/21 OLD4Ownership:  Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 4  OLD 597
1/11/21 OLDSC 13DOwnership:  Statements of Acquisitions of Beneficial Ownership by “Active” Investors — Schedule 13D  OLD 23
1/11/21 OLD3Ownership:  Initial Statements of Beneficial Ownership of Securities by Insiders — Form 3  OLD 45
4/9/18 OLDPREC14AProxy:  Preliminary Proxy Statement – Contested Solicitation — Schedule 14A  OLD 1
11/17/16 OLDFWPRegistration:  Prospectuses – Free Writing  OLD 5
2/17/04 OLD5Ownership:  Annual Statements of Changes in Beneficial Ownership of Securities by Insiders — Form 5  OLD 2

Letters: 
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7/8/20 OLDLETTERComment and Other Letters from the SEC  [ a.k.a. UPLOAD ]  OLD  — All Correspondence with the SEC25
7/8/20 OLDTEXT-EXTRACTComment and Other Letters from the SEC – PDFs’ Text  [ a.k.a. LETTER ]  OLD 7

General Exhibits: 
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1/15/21 OLDEX-1Underwriting Agreements  (and mislabeled “1st Exhibits”)  OLD 8
4/21/20 OLDEX-24Powers of Attorney  OLD 74
9/15/08 OLDEX-2Plan of Acquisition, Reorganization, Arrangement, Liquidation or Succession  OLD 1

Additional Exhibits: 
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2/28/20 OLDEX-99Miscellaneous Exhibits, such as Press Releases  OLD 46

Graphics: 
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9/15/20 OLDGRAPHICPhotos, Images and Graphs  OLD 26


        

Filings History

Year    # of Filings
In descending order
2024 1
2023 1
2022 1
2021 30
2020 107
2019 72
2018 65
2017 59
2016 84
2015 86
2014 103
2013 81
2012 72
2011 94
2010 64
2009 74
2008 99
2007 147
2006 131
2005 161
2004 98
2003 53
2002 11
2001 15
2000 25
1999 9
1998 15
1997 21
1996 7
1995 2
1994 1

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